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HomeMy WebLinkAbout2015 CAFRCITY OF COLUMBIA HEIGHTS STATE OF MINNESOTA PREPARED BY: FINANCE DEPARTMENT COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED DECEMBER 31, 2015 - This page intentionally left blank - CITY OF COLUMBIA HEIGHTS, MINNESOTA TABLE OF CONTENTS Page ReferenceNo. I. INTRODUCTORY SECTION Principal City Officials 3 Organizational Chart 4 Letter of Transmittal 5 Certificate of Achievement for Excellence in Financial Reporting9 II. FINANCIAL SECTION Independent Auditor's Report 13 Management's Discussion and Analysis 17 Basic Financial Statements: Government-Wide Financial Statements: Statement of Net PositionStatement 134 Statement of ActivitiesStatement 236 Fund Financial Statements: Balance Sheet - Governmental FundsStatement 338 Statement of Revenues, Expenditures and Changes in Fund Balance - Governmental FundsStatement 440 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of ActivitiesStatement 543 Statement of Net Position - Proprietary FundsStatement 644 Statement of Revenues, Expenses and Changes in Fund Net Position - Proprietary FundsStatement 746 Statement of Cash Flows - Proprietary FundsStatement 848 Statement of Fiduciary Net Position - Fiduciary FundsStatement 952 Notes to Financial Statements 53 CITY OF COLUMBIA HEIGHTS, MINNESOTA TABLE OF CONTENTS Page ReferenceNo. Required Supplementary Information: Budgetary Comparison Schedule - General FundStatement 1092 Budgetary Comparison Schedule - HRA (Component Unit) Parkview Villa North & South FundsStatement 1194 Schedule of Funding Progress for the Retiree Health PlanStatement 1295 Schedule of Employer's Proportionate Share of Plan Net Pension Liability - General Employees Retirement FundStatement 1396 Schedule of Pension Contributions - General Employees Retirement FundStatement 1497 Schedule of Employer's Proportionate Share of Plan Net Pension Liability - Public Employees Police and Fire FundStatement 1598 Schedule of Pension Contributions - Public Employees Police and Fire FundStatement 1699 Notes to RSI 100 Combining and Individual Fund Statements and Schedules: Combining Balance Sheet - Nonmajor Governmental FundsStatement 17106 Combining Statement of Revenues, Expenditures and Changes in Fund Balance - Nonmajor Governmental FundsStatement 18107 Subcombining Balance Sheet - Nonmajor Special Revenue FundsStatement 19110 Subcombining Statement of Revenues, Expenditures and Changes in Fund Balance - Nonmajor Special Revenue FundsStatement 20112 Special Revenue Funds: Schedules of Revenues, Expenditures and Changes in Fund Balance: Budget and Actual - Cable Television FundStatement 21114 Actual - Police Forfeiture FundStatement 22115 Actual - Public Safety Grants FundStatement 23116 Budget and Actual - Library FundStatement 24117 Actual - After School Programs FundStatement 25118 Actual - Recreation Contributed Projects FundStatement 26119 Actual - Contributed Projects - Other FundStatement 27120 Actual - Special Projects FundStatement 28121 Budget and Actual - Planning and Inspections FundStatement 29122 Actual - Anoka County Comm Dev Programs FundStatement 30123 Economic Development Authority (Component Unit): Budgetary Comparison Schedule - Administration FundStatement 31124 Subcombining Balance Sheet - Nonmajor Debt Service FundsStatement 32126 Subcombining Statement of Revenues, Expenditures and Changes in Fund Balance - Nonmajor Debt Service FundsStatement 33128 Subcombining Balance Sheet - Nonmajor Capital Project FundsStatement 34132 Subcombining Statement of Revenues, Expenditures and Changes in Fund Balance - Nonmajor Capital Project FundsStatement 35133 CITY OF COLUMBIA HEIGHTS, MINNESOTA TABLE OF CONTENTS Page ReferenceNo. Enterprise Funds: Water Utility Fund: Subcombining Schedule of Net Position Statement 36136 Subcombining Schedule of Revenues, Expenses and Changes in Fund Net PositionStatement 37137 Subcombining Schedule of Cash FlowsStatement 38138 Sewer Utility Fund: Subcombining Schedule of Net Position Statement 39139 Subcombining Schedule of Revenues, Expenses and Changes in Fund Net PositionStatement 40140 Subcombining Schedule of Cash FlowsStatement 41141 Refuse Utility Fund: Subcombining Schedule of Net Position Statement 42142 Subcombining Schedule of Revenues, Expenses and Changes in Fund Net PositionStatement 43143 Subcombining Schedule of Cash FlowsStatement 44144 Storm Sewer Utility Fund: Subcombining Schedule of Net Position Statement 45145 Subcombining Schedule of Revenues, Expenses and Changes in Fund Net PositionStatement 46146 Subcombining Schedule of Cash FlowsStatement 47147 Liquor Fund: Subcombining Schedule of Net Position Statement 48149 Subcombining Schedule of Revenues, Expenses and Changes in Fund Net PositionStatement 49150 Subcombining Schedule of Cash FlowsStatement 50152 CITY OF COLUMBIA HEIGHTS, MINNESOTA TABLE OF CONTENTS Page ReferenceNo. Internal Service Funds: Combining Statement of Net PositionStatement 51156 Combining Statement of Revenues, Expenses and Changes in Fund Net PositionStatement 52157 Combining Statement of Cash FlowsStatement 53158 Municipal Service Center: Subcombining Schedule of Net Position Statement 54159 Subcombining Schedule of Revenues, Expenses and Changes in Fund Net PositionStatement 55160 Subcombining Schedule of Cash FlowsStatement 56161 Information Systems Fund: Subcombining Schedule of Net Position Statement 57162 Subcombining Schedule of Revenues, Expenses and Changes in Fund Net PositionStatement 58163 Subcombining Schedule of Cash FlowsStatement 59164 Insurance Fund: Subcombining Schedule of Net Position Statement 60165 Subcombining Schedule of Revenues, Expenses and Changes in Fund Net PositionStatement 61166 Subcombining Schedule of Cash FlowsStatement 62167 Compensated Absences Fund: Subcombining Schedule of Net Position Statement 63168 Subcombining Schedule of Revenues, Expenses and Changes in Fund Net PositionStatement 64169 Subcombining Schedule of Cash FlowsStatement 65170 Combining Statement of Changes in Assets and Liabilities - Agency FundsStatement 66172 CITY OF COLUMBIA HEIGHTS, MINNESOTA TABLE OF CONTENTS Page ReferenceNo. III. STATISTICAL SECTION (UNAUDITED) Financial Trends: Net Positions by ComponentTable 1176 Changes in Net PositionTable 2178 Fund Balances - Governmental FundsTable 3182 Changes in Fund Balances - Governmental FundsTable 4184 Revenue Capacity: Tax Capacity Value and Estimated Market Value of All Taxable PropertyTable 5188 Direct and Overlapping Property Tax RatesTable 6189 Principal Property TaxpayersTable 7191 Property Tax Levies and CollectionsTable 8192 Debt Capacity: Ratios of Outstanding Debt by TypeTable 9194 Ratios of Outstanding Net General Bonded Debt by TypeTable 10196 Direct and Overlapping Governmental Activities DebtTable 11198 Legal Debt Margin InformationTable 12199 Pledged Revenue Coverage Non-Obligation DebtTable 13200 Demographic and Economic: Demographic and Economic StatisticsTable 14202 Principal EmployersTable 15203 Operating Information: City Government Employees by Function/ProgramTable 16204 Operating Indicators by Function/ProgramTable 17206 Capital Asset Statistics by Function/ProgramTable 18208 IV. OTHER REQUIRED REPORTS SECTION Minnesota Legal Compliance Report 213 Independent Auditor's Report on Internal Control over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards 215 Report on Supplementary Information - Financial Data Schedule217 U.S. Department of Housing and Urban Development: Financial Data Schedule 218 Financial Data Schedule - Statement and Certification of Actual Modernization Costs220 - This page intentionally left blank - I. INTRODUCTORY SECTION 1 - This page intentionally left blank - 2 CITY OF COLUMBIA HEIGHTS, MINNESOTA PRINCIPAL CITY OFFICIALS December 31, 2015 NameOfficial Title Mayor and Council: Gary L. PetersonMayor Johin Murzyn, JrCouncilmember Donna SchmittCouncilmember Bruce NawrockiCouncilmember Robert A. WilliamsCouncilmember Administration: Walter FehstCity Manager Kelli BourgeoisHuman Resources Director, Assistant to City Manager Joseph KloiberFinance Director, Treasurer Jim HoeftCity Attorney Kevin HansenPublic Works Director, City Engineer Scott NadeauChief of Police Gary GormanChief of Fire Renee DoughertyLibrary Director Joe HogeboomCommunity Development Director Keith WindschitlRecreation Services Director Larry ScottLiquor Operations Manager 3 City of Columbia Heights Organizational Chart 2015 Mayor: Gary L. Peterson Council members: John Murzyn Bruce Nawrocki Donna Schmitt Robert Williams City Manager: Walter Fehst Commissions & Boards: Charter EDA HRA Traffic Telecommunications Planning & Zoning Park & Recreation Library Public ArtsADMINISTRATION Human Resources Director / Assistant to the City Manager:Kelli Bourgeois City Clerk Administrative Assistant – Human Resources POLICE (Administered by Mayor) Police Chief: Scott Nadeau Office Supervisor Police Captain Sergeants (5) Patrol Officers (20) Community Service Officers (1 FT) (3 PT) Reserves Police IS Specialist Secretary II-A (2) Clerk Typist FIRE/EMERGENCY MANAGEMENT Fire Chief:Gary Gorman Assistant Fire Chief Fire Captains (3) Secretary II (PT) Clerk Typist II (PT) Journeymen (3) On-Call Firefighters (20) PUBLIC WORKS Public Works Director/City Engineer: Kevin Hansen Secretary II-A Assistant City Engineer Administrative Assistant Assessing Clerk (PT) Engineering Technician IV (2) Engineering Technician III Street & Park Superintendent Utility Superintendent Foreman (Parks, Sewer & Water, Streets) (3) Maintenance Worker (16) Vehicle Maintenance Supervisor Maintenance III -Mechanic Maintenance III -Bodyman/Painter Facility Maintenance Supervisor Custodian I (3 PT) Custodian II (PT) FINANCE Finance Director/Treasurer:Joseph Kloiber Accounting Clerk II Assistant Finance Director Accounting Coordinator Payroll Accountant Budget Coordinator Accounting Clerk II: Utility Accounting Clerk I: Utility Accounting Clerk I Receptionist/Cashier (PT) Liquor Operations Manager Assistant Liquor Store Manager (4) FT Store Supervisor (2) PT Store Supervisor (4) Retail Clerk (30 PT) IS Director Assistant IS Director IS Technician COMMUNITY DEVELOPMENT Community Development Director:Joe Hogeboom City Planner Building Official Secretary II: Permits Secretary II: Community Development (PT) LIBRARY Library Director:Renee Dougherty Clerk-Typist II (2) Library Clerk (1) Library Supervisor (3 PT) Page (8 PT) Library Aide (PT) Adult Services Librarian Children's Librarian RECREATION Recreation Director: Keith Windschitl Clerk/Typist II Senior Citizen Coordinator Program Coordinator Recreation Clerk (PT) Custodian II (9 PT) Custodian I (PT) 4   City of Columbia Heights | Finance Department 590 40th Avenue NE, Columbia Heights, MN 55421  ▪  Ph: 763‐706‐3600  ▪  Fax: 763‐706‐3637  ▪  www.columbiaheightsmn.gov  June 13, 2016 To the Citizens of the City of Columbia Heights, Mayor, Council Members, and City Manager The Comprehensive Annual Financial Report of the City of Columbia Heights for the fiscal year ended December 31, 2015, is hereby submitted. The City’s management assumes responsibility for both the completeness and the reliability of the information contained in this report, based on a comprehensive framework of internal control that it has established for this purpose. Because the cost of internal control should not exceed its anticipated benefits, the objective is to provide reasonable, rather than absolute, assurance that the financial statements are free of any material misstatements. Redpath and Company, Certified Public Accountants, have issued an unmodified (“clean”) opinion on the City of Columbia Heights financial statements for the year ended December 31, 2015. Their independent auditors’ report is located at the front of the financial section of this report. State law requires Minnesota cities to issue by June 30th of each year a complete set of audited financial statements for the preceding fiscal year ended December 31st. In addition, state law requires that Minnesota cities undergo an annual Minnesota Legal Compliance Audit. Generally accepted accounting principles require that management provide a narrative introduction, overview, and analysis to accompany the basic financial statements in the form of Management’s Discussion and Analysis (MD&A). This letter of transmittal is designed to complement the MD&A and should be read in conjunction with it. The City of Columbia Heights’ MD&A can be found immediately following the report of the independent auditors. PROFILE OF THE GOVERNMENT The City of Columbia Heights, a suburb located north of the City of Minneapolis in Anoka County in east-central Minnesota, was originally incorporated as a village in 1898. In 1921, pursuant to the adoption of a home rule City Charter by the qualified voters of the City, a council-manager form of government, was instituted. The City Council consists of a Mayor and four Council Members. All are elected at-large, on a non-partisan basis. The Mayor serves a two-year term and the Council Members serve four-year terms. The City Manager is appointed by the City Council. The City covers an area of 3.52 square miles and currently has a population of 19,758. The City is empowered to levy a tax on both real and personal property within its boundaries. All City funds, departments, commissions and other organizations for which the City of Columbia Heights is financially accountable, including all component units, are presented within the Comprehensive Annual Financial Report. The Columbia Heights Housing and 5 City of Columbia Heights Letter of Transmittal June 13, 2016 Page 2    Redevelopment Authority (HRA) and the Columbia Heights Economic Development Authority (EDA) are included in the reporting entity as blended component units of the City of Columbia Heights due to the fact that the governing boards are substantively the same and the City is in a relationship of financial benefit/burden with the authorities. The City provides a full range of services to its citizens. These services include, but are not limited to, police and fire protection; water and sanitation services; the construction and maintenance of highways, streets, and infrastructure; library; recreational facilities; and general administrative services. LOCAL ECONOMY The City is located within the varied and stable economic base of the Minneapolis-Saint Paul greater metropolitan area, which is a major center for both the state and the upper-midwest. As such, there has been a relatively stable level of employment for City residents and this is expected to continue. In 2015, the largest employers located within the boundaries of the City included Independent School District 13 and one division of Medtronic Inc., a medical device manufacturer. With its close proximity to the Minneapolis downtown area (4 miles), and single family housing that is affordable compared to the metropolitan area average, there has been a relatively stable demand for housing in the City. However, as an older, fully developed, inner-ring suburb of a major city, the management and residents of the City of Columbia Heights are faced with the challenges of an aging infrastructure and dependency on state aid to supplement local revenues. The City Council and the City’s management are taking a proactive approach to dealing with these concerns, and they currently have a number of initiatives in progress to address them. Some of these are described below. LONG-TERM FINANCIAL PLANNING The City has a planned Street Rehabilitation Program including, as needed, roadways, alleys, water mains, sanitary sewer and storm sewer improvements. The program divides the City into seven street rehabilitation zones and calls for approximately one zone to be rehabilitated every one to two years. A portion of cost of street rehabilitation is charged to the benefiting properties in the form of special assessments. Utility system improvements are funded by the utility rate structure, which is periodically reviewed for long-term sustainability. In some cases, the City issues bonds to initially finance the project, repaying the bonds with special assessments and/or utility revenues collected over a number of years. Historically, state aid revenue has been a key component of the City’s operating budget; however, the amount provided by the state has been unpredictable, significantly reduced from historical levels, and sometimes reduced retroactively. To provide for more stable operations, the City’s management has developed a multi-year financial plan that gradually phases out the use of state aid in the City’s operating budget using moderate increases in property taxes. Under the plan, available state aid is essentially treated as a one-time revenue source and is used for capital projects and equipment that would otherwise be purchased with property taxes. The current City Council has reached consensus of opinion in support of the plan. Implementation of this plan is, of course, dependent on the tax levy and operating budget actually adopted by the City Council each year. 6 City of Columbia Heights Letter of Transmittal June 13, 2016 Page 3    RELEVANT FINANCIAL POLICIES By Council resolution, a formal policy has been adopted regarding the minimum unassigned fund balance for the general fund. The goal of the policy is to begin each year with sufficient working capital to fund operations. The policy establishes a year-end targeted unassigned fund balance of 45% of the general fund budgeted expenditures for the subsequent year. At December 31, 2015, the unassigned fund balance in the general fund was sufficient to meet this goal. The City’s policy is to budget and recognize license and permit revenues of the community development function, such as building permit revenue, in the planning and inspections fund, a non-major special revenue fund. License and permit revenues of other functions are budgeted and recognized in the general fund. For this reason, license and permit revenues in the general fund are often lower than other comparable Minnesota Cities, which more commonly budget and recognize all license and permit revenues in the general fund. CURRENT MAJOR INITIATIVES For a number of years, the City has emphasized a community-oriented approach to policing. This consists of specific initiatives and strategies involving key stakeholders, such as the local school district, as partners. Not only has this lead to a reduction in crime and greater communication with stakeholders, but it has also led to some notable recognition of these successes. In 2012, the City was awarded with the International Chiefs of Police (IACP) Community Policing Award, which is only awarded to one agency in the world per year, in each of five population categories. In 2015, the City was also selected as a finalist for this award. Given the age of the City’s housing stock, the Economic Development Authority has implemented a program of purchasing and demolishing substandard residential property to create an inventory of redevelopment property available for resale. These properties are currently being marketed and new homes are being built. In 2015, the Authority also entered into an agreement with a private developer to issue approximately $27 million in 2016 conduit financing to assist the developer’s construction of approximately 200 units of multi-family senior housing on an under-utilized former industrial site. The developer will repay the financing from rental income and other sources, at no cost to the City. In 2014, by nearly a 2-to-1 majority, the City’s voters approved by referendum the issuance of $7 million in general obligation bonds to construct a replacement for the City’s library building, using a redevelopment site previously purchased by the Economic Development Authority. The city council also committed an additional $2.3 million of existing resources to the construction of this 22,600 square-foot facility. Completion is scheduled for mid-2016. 7 City of Columbia Heights Letter of Transmittal June 13, 2016 Page 4    AWARD AND AKNOWLEDGEMENTS The Government Finance Officers' Association (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Columbia Heights, Minnesota for its Comprehensive Annual Financial Report for the year ended December 31, 2014. The Certificate of Achievement is a prestigious national award that recognizes conformity with the highest standards for preparation of state and local government financial reports. In order to be awarded a Certificate of Achievement, a government unit must publish an easily readable and efficiently organized Comprehensive Annual Financial Report whose contents conform to program standards. The CAFR must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe our current report continues to conform to the Certificate of Achievement program requirements, and we are submitting it to the GFOA program for review. The preparation of the Comprehensive Annual Financial Report on a timely basis was made possible by the dedicated service of the entire staff of the Finance Department. Each member of the department has our sincere appreciation for the contributions made in the preparation of this report. In closing, without the leadership and support of the City Manager and City Council, preparation of this report would not have been possible. Sincerely, Joseph P. Kloiber Finance Director   8 9 - This page intentionally left blank - 10 II. FINANCIAL SECTION 11 - This page intentionally left blank - 12 4810 White Bear Parkway, St. Paul, MN, 55110 651.426.7000 www.redpathcpas.com INDEPENDENT AUDITOR'S REPORT To the Honorable Mayor and Members of the City Council City of Columbia Heights, Minnesota Report on the Financial Statements We have audited the accompanying financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Columbia Heights, Minnesota, as of and for the year ended December 31, 2015, and the related notes to the financial statements, which collectively comprise the City’s basic financial statements as listed in the table of contents. Management’s Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. Auditor’s Responsibility Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor’s judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity’s preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity’s internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. 13 We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. Opinions In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Columbia Heights, Minnesota, as of December 31, 2015, and the respective changes in financial position, and, where applicable, cash flows thereof for the year then ended in accordance with accounting principles generally accepted in the United States of America. Emphasis of Matter As described in Note 10 to the financial statements, City of Columbia Heights, Minnesota adopted new accounting guidance, GASB Statement No. 68, Accounting and Financial Reporting for Pensions – an Amendment of GASB Statement No. 27 for the year ended December 31, 2015. Our opinion is not modified with respect to this matter. Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management’s discussion and analysis, budgetary comparison information, the schedule of funding progress for the retiree health plan, the schedules of pension contributions and the schedules of proportionate share of pension liability, as listed in the table of contents be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. 14 Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City of Columbia Heights, Minnesota’s basic financial statements. The introductory section, combining and individual fund financial statements and schedules and statistical section are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual fund financial statements and schedules are the responsibility of management and were derived from and relate directly to the underlying accounting and other records used to prepare the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the combining and individual fund financial statements and schedules are fairly stated in all material respects in relation to the basic financial statements as a whole. The introductory and statistical sections have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we do not express an opinion or provide any assurance on them. Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated June 13, 2016, on our consideration of the City of Columbia Heights, Minnesota’s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City of Columbia Heights, Minnesota’s internal control over financial reporting and compliance. REDPATH AND COMPANY, LTD. St. Paul, Minnesota June 13, 2016 15 - This page intentionally left blank - 16 MANAGEMENT’S DISCUSSION AND ANALYSIS As management of the City of Columbia Heights, Minnesota (the City), we offer readers of the City of Columbia Heights’ financial statements this narrative overview and analysis of the financial activities of the City for the fiscal year ended December 31, 2015. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal, which can be found in the introductory section of this report. Financial Highlights The assets and deferred outflows of the City exceeded its liabilities and deferred inflows at December 31, 2015, by $66,157,185 (net position). Of this amount, $21,815,505 or 33% is unrestricted net position which may be used to meet the City’s ongoing obligations to citizens and creditors. Net position of the government-wide financial statements was negatively impacted in the current year by a $7,711,530 due to the required implementation of a new accounting standard. This is more fully described in the analysis below and in the notes to the financial statements. Apart from the prior period adjustment for this change in accounting standards, the City’s total net position otherwise increased during 2015 by $2,142,643 or approximately 3% from the prior year. $913,600 of this increase was from governmental activities, and $1,229,043 of this increase was from the City’s business-type activities. As of December 31, 2015, the combined fund balances of the City’s governmental funds were $29,646,058. This is an increase of $2,862,631 or 11% from the prior year. Also, approximately 23% of the combined fund balances of the City’s governmental funds were unassigned fund balance, available for spending at the City Council’s discretion. As of December 31, 2015, unassigned fund balance in the General fund was $6,873,054 or 98% of the total fund balance in the General fund. The City’s minimum fund balance policy for the General fund, detailed both in the notes to the financial statements and the letter of transmittal, was met at December 31, 2015. During 2015, the City’s total bonded debt increased by $5,615,863 to an end of year total of $29,237,863 from the issuance of $6,875,000 in general obligation bonds in 2015 for construction to replace the City’s library building, offset by principal payments on existing bonded debt. Overview of the Financial Statements This discussion and analysis is intended to serve as an introduction to the City’s basic financial statements. The City’s basic financial statements are comprised of three components: 1) government- wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-wide financial statements. The government-wide financial statements are designed to provide readers with a broad overview of the City’s finances, in a manner similar to a private-sector business. 17 Management’s Discussion and Analysis The statement of net position presents information on all of the City’s assets and liabilities, with the difference between the two reported as net position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. The statement of activities presents information showing how the City’s net position changed during the most recent fiscal year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g. uncollected taxes and earned but unused vacation leave). Both of the government-wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities of the City include general government, public safety, public works, culture and recreation and community development. The business-type activities of the City include water, sanitary sewer, refuse, storm sewer and liquor operations. The government-wide financial statements are presented as Statements 1 and 2 of this report. Fund financial statements. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the City can be divided into three categories: governmental funds, proprietary funds, and fiduciary funds. Governmental funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near-term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government’s near-term financial requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the City’s near term financial decisions. Both the governmental fund balance sheet and governmental fund statement of revenues, expenditures, and change in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures, and changes in fund balances for each major governmental fund. The major governmental funds in 2015 are as follows: 18 Management’s Discussion and Analysis  General fund  Municipal state aid street fund  Capital equipment replacement general government fund  Capital improvements-PIR fund  Capital building library fund  HRA (component unit) Parkview villa north and south fund Data from the other governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these non-major governmental funds is provided in the form of combining statements elsewhere in this report. The basic governmental fund financial statements are presented as Statements 3 through 5 of this report. The City adopts an annual appropriated budget for its general and certain special revenue funds listed in the notes to the financial statements. A budgetary comparison statement has been provided for each these funds to demonstrate compliance with this budget. Proprietary funds. The City maintains two different types of proprietary funds. Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City uses enterprise funds to account for its water, sewer, refuse, storm sewer, and liquor operations. Internal service funds are an accounting device used to accumulate and allocate costs internally among the City’s various functions. The City uses internal service funds to account for its municipal service center (for vehicle and facilities maintenance), information systems, insurance, and compensated absences. As the municipal service center, insurance and compensated absences transactions predominately benefit the governmental rather than the business-type functions, they have been included within governmental activities in the government-wide financial statements. Similarly, because the information systems support predominately benefits the business- type functions, it has been included within the business-type activities in the government-wide financial statements. Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for the water, sewer, refuse, storm sewer and liquor operations, all of which are considered to be major funds of the City. Conversely, the internal service funds are combined into a single, aggregated presentation in the proprietary fund financial statements. Individual fund data for the internal service funds is provided in the form of combining statements elsewhere in this report. The basic proprietary fund financial statements are presented as Statements 6 through 8 of this report. Fiduciary funds. Fiduciary funds are used to account for resources held for the benefit of parties outside the government. Fiduciary funds are not reflected in the government-wide financial statements because the resources of those funds are not available to support the City’s own programs. The accounting used for fiduciary funds is much like that used for proprietary funds. The basic fiduciary fund financial statement is presented as Statement 9 of this report. Notes to the financial statements. The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. 19 Management’s Discussion and Analysis Other information. Required supplementary information for the General fund, and the HRA (component unit) Parkview villa north and south fund, are presented as Statement 10 and Statement 11 respectively, of this report. Certain required supplementary information on pensions and other post-employment benefits are presented as Statements 12 through 16 of this report. The combining statements referred to earlier in connection with non-major governmental funds and internal service funds, together with individual fund statements and schedules, are presented as Statements 17 through 66 of this report. Government-wide Financial Analysis As noted above, net position may serve over time as a useful indicator of a government’s financial position. At December 31, 2015, the City’s assets exceeded its liabilities by $66,157,185. $39,096,956 or 59% of the City’s net position reflects its investment in capital assets (e.g. land, buildings, equipment and infrastructure) less any related debt used to acquire those assets that is still outstanding. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. It should be noted that, although net position invested in capital assets are reported net of related debt, the resources needed to repay this debt must be provided from other sources, since the capital assets themselves would not be used to liquidate these liabilities. In addition, a portion of the City’s net position represents resources that are subject to external restrictions on how they may be used. The remaining balance of unrestricted net position, $21,815,505 or 33%, may be used to meet the City’s ongoing obligations to citizens and creditors. At December 31, 2015, the City is able to report positive balances in all three categories of net position, both for the City as a whole, as well as for its separate governmental and business-type activities. 2015 2014 2015 2014 2015 2014 Assets: Current and other assets $44,419,006$33,274,009$10,807,728$11,125,437$55,226,734$44,399,446 Capital assets 42,554,18139,187,07816,459,03815,342,18659,013,21954,529,264 Total assets 86,973,187 72,461,087 27,266,766 26,467,623 114,239,953 98,928,710 Deferred outflows of resources (see below )1,315,454 - 174,952 - 114,239,953 - Liabilities: Current liabilities 4,260,5252,185,473 1,638,9221,609,9475,899,4473,795,420 Noncurrent liabilities (see below )35,468,85817,316,5107,095,0776,314,50042,563,93523,631,010 Total liabilities 39,729,38319,501,9838,733,9997,924,44748,463,38227,426,430 Deferred inflows of resources (see below )962,490 - 147,332 - 48,463,382 - Net position: Net invested in capital assets 27,168,55526,049,05711,928,40110,729,45739,096,95636,778,514 Restricted 4,710,9683,752,839533,756543,8225,244,7244,296,661 Unrestricted 15,717,27523,157,2086,098,2307,269,89721,815,50530,427,105 Total net position $47,596,798$52,959,104$18,560,387$18,543,176$66,157,185$71,502,280 CITY OF COLUMBIA HEIGHTS' NET POSITION TotalsGovernmental Activities Business-Type Activities 20 Management’s Discussion and Analysis The City adopted new accounting guidance, GASB Statement No. 68, Accounting and Financial Reporting for Pensions – an Amendment of GASB Statement No. 27 for the year ended December 31, 2015. Essentially, the standard required the unfunded portion of defined benefit pension plans to be reported by all participating employers. Recording the net pension liability and the pension related deferred outflows and inflows of resources do not change the City’s future funding requirements or obligations under the plans, which are determined by Minnesota statutes. Net position was negatively impacted by $7,711,530 at December 31, 2015 due to the implementation of this standard. Pension-related amounts included in the above schedule related to the standard are as follows: Changes in net position - governmental activities. During the current year, governmental activities increased the City’s net position by $913,600 or 1%. Significant elements of this change included:  Governmental activities revenue increased $1,604,904 or 9% over the prior year. This was primarily from an increase in grant revenues of $1,944,646 over the prior year, offset by a smaller increase in the fair value of investments in the current year, compared to the prior year. (We note that under the City’s investment policy, interest-bearing investments are held to maturity to address such temporary fluctuations in fair value.)  Governmental activities expenses increased $1,124,219 or 7% over the prior year. This was primarily from an increase in grant-funded expenses, offset by a decrease in operating expenses for the government’s public housing program which was terminated in 2015. The increase in grant-funded activity included two federally-funded fulltime firefighter positions, shoreline and park improvements at Labelle Pond, and street repairs funded by special assessments. (Within the statement of activities, special assessments are reported as program-specific grants.)  The pending return of approximately $927,142 of prior years’ unspent grant funds to the U.S. Department of Housing and Redevelopment is reported as a special item for 2015 in the statement of activities, coinciding with the termination of the HRA’s public housing program.  Implementation of the new pension accounting standard mentioned above reduced the net position of the government activities at December 31, 2015, by $6,467,161. This includes both the prior period adjustment shown below of $6,275,906 and the current year expenses of $191,255 which are distributed across the functional categories of the governmental activities. 2015 2014 2015 2014 2015 2014 Pension-related: Deferred outflows of resources ($1,315,454) $ - ($174,952)$ - ($1,490,406) $ - Noncurrent liabilities 6,820,125 - 1,271,989 - 8,092,114 - Deferred outflows of resources 962,490 - 147,332 - 1,109,822 - Total related to pensions $6,467,161 $0$1,244,369 $0$7,711,530 $0 Governmental Activities Business-Type Activities Totals 21 Management’s Discussion and Analysis 2015 2014 2015 2014 2015 2014 Revenues: Program revenues: Charges for services $2,190,975 $2,258,503 $15,101,749 $15,100,943$17,292,724$17,359,446 Operating grants and contributions 1,914,513 993,119 96,518 91,421 2,011,031 1,084,540 Capital grants and contributions 1,444,055 606,479 747,334 47,369 2,191,389 653,848 General revenues: Property taxes 10,512,483 10,310,867 - - 10,512,483 10,310,867 Tax increment collections 491,639 463,837 - - 491,639 463,837 Grants and contributions not restricted to specific programs 1,682,480 1,496,804 - - 1,682,480 1,496,804 Unrestricted investment earnings 342,384 1,091,263 62,521 252,360 404,905 1,343,623 Gain on sale of capital assets 0 used in governmental activities 247,247 - - - 247,247 - Total revenues 18,825,776 17,220,872 16,008,122 15,492,093 34,833,898 32,712,965 Expenses: General government 2,128,9642,104,025 - - 2,128,9642,104,025 Public safety 6,265,4855,801,747 - - 6,265,4855,801,747 Public works 3,529,5473,052,844 - - 3,529,5473,052,844 Culture and recreation 2,926,0042,565,755 - - 2,926,0042,565,755 Community development 1,555,6401,943,576 - - 1,555,6401,943,576 Interest on long-term debt 948,493761,967 - - 948,493761,967 Water - - 2,367,9542,336,4752,367,954 2,336,475 Sewer - - 1,621,5061,789,2601,621,506 1,789,260 Refuse - - 1,753,4061,695,9971,753,406 1,695,997 Storm sewer - - 541,926315,809 541,926 315,809 Liquor - - 8,125,1888,148,7888,125,188 8,148,788 Total expenses 17,354,133 16,229,914 14,409,980 14,286,329 31,764,113 30,516,243 Increase (decrease) in net position before transfers and special items1,471,643 990,958 1,598,142 1,205,764 3,069,785 2,196,722 Transfers 369,099 361,426 (369,099) (361,426) - - Special item (927,142) - - - (927,142) - Increase in net position 913,600 1,352,384 1,229,043 844,338 2,142,643 2,196,722 Net position - January 1, as previously reported52,959,104 51,606,720 18,543,176 17,698,838 71,502,280 69,305,558 Prior period adjustment (6,275,906) - (1,211,832) - (7,487,738) - Net position - January 1, as restated 46,683,198 51,606,720 17,331,344 17,698,838 64,014,542 69,305,558 Net position - December 31 $47,596,798$52,959,104$18,560,387$18,543,176$66,157,185$71,502,280 Business-Type Activities Totals CITY OF COLUMBIA HEIGHTS' CHANGES IN NET POSITION Governmental Activities 22 Management’s Discussion and Analysis 23 Management’s Discussion and Analysis Changes in net position - Business-type activities. In 2015, business-type activities increased the City’s total net position by $1,229,043 or 2%. The significant elements of this increase include:  Business-type activities revenue increased by $516,029 or 3% over the prior year. This was the result of an increase in grant revenues of $700,000 for storm sewer improvements, offset by a smaller increase in the fair value of investments in the current year, compared to the prior year. (We note that under the City’s investment policy, interest-bearing investments are held to maturity to address such temporary fluctuations in fair value.)  Utility rates set by the City Council remained the same for 2015 as for 2014.  Municipal liquor sales remained substantially the same for 2015 as for 2014.  Changes in the expenses of the various business-type activities were largely offsetting, yielding an increase of $123,651 or less than 1% over the prior year.  Implementation of the new pension accounting standard mentioned above reduced the net position of the business-type activities at December 31, 2015, by $1,244,369. This includes both the prior period adjustment shown above of $1,211,832 and the current year expenses of $32,537 which are distributed across the functional categories of the business-type activities. 24 Management’s Discussion and Analysis Financial Analysis of the City’s Funds As noted earlier, the City uses fund accounting to ensure and demonstrate compliance with finance- related legal requirements. Governmental funds. The focus of the City’s governmental funds is to provide information on near- term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City’s financing requirements. In particular, unreserved fund balance may serve as a useful measure of a government’s net resources available for spending at the end of the fiscal year. At December 31, 2015, the City’s governmental funds reported combined fund balances of $29,646,058. Committed, assigned and unassigned fund balance, which is available for spending at the City’s discretion, has a combined balance of $ 19,727,179. The remainder of fund balance is nonspendable or restricted to indicate that it is not available for new spending because it has already been obligated for prepaid items ($97,572), debt service ($5,280,447), tax increment purposes ($1,863,077), and various other purpose restrictions ($2,677,783) detailed in the notes to the financial statements. The General Fund is the chief operating fund of the City. During the current year, fund balance in the General Fund decreased by $361,918 or 5%. Significant elements of this decrease include:  Transfers from the General to the other funds increased by $985,131 or 136% over the prior year, to fund the purchase of a firetruck ($500,000 to the Capital Equipment Replacement 25 Management’s Discussion and Analysis Fund), to call and redeem certain general obligation bonded debt ($236,000 to the non-major governmental funds), and for other internal funding purposes.  General Fund expenditures increased by $ 389,987 or 4% over the prior year. This reflects both planned inflationary increases of approximately 2.5%, and reduced staffing vacancies within the public safety and public works functions compared to the prior year.  General Fund revenues increased by $78,202 or less than 1% over the prior year. This included the offsetting factors of an increase in property taxes of $229,891 or 3% over the prior year, which is consistent with the intended annual growth under the City’s five-year financial plan, and $208,585 less of an annual increase in the fair value of investments compared to the prior year. (We note that under the City’s investment policy, interest- bearing investments are held to maturity to address such temporary fluctuations in fair value.) The changes in fund balance of the other major governmental funds in 2015, and significant elements of those changes, were as follows:  The Municipal State Aid Street Fund increased by $668,288. Roughly half of this increase is the amount by which current year state grants restricted for reconstruction and maintenance of state roads within the City exceeded the related current year expenditures. The remainder of this increase was a transfer in from the Capital Improvements PIR Fund related to special assessments collected for portions of these street projects.  The Capital Equipment Replacement General Government Fund decreased by $116,523. This reflects the amount by which 2015 equipment purchases exceeded investment income and transfers-in.  The Capital Improvements PIR Fund decreased by $572,568. This decrease is the amount by which current year street project expenditures and a related transfer to street projects in the Municipal State Aid Street Fund, exceeded special assessments collected in the current year. PIR is the acronym for public improvement revolving fund.  The Capital Building Library Fund increased by $5,557,468. This is the amount by which transfers in from other funds and the issuance of general obligation bonds, exceeded the cost of construction-in-process for a new (replacement) library facility.  The Housing and Redevelopment Authority (component unit) Parkview Villa North and South Fund decreased by $821,803 primarily as a result of the $927,142 special item described above for the governmental activities, in conjunction with the 2015 termination of the HRA’s public housing program.  The combined fund balances of the nonmajor governmental funds decreased by $1,490,313 or 13% over the prior year. The most significant element of this decrease was the net transfers to the Capital Building Library Fund of $1,929,609 to fund a portion of the new library facility with existing resources. Various other offsetting increases within the aggregated activities of the nonmajor governmental funds amounted to $439,296 or 4% of their prior year combined fund balances. 26 Management’s Discussion and Analysis Proprietary funds. The City’s proprietary funds provide the same type of information that is found in the government-wide financial statements for business-type activities, but in more detail. At December 31, 2015, net position of the major proprietary funds included the following amounts of unrestricted net position:  Water Fund $79,759  Sewer Fund $1,068,999  Refuse Fund $1,738,167  Storm Sewer Fund $165,165  Liquor Fund $2,097,546 The 2015 changes in net position of the major proprietary funds, apart from the effect of the prior period adjustment described above for the business-type activities, included the following:  Water Fund $291,379  Sewer Fund $10,256  Refuse Fund $190,475  Storm Sewer Fund $584,879  Liquor Fund $119,956 Other factors concerning the finances of the proprietary funds are addressed above in the analysis of the City’s business-type activities. Budgetary Highlights General Fund. The changes between the original and final 2015 General Fund budget consisted of:  Several small budget amendments to increase intergovernmental revenue, charges for services, and miscellaneous other revenues, by a total of $58,923. These changes were paired with related increases to budgeted police and fire expenditures of $58,923. This reflects additional services and training funded by external entities in mid-year.  Amendments to appropriate $911,000 in additional transfers to other funds, for the purposes listed above in the description of the changes in the fund balance of the General fund. Actual general fund revenues in 2015 were more than budgeted by $118,252 or 1%:  This was primarily the result of $126,562 in excess tax increment was refunded to the City from tax increment financing districts. The City’s practice is not to budget for such refunds. This item is reported within the line item for tax revenues. Actual general fund expenditures in 2015 were less than budgeted by $345, 211 or 3%:  Approximately $153,000 of this variance was across various recreation programs. In most cases, this was from actual operating costs being less than estimated. In addition, some restricted resources available in the non-major governmental funds in 2015 was utilized, in 27 Management’s Discussion and Analysis accord with City policy, in lieu of assigned resources in the general fund annual budget.  Approximately $103,000 of this variance is attributable to the general government function. This was primarily the result of budgeting for various contingent matters which did not incur to the level budgeted. Also certain city hall rehabilitation initially included in the capital improvement plan was deferred or eliminated after adoption of the budget.  Approximately $92,000 of this variance reflects staff vacancies, and new hires at entry level wages instead of full level wages, within the public safety function in 2015. 28 Management’s Discussion and Analysis Capital Asset and Debt Administration Capital assets. The City’s capital assets for its governmental and business-type activities as of December 31, 2015, amount to $59,013,219 net of accumulated depreciation. This investment in capital assets includes land, buildings, equipment, infrastructure, and construction in progress. City of Columbia Heights’ Capital Assets Beginning Ending BalanceAdditionsDeletionsBalance Governmental activities: Capital assets - not depreciated: Land $5,325,624 $0($177,375)$5,148,249 Construction in progress 1,019,899 6,175,149 (1,243,957) 5,951,091 Total capital assets not being depreciated6,345,523 6,175,149 (1,421,332) 11,099,340 Capital assets - being depreciated: Buildings 28,567,589 29,500 (5,352,327) 23,244,762 Equipment 8,445,431 727,654 (524,132) 8,648,953 Infrastructure 30,171,790 912,449 - 31,084,239 Total capital assets being depreciated67,184,810 1,669,603 (5,876,459) 62,977,954 Less accumulated depreciation for: Buildings 12,791,628 638,685 (4,462,956) 8,967,357 Equipment 6,314,033 473,076 (477,362) 6,309,747 Infrastructure 15,237,593 1,008,416 - 16,246,009 Total accumulated depreciation 34,343,254 2,120,177 (4,940,318) 31,523,113 Capital assets being depreciated - net 32,841,556 (450,574) (936,141) 31,454,841 Governmental activities capital assets - net39,187,079 5,724,575 (2,357,473) 42,554,181 Business-type activities: Capital assets - not depreciated: Land 2,349,213 - - 2,349,213 Construction in progress 591,563 1,684,312 (508,276) 1,767,599 Total capital assets not being depreciated2,940,776 1,684,312 (508,276) 4,116,812 Capital assets - being depreciated: Buildings 5,124,992 115,846 - 5,240,838 Equipment 2,509,940 80,224 (26,840) 2,563,324 Infrastructure 16,254,153 392,431 - 16,646,584 Total capital assets being depreciated23,889,085 588,501 (26,840) 24,450,746 Less accumulated depreciation for: Buildings 1,516,779 152,718 - 1,669,497 Equipment 1,741,788 127,824 (26,840) 1,842,772 Infrastructure 8,229,109 367,145 - 8,596,254 Total accumulated depreciation 11,487,676 647,687 (26,840) 12,108,523 Capital assets being depreciated - net 12,401,409 (59,186) - 12,342,223 Business-type activities capital assets - net15,342,185 1,625,126 (508,276) 16,459,035 Total capital assets - net 54,529,264 7,349,701 (2,865,749) 59,013,216 29 Management’s Discussion and Analysis Significant capital asset activity during 2015 included the following: At December 31, 2015, the City had $6,379,995 of non-cancellable contractual commitments for construction in 2016, primarily for the new library. Additional information on the City’s capital assets can be found in Note 5 to the financial statements. Long-term debt. During 2015, the City’s total bonded debt increased by $5,615,863 to an end of year total of $29,237,863 from the issuance of $6,875,000 in general obligation bonds in 2015 for construction to replace the library building, offset by principal payments on existing bonded debt. Bonded debt outstanding at year end included general obligation bonds, which are backed by the full faith and credit of the City, and revenue bonds, for which only revenues from the related projects financed are pledged for repayment. Some of the general obligation bonds have specific revenue sources pledged other than property taxes, but in the event those other sources were insufficient, the City would be required to fund the shortfall through property taxes. State statute limits the amount of certain general obligation debt that a Minnesota city may issue to 3% of the estimated market value of property within a city’s taxing jurisdiction. At December 31, 2015, the City’s debt limit under this statute was $32,815,845 and $18,460,000 of the City’s outstanding debt was of the type to which this limit applies. City of Columbia Heights’ Long-Term Debt Year Project StartedCost to DateStatus Watermain Lining2013392,430 in-service Street Reconstruction - Zone 32013912,450 in-service Jackson Pond Reconstruction20131,148,632 in-progress Watermain Lining2014476,460 in-progress Concrete Alley Reconstruction2014727,810 in-progress Library Building Replacement20144,438,964 in-progress Recreational Splash Pad2015458,418 in-progress Street Reconstruction - Zone 12015439,646 in-progress As of December 31, 2015 2015 2014 2015 2014 2015 2014 General obligation bonds: Repaid only with general taxes $18,460,000$12,260,000$ - $ - $18,460,000$12,260,000 Unamortized premium on above 273,863 - - - 273,863 - With other pledged revenues 1,789,3052,083,0212,085,6952,401,9793,875,0004,485,000 Revenue bonds 2,549,0002,617,0004,080,0004,260,0006,629,0006,877,000 Due to other government 5,200,000 - - - 5,200,000 - Compensated absences 1,068,7431,007,424162,942156,6371,231,6851,164,061 Net pension liability 6,820,125 - 1,271,989 - 8,092,114 - Postemployment benefits other than pensions 223,618191,151 - - 223,618191,151 $36,384,654$18,158,596$7,600,626$6,818,616$43,985,280$24,977,212 Governmental Activities Business-Type Activities Totals 30 Management’s Discussion and Analysis At December 31, 2015, the City’s general obligation bonds have an AA rating from Standard and Poor’s and Aa2 rating from Moody’s. The outstanding revenue bonds of the business activities at December 31, 2015, are repaid only with lease revenue and have an A1 rating from Moody’s. The outstanding revenue bonds of the governmental activities at December 31, 2015, are repaid only with tax increment and are unrated. In conjunction with the 2015 sale of real property, the HRA owes a 30-year no-interest note payable to the U.S. Department of Housing and Redevelopment for $5,200,000 with all principal due in 2045. This amount is included in the financial statements within the amount reported as due to other governments. In addition to bonded debt and long-term amounts due to other governments, at yearend there was long-term debt in the amount of $1,231,685 and $223,618 and $8,092,114; respectively, for compensated absences, post-employment health insurance, and net pension benefit. Additional information on the City’s long-term debt can be found in Note 7 to the financial statements. Economic Factors and Next Year’s Budget In 2014, the average annual unemployment rate for Anoka County, which includes the City, was 3.6%. This is a decrease from a rate of 4.1% from the prior year. This compares to the average annual 2015 state and national rates of 3.6% and 5.3% respectively. The Consumer Price Index in the region compares favorably to national trends. These factors were considered when preparing the City of Columbia Heights’ 2016 budget. Requests For Information. This financial report is designed to provide a general overview of the City of Columbia Heights’ finances for all those with an interest in the government’s finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to the City of Columbia Heights, Finance Department, 590 40th Avenue NE, Columbia Heights, Minnesota 55421-3878. 31 - This page intentionally left blank - 32 BASIC FINANCIAL STATEMENTS 33 CITY OF COLUMBIA HEIGHTS, MINNESOTA STATEMENT OF NET POSITION Statement 1 December 31, 2015 Page 1 of 2 GovernmentalBusiness-Type ActivitiesActivitiesTotal Current assets: Cash and investments$32,653,991$5,386,018$38,040,009 Restricted asset: cash and investments with fiscal agent - 399,251399,251 Receivables - current: Accounts (net of allowance for uncollectibles)104,3991,612,4791,716,878 Special assessments451,700 - 451,700 Taxes 426,356 - 426,356 Interest47,0179,45056,467 Due from other governmental units - current1,367,58849,0901,416,678 Internal balances(265,352)265,352 - Prepayments162,05692,397254,453 Inventory - at cost53,8562,993,6943,047,550 Real estate held for resale738,689 - 738,689 Total current assets35,740,30010,807,73146,548,031 Noncurrent assets: Receivables - noncurrent: Special assessments1,994,655 - 1,994,655 Loans6,684,050 - 6,684,050 Capital assets (net of accumulated depreciation): Land5,148,2492,349,2137,497,462 Buildings14,277,4063,571,34217,848,748 Equipment2,339,205720,5533,059,758 Infrastructure14,838,2318,050,32822,888,559 Construction in process5,951,0911,767,5997,718,690 Total noncurrent assets51,232,88716,459,03567,691,922 Total assets86,973,18727,266,766114,239,953 Deferred outflows of resources: Related to pensions1,315,454174,9521,490,406 Primary Government Assets: The accompanying notes are an integral part of these financial statements. 34 CITY OF COLUMBIA HEIGHTS, MINNESOTA STATEMENT OF NET POSITION Statement 1 December 31, 2015 Page 2 of 2 GovernmentalBusiness-Type ActivitiesActivitiesTotal Current liabilities: Accounts payable$1,166,950$482,396$1,649,346 Accrued salaries and withholdings payable321,19767,031388,228 Contracts payable - retained percentage213,09322,470235,563 Due to other governmental units1,058,003458,3251,516,328 Unearned revenue214,247 - 214,247 Accrued interest payable356,229103,151459,380 Deposits14,980 - 14,980 Compensated absences payable - current80,15612,21992,375 Bonds payable - current835,670493,3301,329,000 Total current liabilities4,260,5251,638,9225,899,447 Noncurrent liabilities: Compensated absences payable - noncurrent988,587150,7231,139,310 Other postemployment benefits payable - noncurrent223,618 - 223,618 Bonds payable - noncurrent22,236,4985,672,36527,908,863 Due to other governmental units5,200,000 - 5,200,000 Net pension liability6,820,1251,271,9898,092,114 Total noncurrent liabilities35,468,8287,095,07742,563,905 Total liabilities39,729,3538,733,99948,463,352 Deferred inflows of resources: Related to pensions962,490147,3321,109,822 Net investments in capital assets27,168,55511,928,40139,096,956 Restricted for: Debt service1,174,473533,7561,708,229 Tax increment purposes858,712 - 858,712 Other purposes2,677,783 - 2,677,783 Unrestricted15,717,2756,098,23021,815,505 Total net position$47,596,798$18,560,387$66,157,185 Liabilities: Net position: Primary Government The accompanying notes are an integral part of these financial statements. 35 CITY OF COLUMBIA HEIGHTS, MINNESOTA STATEMENT OF ACTIVITIES For The Year Ended December 31, 2015 Program Revenues Charges For ExpensesServices Functions/Programs Primary government: Governmental activities: General government$2,128,964$206,531 Public safety6,265,485703,489 Public works3,529,54751,991 Culture and recreation2,926,004227,224 Community development1,555,6401,001,740 Interest on long-term debt948,493 - Total governmental activities17,354,1332,190,975 Business-type activities: Water2,367,9542,730,516 Sewer1,621,5061,699,397 Refuse1,753,4061,896,230 Storm sewer541,926375,663 Liquor8,125,1888,399,943 14,409,98015,101,749 Total primary government$31,764,113$17,292,724 The accompanying notes are an integral part of these financial statements. 36 Statement 2 OperatingCapital Grants andGrants andBusiness-Type ContributionsContributionsGovernmentalActivitiesTotals $ - $ - ($1,922,433)$ - ($1,922,433) 485,43915,350(5,061,207) - (5,061,207) 1,314,378811,654(1,351,524) - (1,351,524) 18,422252,260(2,428,098) - (2,428,098) 96,274364,791(92,835) - (92,835) - - (948,493) - (948,493) 1,914,5131,444,055(11,804,590)0(11,804,590) - - - 362,562362,562 - - - 77,89177,891 96,518 - - 239,342239,342 - 747,334 - 581,071581,071 - - - 274,755274,755 96,518747,33401,535,6211,535,621 $2,011,031$2,191,389(11,804,590)1,535,621(10,268,969) General revenues: Property taxes10,512,483 - 10,512,483 Tax increment collections491,639 - 491,639 Grants and contributions not restricted to specific programs1,682,480 - 1,682,480 Unrestricted investment earnings342,38462,521404,905 Gain on sale of capital assets used in governmental activities247,247 - 247,247 Transfers369,099(369,099) - Special item(927,142) - (927,142) Total general revenues, transfers, and special items12,718,190(306,578)12,411,612 Change in net position913,6001,229,0432,142,643 Net position - January 1, as previously reported52,959,10418,543,17671,502,280 Prior period adjustment(6,275,906)(1,211,832)(7,487,738) Net position - January 1, as restated46,683,19817,331,34464,014,542 Net position - December 31$47,596,798$18,560,387$66,157,185 Program Revenues Net (Expense) Revenue and Changes in Net Position Primary Government The accompanying notes are an integral part of these financial statements. 37 CITY OF COLUMBIA HEIGHTS, MINNESOTA BALANCE SHEET GOVERNMENTAL FUNDS December 31, 2015 General Fund Municipal State Aid Street Fund Capital Equipment Replacement General Gov't Assets Cash and investments$7,245,087$294,567$4,065,295 Receivables: Accounts40,324 - - Special assessments - - - Taxes399,374 - - Loans - - - Interest12,837 - 7,600 Due from other governmental units95,126826,654 - Interfund receivable45,200 - 165,000 Prepayments94,848 - - Real estate held for resale - - - Total assets$7,932,796$1,121,221$4,237,895 Liabilities, Deferred Inflows of Resources, and Fund Balances Liabilities: Accounts payable$110,914$5,169$ - Accrued salaries and withholdings payable271,8741,707 - Contracts payable - retained percentage9,7089,165 - Due to other governmental units118,635393 - Interfund payable - - - Unearned revenue152,504 - - Deposits - - - Total liabilities663,63516,4340 Deferred inflows of resources: Unavailable revenue257,25915,000 - Total deferred inflows of resources257,25915,000 - Fund balance: Nonspendable94,848 - - Restricted - 1,089,787 - Committed - - 4,237,895 Assigned44,000 - - Unassigned6,873,054 - - Total fund balances7,011,9021,089,7874,237,895 Total liabilities, deferred inflows of resources, and fund balances$7,932,796$1,121,221$4,237,895 Fund balance reported above Amounts reported for governmental activities in the statement of net position are different because: Capital assets used in governmental activities are not financial resources, and therefore, are not reported in the funds. Other long-term assets are not available to pay for current-period expenditures and, therefore, are reported as unavailable revenue in the funds. Internal service funds are used by management to charge the costs of municipal service center, information systems, insurance and compensated absences to individual funds. With the exception of the information systems fund which is a business-type fund, the assets and liabilities of the internal service funds are included in the governmental activities in the statement of net position. Long-term liabilities, including bonds payable, are not due and payable in the current period and therefore are not reported in the funds. Net position of governmental activities The accompanying notes are an integral part of these financial statements. 38 Statement 3 Capital Improvements PIR Fund Capital Building Library Fund HRA (Component Unit) Parkview Villa North & South Fund Other Governmental Funds Interfund Eliminations Total Governmental Funds $571,714$7,054,119$1,937,849$8,655,318$ - $29,823,949 - - 12,91451,161 - 104,399 1,800,180 - - 646,175 - 2,446,355 - - - 26,982 - 426,356 - - 6,585,00099,050 - 6,684,050 6009,2601,50012,120 - 43,917 85,000 - - 360,808 - 1,367,588 - - - 462,384(507,584)165,000 - - - 2,724 - 97,572 45,600 - - 693,089 - 738,689 $2,503,094$7,063,379$8,537,263$11,009,811($507,584)$41,897,875 $87,665$894,012$4,872$49,247$ - $1,151,879 1,091 - - 36,147 - 310,819 56,787128,533 - 8,900 - 213,093 - - 927,14011,835 - 1,058,003 - - - 507,584(507,584) - - - - 53,602 - 206,106 11,945 - - 3,035 - 14,980 157,4881,022,545932,012670,350(507,584)2,954,880 1,784,092 - 6,585,000655,586 - 9,296,937 1,784,09206,585,000655,58609,296,937 - - - 2,724 - 97,572 - 3,773,6781,020,2513,937,591 - 9,821,307 561,5142,267,156 - 5,835,600 - 12,902,165 - - - - - 44,000 - - - (92,040) - 6,781,014 561,5146,040,8341,020,2519,683,875029,646,058 $2,503,094$7,063,379$8,537,263$11,009,811($507,584)$41,897,875 $29,646,058 41,337,766 4,096,937 2,433,761 (29,917,724) $47,596,798 The accompanying notes are an integral part of these financial statements. 39 CITY OF COLUMBIA HEIGHTS, MINNESOTA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE GOVERNMENTAL FUNDS For The Year Ended December 31, 2015 General Fund Municipal State Aid Street Fund Capital Equipment Replacement General Gov't Revenues: Taxes$8,781,533$ - $ - Tax increment collections - - - Special assessments - - - Licenses and permits213,408 - - Intergovernmental1,666,8891,047,041 - Rents - - - Charges for services592,599197 - Fines and forfeitures96,551 - - Investment income: Interest and dividends72,948 - 50,980 Change in fair value30,339 - 16,800 Other revenues23,950 - - Total revenues11,478,217 1,047,238 67,780 Expenditures: Current: General government1,881,711 - - Public safety5,492,908 - 46,795 Public works1,534,891242,120 - Culture and recreation1,483,765 - - Community development - - - Capital outlay: Public safety 1,557 - 607,375 Public works 95,188 436,830 42,078 Culture and recreation 59,590 - 47,190 Community development - - - Debt service: Principal retirement - - - Interest and fiscal charges - - - Issuance costs - - - Developer incentives - - - Total expenditures 10,549,610 678,950 743,438 Revenues over (under) expenditures 928,607 368,288 (675,658) Other financing sources (uses): Transfers in 417,106 300,000 550,000 Transfers out (1,707,631) - - Bonds issued - - - Bond premium - - - Sale of capital assets - - 9,135 Special item - - - Total other financing sources (uses)(1,290,525)300,000 559,135 Net change in fund balance (361,918)668,288 (116,523) Fund balance - January 1 7,373,820 421,4994,354,418 Fund balance - December 31 $7,011,902$1,089,787$4,237,895 The accompanying notes are an integral part of these financial statements. 40 Statement 4 Capital Improvements PIR Fund Capital Building Library Fund HRA (Component Unit) Parkview Villa North & South Fund Other Governmental Funds Interfund Eliminations Total Governmental Funds $ - $ - $ - $1,734,158$ - $10,515,691 - - - 506,733 - 506,733 1,006,079 - - 110,655 - 1,116,734 - - - 413,139 - 626,547 - - 161,0651,204,189 - 4,079,184 - - 492,304 - - 492,304 26,188 - - 329,073 - 948,057 - - - 27,516 - 124,067 3,30030,32011,11765,260 - 233,925 1,3008,4703,40024,050 - 84,359 - 2,2608,711154,152 - 189,073 1,036,867 41,050 676,597 4,568,925 0 18,916,674 - - - 68,351 - 1,950,062 - - - 55,412 - 5,595,115 441,863 - - 1,183 - 2,220,057 - - - 1,098,228 - 2,581,993 - - 571,258564,962 - 1,136,220 - - - - - 608,932 421,719 - - 731,673 - 1,727,488 - 4,066,826 - - - 4,173,606 - - - 507,472 - 507,472 - - - 1,036,716 - 1,036,716 - - - 826,921 - 826,921 - 85,016 - - - 85,016 - - - 164,188 - 164,188 863,582 4,151,842 571,258 5,055,106 0 22,613,786 173,285 (4,110,792)105,339 (486,181)0 (3,697,112) 1,1312,683,399 - 1,455,274(4,977,811)429,099 (746,984)(183,790) - (2,459,406)4,977,811(120,000) - 6,875,000 - - - 6,875,000 - 293,651 - - - 293,651 - - - - - 9,135 - - (927,142) - - (927,142) (745,853)9,668,260 (927,142)(1,004,132)0 6,559,743 (572,568)5,557,468 (821,803)(1,490,313)0 2,862,631 1,134,082483,3661,842,05411,174,188 - 26,783,427 $561,514$6,040,834$1,020,251$9,683,875$0$29,646,058 The accompanying notes are an integral part of these financial statements. 41 - This page intentionally left blank - 42 CITY OF COLUMBIA HEIGHTS, MINNESOTA RECONCILIATION OF THE STATEMENT OF REVENUES,Statement 5 EXPENDITURES AND CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES For The Year Ended December 31, 2015 Amounts reported for governmental activities in the statement of activities (Statement 2) are different because: Net changes in fund balances - total governmental funds (Statement 4)$2,862,631 Governmental funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense. The difference is the amount by which depreciation exceeded outlays for capital assets.4,559,820 The net effect of various miscellaneous transactions involving capital assets, such as sales, trade-ins and abandonments was a decrease in net position.(1,115,477) The issuance of long-term debt provides current financial resources to the governmental funds, while repayment of the principal of long-term debt consumes the current financial resources of the governmental funds. Neither transaction has any effect on net position however. This amount is the net effect of these differences in the treatment of long-term debt.(6,112,147) Interest on long-term debt is reported in the governmnetal funds in the year it is paid. Whereas, this amount is reported in the statement of activities in the year in which it accrues.(56,344) Other postemployment employee benefits and net pension liabilities that accrue in the current year, but are not paid in the current year, do not consume current financial resources, and are therefore not reported in the governmental funds. They do reduce net position however, and are reported as an expense in the statement of activities.(218,455) Revenue earned in the current year, that is unavailable in the current year is not reported in the governmental funds. Whereas, this amount is reported in the statement of activities in the year in which it was earned.1,004,231 The net revenues (expenses) of certain activities of internal service funds are reported within the governmental activities in the statement of activities.(10,659) Change in net position of governmental activities (Statement 2)$913,600 The accompanying notes are an integral part of these financial statements. 43 CITY OF COLUMBIA HEIGHTS, MINNESOTA STATEMENT OF NET POSITION PROPRIETARY FUNDS December 31, 2015 Assets:Water Utility FundSewer Utility Fund Current assets: Cash and cash equivalents $951,626$1,065,067 Restricted asset: cash and cash equivalents with fiscal agent - - Receivables: Accounts (net of allowance for uncollectibles)583,272435,259 Interest 2,2902,160 Due from other governmental units - current - - Prepayments - 81,197 Inventory - at cost 8,011 - Total current assets1,545,199 1,583,683 Noncurrent assets: Capital assets: Land 45,22336,586 Construction in progress 482,295124,833 Buildings 866,118403,659 Equipment 515,901932,135 Infrastructure 8,973,8526,154,219 Total capital assets 10,883,389 7,651,432 Less: accumulated depreciation(4,958,174)(4,584,813) Net capital assets5,925,2153,066,619 Total noncurrent assets5,925,2153,066,619 Total assets 7,470,4144,650,302 Deferred outflows of resources: Related to pensions 23,580 23,580 Liabilities: Current liabilities: Accounts payable 10,8291,386 Accrued salaries and withholdings payable7,6928,474 Due to other governmental units371,642 - Interfund payable 131,000 - Contracts payable 11,79210,678 Accrued interest payable 6,6822,271 Unearned revenue - - Compensated absences payable - current1,3102,868 Bonds payable - current 170,04235,000 Total current liabilities710,989 60,677 Noncurrent liabilities: Compensated absences payable - noncurrent16,16335,370 Bonds payable - noncurrent 830,754295,000 Net pension liability 171,438171,438 Total noncurrent liabilities1,018,355 501,808 Total liabilities 1,729,344562,485 Deferred inflows of resources: Related to pensions 19,85719,857 Net position: Net investments in capital assets5,474,4192,982,428 Restricted 190,61540,113 Unrestricted 79,7591,068,999 Total net position$5,744,793$4,091,540 Adjustments to reflect the consolidation of internal service fund activities related to enterprise funds Net position of business-type activities Business-Type Activities - Enterprise Funds The accompanying notes are an integral part of these financial statements. 44 Statement 6 Business-Type Activities - Enterprise Funds Refuse Utility Fund Storm Sewer Utility FundLiquor FundTotal Enterprise FundsInternal Service Funds $1,504,837$709,362$439,271$4,670,163$3,545,898 - - 399,251399,251 - 495,40298,2253211,612,479 - 2,5001,150508,1504,400 48,544 - 54649,090 - - - - 81,19775,684 - - 2,985,6832,993,69453,856 2,051,283 808,737 3,825,122 9,814,024 3,679,838 - 260,6902,006,7142,349,21315,779 - 1,160,471 - 1,767,599 - 56,000 - 3,915,0625,240,8391,978,957 112,893340,692436,3802,338,001486,425 - 1,518,512 - 16,646,583 - 168,893 3,280,365 6,358,156 28,342,235 2,481,161 (125,897)(978,439)(1,275,609)(11,922,932)(1,225,014) 42,9962,301,9265,082,54716,419,3031,256,147 42,9962,301,9265,082,54716,419,3031,256,147 2,094,2793,110,6638,907,66926,233,3274,935,985 6,977 6,489 90,750 151,37651,898 258,188147201,869472,41925,048 2,7572,53636,26757,72619,683 - - 86,683458,325 - - 34,000 - 165,000 - - - - 22,470 - - 4,21589,983103,151 - - - - - 8,141 191106,10510,48481,891 - 103,288185,000493,330 - 261,136 144,196 605,907 1,782,905 134,763 2,36112975,300129,3231,009,987 - 651,6113,895,0005,672,365 - 50,72147,171659,8071,100,575288,419 53,082 698,911 4,630,107 6,902,263 1,298,406 314,218843,1075,236,0148,685,1681,433,169 5,8755,46476,424127,47743,707 42,9961,987,0271,401,79811,888,6681,256,147 - 116,389186,637533,754 - 1,738,167165,1652,097,5465,149,6362,254,860 $1,781,163$2,268,581$3,685,98117,572,058$3,511,007 988,329 $18,560,387 The accompanying notes are an integral part of these financial statements. 45 CITY OF COLUMBIA HEIGHTS, MINNESOTA STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND NET POSITION PROPRIETARY FUNDS For The Year Ended December 31, 2015 Water Utility FundSewer Utility FundRefuse Utility Fund Operating revenues: Charges for services$154,442$1,699,397$1,896,230 Charges for sales, net of discounts2,570,676 - - Total operating revenues2,725,118 1,699,397 1,896,230 Operating expenses: Cost of sales, services and goods sold1,221,185974,8221,532,417 Operating expense830,779447,858166,238 Depreciation240,377144,4963,641 Total operating expenses2,292,341 1,567,176 1,702,296 Net income (loss) from operations432,777 132,221 193,934 Nonoperating revenues (expenses): Investment income: Interest and dividends10,17010,66013,800 Change in fair value3,3604,0705,500 Intergovernmental - - 96,518 Miscellaneous revenues5,398 - - Miscellaneous expense(3,158) - - Interest and fiscal charges(26,151)(5,679) - Total nonoperating revenues (expenses)(10,381)9,051 115,818 Net income (loss) before transfers and capital contributions422,396 141,272 309,752 Transfers in - - - Transfers out(131,017)(131,016)(119,277) Capital contributions - intergovernmental - - - Total transfers and capital contributions(131,017)(131,016)(119,277) Change in net position291,379 10,256 190,475 Net position - January 1, as previously reported5,616,7444,244,6141,639,010 Prior period adjustment(163,330)(163,330)(48,322) Net position - January 1, as restated5,453,4144,081,2841,590,688 Net position - December 31$5,744,793 $4,091,540 $1,781,163 Change in net position as reported above Adjustment to reflect the consolidation of internal service fund activities related to enterprise funds Change in net position of business-type activities Reconciliation of capital contributions and interfund transfers: Amount reported above Amounts reported for business-type activities in the statement of activities are different because: Capital contributions - intergovernmental reported as capital grants and contributions on the statement of activities Adjustment to reflect consolidation of internal service fund activities Amounts reported on the statement of activities Business-Type Activities - Enterprise Funds The accompanying notes are an integral part of these financial statements. 46 Statement 7 Storm Sewer Utility FundLiquor FundInterfund EliminationsTotal Enterprise FundsInternal Service Funds $375,663$ - $ - $4,125,732$1,262,903 - 8,399,943 - 10,970,619138,688 375,663 8,399,943 0 15,096,351 1,401,591 - 6,338,891 - 10,067,3151,593,923 439,3451,386,496 - 3,270,716 - 89,459148,207 - 626,18098,748 528,804 7,873,594 0 13,964,211 1,692,671 (153,141)526,349 0 1,132,140 (291,080) 3,660151 - 38,44124,599 910(60) - 13,7809,800 - - - 96,518 - - - - 5,3983,118 - (3,571) - (6,729) - (13,884)(200,124) - (245,838) - (9,314)(203,604)0 (98,430)37,517 (162,455)322,745 0 1,033,710 (253,563) - - - - 335,000 - (202,789) - (584,099)(60,000) 747,334 - - 747,334 - 747,334 (202,789)0 163,235 275,000 584,879 119,956 0 1,196,945 21,437 1,728,6414,194,628 - 17,423,6373,760,146 (44,939)(628,603) - (1,048,524) - 1,683,7023,566,025 - 16,375,1133,760,146 $2,268,581 $3,685,981 $0 $17,572,058 $3,781,583 $1,196,945 32,098 $1,229,043 Transfers - Net $163,235 . (747,334) 215,000 ($369,099) Business-Type Activities - Enterprise Funds The accompanying notes are an integral part of these financial statements. 47 CITY OF COLUMBIA HEIGHTS, MINNESOTA STATEMENT OF CASH FLOWS PROPRIETARY FUNDS For The Year Ended December 31, 2015 Water Utility FundSewer Utility Fund Cash flows from operating activities: Cash received from customers $2,717,640$1,658,659 Cash received from interfund goods and services provided - - Cash paid to suppliers for goods and services(1,536,248)(1,244,286) Cash payments to employees for services(470,118)(185,718) Net cash flows provided by (used in) operating activities711,274 228,655 Cash flows from noncapital financing activities: Transfers in - - Transfers out (131,017)(131,016) Miscellaneous revenue Increases in compensated absences payable - - Decreases in compensated absences payable - - Intergovernmental - - Interfund receivable repaid by (advanced to) other funds9,629 - Interfund payable (repaid to) advanced by other funds(64,000) - Net cash flows provided by (used in) noncapital financing activities(185,388)(131,016) Cash flows from capital and related financing activities: Acquisition of capital assets (474,047)(114,250) Capital contribution - - Principal payments - bonds (177,028)(35,000) Interest and fiscal charges (26,676)(5,737) Net cash flows provided by (used in) capital and related financing activities(677,751)(154,987) Cash flows from investing activities: Investment income Interest and dividends 9,4809,900 Change in fair value 3,3604,070 Net cash flows provided by (used in) investing activities12,840 13,970 Net increase (decrease) in cash and cash equivalents(139,025)(43,378) Total cash and cash equivalents - January 11,090,6511,108,445 Total cash and cash equivalents - December 31951,626 1,065,067 (Less) Restricted asset: cash and cash equivalents with fiscal agent - December 31 - - Cash and cash equivalents - December 31$951,626$1,065,067 Business-Type Activities - Enterprise Funds The accompanying notes are an integral part of these financial statements. 48 Statement 8 Page 1 of 2 Refuse Utility Fund Storm Sewer Utility FundLiquor Fund Total Enterprise FundsInternal Service Funds $1,907,682$413,352$8,312,054$15,009,387$ - - - - - 1,401,591 (1,476,652)(322,067)(6,803,924)(11,383,177)(955,067) (85,780)(115,731)(996,676)(1,854,023)(598,424) 345,250 (24,446)511,454 1,772,187 (151,900) - - - - 335,000 (119,277) - (202,789)(584,099)(60,000) - 3,118 - - - - 628,760 - - - - (575,356) 96,518 - - 96,518 - - - - 9,629 - - (16,000) - (80,000) - (22,759)(16,000)(202,789)(557,952)331,522 - (1,138,093)(23,178)(1,749,568)(14,968) - 747,334 - 747,334 - - (104,256)(180,000)(496,284) - - (14,016)(203,818)(250,247) - 0 (509,031)(406,996)(1,748,765)(14,968) 13,4003,41010136,29124,299 5,500910(60)13,7809,800 18,900 4,320 41 50,071 34,099 341,391 (545,157)(98,290)(484,459)198,753 1,163,4461,254,519936,8125,553,8733,347,145 1,504,837 709,362 838,522 5,069,414 3,545,898 - - (399,251)(399,251) - $1,504,837$709,362$439,271$4,670,163$3,545,898 Business-Type Activities - Enterprise Funds The accompanying notes are an integral part of these financial statements. 49 CITY OF COLUMBIA HEIGHTS, MINNESOTA STATEMENT OF CASH FLOWS PROPRIETARY FUNDS For The Year Ended December 31, 2015 Water Utility FundSewer Utility Fund Reconciliation of operating income (loss) to net cash flows from operating activities Operating income (loss)$432,777$132,221 Adjustments to reconcile operating income (loss) to net cash flows from operating activities: Depreciation expense 240,377144,496 Miscellaneous revenues 5,398 - Miscellaneous expense (3,158) - Changes in assets and liabilities: (Increase) decrease in accounts receivable19,879(17,194) (Increase) decrease in due from other governmental units - - (Increase) decrease in prepayments - 36 (Increase) decrease in inventory, at cost(619) - (Increase) decrease in deferred pension outflows(23,580)(23,580) Increase (decrease) in accounts payable(27,489)(14,904) Increase (decrease) in accrued salaries and withholdings payable(1,434)2,576 Increase (decrease) in contracts payable - retained percentage6,109(25,493) Increase (decrease) in due to other governmental units36,066 - Increase (decrease) in compensated absences payable(1,017)2,532 Increase (decrease) in deferred revenue - - Increase (decrease) in net pension liability8,1088,108 Increase (decrease) in deferred pension inflows19,85719,857 Total adjustments 278,49796,434 Net cash flows from operating activities$711,274$228,655 Noncash capital and related financing activities:$ - $ - Business-Type Activities - Enterprise Funds The accompanying notes are an integral part of these financial statements. 50 Statement 8 Page 2 of 2 Refuse Utility Fund Storm Sewer Utility FundLiquor Fund Total Enterprise FundsInternal Service Funds $193,934($153,141)$526,349$1,132,140($291,080) 3,64189,459148,207626,18098,748 - - (3,571)1,827 - - - - (3,158) - 2,639(3,926)(300)1,098 - 15,79048,1043,16167,055 - - - - 36(13,908) - - (108,878)(109,497)(51,898) (6,977)(6,489)(90,750)(151,376)14,706 129,311(3,641)(66,799)16,47816,311 492(704)(6,655)(5,725)5,644 - - - (19,384) - - - (5,511)30,555 - (1,854)(1,804)8,5736,4307,790 - - - - 237 2,3992,23231,20452,05117,843 5,8755,46476,424127,47743,707 151,316128,695(14,895)640,047139,180 $345,250($24,446)$511,454$1,772,187($151,900) $ - $ - $ - $ - $ - Business-Type Activities - Enterprise Funds The accompanying notes are an integral part of these financial statements. 51 CITY OF COLUMBIA HEIGHTS, MINNESOTA STATEMENT OF FIDUCIARY NET POSITION Statement 9 FIDUCIARY FUNDS December 31, 2015 Assets: Cash and investments $28,045 Due from other governmental units 79 Total assets $28,124 Liabilities: Accounts payable $19,284 Due to other governmental units 8,840 Total liabilities $28,124 The accompanying notes are an integral part of these financial statements. 52 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 Note 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The City of Columbia Heights, Minnesota (the City) was incorporated in 1898. A Council composed of an elected mayor and four council members governs the City. The Council exercises legislative authority and determines all matters of policy. The Manager, appointed by the Council, is responsible for the proper administration of all affairs relating to the City. The financial statements of the City have been prepared in conformity with generally accepted accounting principles as applied to governmental units by the Governmental Accounting Standards Board (GASB). The following is a summary of the significant policies. A. FINANCIAL REPORTING ENTITY The component units discussed below are included in the City’s reporting entity because of the significance of their operational or financial relationships with the City. The City has two component units - the Housing and Redevelopment Authority (HRA) and the Economic Development Authority (EDA). The HRA and the EDA are considered component units because the governing boards are substantively the same as that of the City and because the City is in a relationship of financial benefit or burden with each of the entities. It is this criterion that results in the HRA and EDA being reported as a blended component unit. The financial position and results of operations of the HRA and the EDA component units are presented using the blended method. These blended component units, although legally separate entities, are, in substance, part of the City’s operations. The component units consist of Nonmajor Governmental Funds using the modified accrual basis of accounting, and as such are included in the other governmental funds. Separate financial statements for the HRA and EDA are not prepared. B. GOVERNMENT-WIDE AND FUND FINANCIAL STATEMENTS The government-wide financial statements (i.e., the statement of net position and the statement of changes in net position) report information on all of the nonfiduciary activities of the primary government and its component units. For the most part, the effect of interfund activity has been removed from these statements. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment is offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include 1) charges to customers or applicants who purchase, use or directly benefit from goods, services or privileges provided by a given function or segment and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not included among program revenues are reported instead as general revenues. 53 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 Separate financial statements are provided for governmental funds, proprietary funds, and fiduciary funds, even though the latter are excluded from the government-wide financial statements. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. C. MEASUREMENT FOCUS, BASIS OF ACCOUNTING AND FINANCIAL STATEMENT PRESENTATION The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. The City’s only fiduciary funds are agency funds. Agency funds are custodial in nature and do not involve measurement of results of operations. Agency fund financial statements use the accrual basis of accounting. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the City considers all revenues, except reimbursement grants, to be available if they are collected within 60 days of the end of the current fiscal period. Reimbursement grants are considered available if they are collected within one year of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, special assessments, intergovernmental revenues, charges for services and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Only the portion of special assessments receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the City. The City reports the following major governmental funds: The general fund is the City’s primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. The municipal state aid street fund is maintained according to state statute to account for maintenance and construction of municipal state aid street systems. The capital equipment replacement – general government fund was established to account for the replacement of capital assets as needed. 54 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 The capital improvements – PIR fund was established to account for projects that will be assessed to the affected properties. The capital building library fund was established to account for replacement of the library building. The HRA (component unit) Parkview Villa North & South fund was established to account for the revenue and expenditures of the senior housing complex. The City reports the following major proprietary funds: The water fund accounts for revenue and expenses associated with water services to area residents. The sewer fund accounts for revenues and expenses associated with sewer disposal within the City. The refuse fund accounts for revenues and expenses associated with organized collection of refuse and recycling within the City. The storm sewer fund accounts for revenues and expenses associated with storm water disposal. The liquor fund accounts for revenues and expenses associated with the operation of three off-sale liquor stores. Additionally, the City reports the following fund types: Internal service funds account for municipal service center, information systems, insurance and compensated absences services provided to other departments of the City on a cost reimbursement basis. Agency - The permit surcharge agency fund is used to account for SAC charges and surcharges collected for and remitted to the State of Minnesota. The Tri-City GIS fund is used to account for the joint purchase of certain services for which the City is fiscal agent on behalf of the City of Columbia Heights, the City of Fridley and the City of Andover. As a general rule the effect of interfund activity has been eliminated from the government-wide financial statements. Exceptions to this general rule are transactions that would be treated as revenues, expenditures or expenses if they involved external organizations, such as buying goods and services or payments in lieu of taxes, are similarly treated when they involve other funds of the City. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. Amounts reported as program revenues include 1) charges to customers or applicants for goods, services or privileges provided, 2) operating grants and contributions, and 3) capital grants and contributions, including special assessments. Internally dedicated resources are reported as general revenues rather than as program revenues. Likewise, general revenues include all taxes. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund’s principal ongoing operations. The principal operating revenues of the water, sewer, refuse, storm sewer and liquor enterprise funds and of the internal service funds are charges to customers for sales and services. Liquor fund sales are reported net of discounts. No other fund 55 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 provides discounts. For 2015, liquor sales discounts were $257,032. Operating expenses for enterprise funds and internal service funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. D. BUDGETARY DATA The City Manager submits to the City Council a proposed operating budget for the fiscal year commencing on January 1 of the following year. At least one special Council meeting is conducted to obtain public comments as required by the State Truth in Taxation Law. The City Council annually adopts budgets prior to January 1 for the General Fund and the following special revenue funds: Housing and Redevelopment Authority (component unit): Parkview villa north & south fund Nonmajor special revenue funds: Cable television fund Library fund Community development fund Economic Development Authority (component unit): Economic Development Authority administration fund The budgets are prepared by fund, function and activity. The budgets are adopted on a basis consistent with generally accepted accounting principles and all appropriations lapse at the end of the budget year to the extent that they have not been expended. Total expenditures appropriated in the budget resolution may not legally exceed the estimated revenues available from various sources. Formal budgetary integration is employed as a management control device during the year. Budget revisions between functions or activities may be made by the City Manager. Budget revisions at the fund level are authorized by the City Council in accordance with the City Charter at the request of the City Manager. The legal level of budgetary control is therefore at the fund level. The City does not use encumbrance accounting. E. CASH AND INVESTMENTS Cash balances from all funds of the City are pooled and invested to the extent available in authorized investments. Investments are stated at fair value, based upon quoted market prices. Investment income is allocated to the individual funds on the basis of applicable cash balance participation by each fund using an average of monthly beginning cash and investment balances. 56 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 The City provides temporary advances to funds that have insufficient cash balances by means of an advance from another fund shown as interfund receivables in the advancing fund, and an interfund payable in the fund with the deficit, until adequate resources are received. The interfund balances are eliminated on the government-wide financial statements. Investments are stated at fair value, based upon quoted market prices, except for investments in 2a7-like external investment pools, which are stated at amortized cost. At December 31, 2015, the City had no investments in 2a7-like external investment pools. Investment income is accrued at the balance sheet date. F. RECEIVABLES AND PAYABLES During the course of operations, numerous transactions occur between individual funds for goods provided or services rendered. Interfund loans are classified as “interfund receivables/payables.” Any residual balances outstanding between the governmental activities and business-type activities are reported in the government-wide financial statements as “internal balances.” Because property taxes, special assessments and utility bills form liens on property, no estimated uncollectible amounts are established. Uncollectible amounts are not material for other receivables, and have not been reported. G. PROPERTY TAX REVENUE RECOGNITION The City Council annually adopts a tax levy and certifies it to the County in December (levy/assessment date) of each year for collection in the following year. The County is responsible for billing and collecting all property taxes for itself, the City, the local School District and other taxing authorities. Such taxes become a lien on January 1 and are recorded as receivables by the City at that date. Real property taxes are payable (by property owners) on May 15 and October 15 of each calendar year. Personal property taxes are payable by taxpayers on February 28 and June 30 of each year. These taxes are collected by the County and remitted to the City on or before July 7 and December 2 of the same year. Delinquent collections for November and December are received the following January. The City has no ability to enforce payment of property taxes by property owners. The County possesses this authority. GOVERNMENT-WIDE FINANCIAL STATEMENTS The City recognizes property tax revenue in the period for which the taxes were levied. Uncollectible property taxes are not material and have not been reported. GOVERNMENTAL FUND FINANCIAL STATEMENTS The City recognizes property tax revenue when it becomes both measurable and available to finance expenditures of the current period. In practice, current and delinquent taxes received by the City are recognized as revenue for the current year. Delinquent taxes that are collected by the County by December 31 (remitted to the City the following January) are also recognized as revenue for the current year. All remaining delinquent taxes receivable in governmental funds are offset by deferred inflow of resources. 57 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 H. SPECIAL ASSESSMENT REVENUE RECOGNITION Special assessments are levied against benefited properties for the cost or a portion of the cost of special assessment improvement projects in accordance with state statutes. These assessments are collectible by the City over a term of years usually consistent with the term of the related bond issue. Property owners are allowed to (and often do) prepay future installments without interest or prepayment penalties. Once a special assessment roll is adopted, the amount attributed to each parcel is a lien upon that property until full payment is made or the amount is determined to be excessive by the City Council or court action. If special assessments are allowed to go delinquent, the property is subject to tax forfeit sale. Proceeds of sales from tax forfeit properties are allocated first to the County’s costs of administering all tax forfeit properties. Pursuant to state statutes, a property shall be subject to a tax forfeit sale after three years unless it is homesteaded, agricultural or seasonal recreational land, in which event the property is subject to such sale after five years. GOVERNMENT-WIDE FINANCIAL STATEMENTS The City recognizes special assessment revenue in the period that the assessment roll was adopted by the City Council. Uncollectible special assessments are not material and have not been reported. GOVERNMENTAL FUND FINANCIAL STATEMENTS Revenue from special assessments is recognized by the City when it becomes measurable and available to finance expenditures of the current fiscal period. In practice, current and delinquent special assessments received by the City are recognized as revenue for the current year. Special assessments that are collected by the County by December 31 (remitted to the City the following January) are also recognized as revenue for the current year. All remaining delinquent and deferred special assessments receivable in governmental funds are offset by deferred inflow of resources. I. INVENTORIES GOVERNMENTAL FUNDS The original cost of materials and supplies has been recorded as expenditures at the time of purchase. These funds do not maintain material amounts of inventories. Real estate held for resale is valued at the lower of cost or estimated net realizable value. PROPRIETARY FUNDS Inventories of the Proprietary Funds are stated at cost, which approximates market, using the first-in, first- out (FIFO) method. J. PREPAID ITEMS Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government-wide and fund financial statements. 58 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 K. CAPITAL ASSETS Capital assets, which include land, buildings, equipment, and infrastructure assets (e.g., roads, sidewalks, water systems, sewer systems and similar items), are reported in the applicable governmental or business- type activities columns in the government-wide financial statements. The City defines capital assets as assets with an estimated useful life in excess of one year and an initial individual cost of more than the following: Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Infrastructure assets acquired prior to June 30, 1980 are not recorded. Donated capital assets are recorded at estimated fair market value at the date of donation. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets lives are not capitalized. Major outlays for capital assets and improvements are capitalized as projects are constructed. Interest incurred during the construction phase of capital assets of business-type activities is included as part of the capitalized value of the assets constructed. Property, plant and equipment of the primary government, as well as the component units, are depreciated using the straight line method over the following estimated useful lives: L. COMPENSATED ABSENCES It is the City's policy to permit employees to accumulate earned but unused vacation and sick pay benefits to certain limits. All vacation pay and the vested portion of sick pay is accrued when incurred in the government-wide and proprietary fund financial statements. A liability for these amounts is reported in governmental funds only if they have matured, for example, as a result of employee resignations and retirements. In accordance with the provisions of Statement of Government Accounting Standards No. 16, Accounting for Compensated Absences, no liability is recorded for nonvesting accumulating rights to receive sick pay benefits. Typically, resources from the compensated absences fund are used to liquidate the liability for compensated absences. Buildings (and building components)10 - 50 years Equipment3 - 15 years Infrastructure20 - 60 years Capital Assets Land $1 Buildings 25,000 Equipment 5,000 Infrastructure 250,000 Capitalization Threshold 59 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 M. LONG-TERM OBLIGATIONS In the government-wide financial statements and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities or proprietary fund type statement of net position. In the fund financial statements, governmental fund types recognize bond premiums and discounts during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. N. FUND BALANCE CLASSIFICATIONS In the fund financial statements, governmental funds report fund balance in classifications that disclose constraints for which amounts in those funds can be spent. These classifications are as follows: Nonspendable – consists of amounts that are not in spendable forms, such as prepaid items and assets for resale unless proceeds from the sale are committed or restricted. Restricted – consists of amounts related to externally imposed constraints established by creditors, grantors or contributors; or constraints imposed by state statutory provisions. Committed – consist of internally imposed constraints. These constraints are established by Resolution of the City Council. Once adopted, the limitation imposed requires a similar action be taken to remove or revise the limitation. Assigned – consists of internally imposed constraints. These constraints reflect the specific purpose for which it is the City’s intended use. These constraints are established by the City Council and/or management. Pursuant to City Council resolution 2010-138, the City Manager is authorized to establish assignment of fund balance. Unassigned – is the residual classification for the general fund and also reflects negative residual amounts in other funds. When both restricted and unrestricted resources are available for use, it is the City’s policy to first use restricted resources, and then use unrestricted as they are needed. When committed, assigned or unassigned resources are available for use, it is the City’s policy to use resources in the following order; 1) committed, 2) assigned and 3) unassigned. O. INTERFUND TRANSACTIONS Interfund services provided and used are accounted for as revenues, expenditures or expenses. Transactions that constitute reimbursements to a fund for expenditures/expenses initially made from it that are properly applicable to another fund, are recorded as expenditures/expenses in the reimbursing fund and as reductions of expenditures/expenses in the fund that is reimbursed. Interfund loans are reported as an interfund receivable or payable which offsets the movement of cash between funds. All other interfund transactions are reported as transfers. 60 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 P. USE OF ESTIMATES The preparation of financial statements in accordance with generally accepted accounting principles (GAAP) requires management to make estimates that affect amounts reported in the financial statements during the reporting period. Actual results could differ from such estimates. Q. COMPARATIVE DATA/RECLASSIFICATIONS Certain comparative total data for the prior year has been presented in the government-wide financial statements in order to provide an understanding of the changes in the City’s financial position and operations. Certain amounts presented in the prior year data have been reclassified in order to be consistent with the current year’s presentation. R. DEFERRED OUTFLOWS/INFLOWS OF RESOURCES Deferred outflows of resources: In addition to assets, the statement of financial position will sometimes report a separate section for deferred outflows of resources. This separate financial statement element, deferred outflows of resources, represents a consumption of net position that applies to a future period(s) and so will not be recognized as an outflow of resources (expense/expenditure) until then. The City has one item that qualifies for reporting in this category. It is the pension related deferred outflows of resources reported in the government-wide Statement of Net Position and the proprietary funds Statement of Net Position. Deferred Inflows of resources: In addition to liabilities, the statement of financial position will sometimes report a separate section for deferred inflows of resources. This separate financial statement element, deferred inflows of resources, represents an acquisition of net position that applies to a future period(s) and so will not be recognized as an inflow or resources (revenue) until that time. The City has pension related deferred inflows of resources reported in the government-wide Statement of Net Position and the proprietary funds Statement of Net Position. The City also has a type of item, which arises only under a modified accrual basis of accounting, that qualifies for reporting in this category. Accordingly, the item, unavailable revenue, is reported only in the governmental fund balance sheet. The governmental funds report unavailable revenues from the following sources: property taxes, special assessments, due from other governments and loans receivable. 61 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 S. RECONCILIATION OF GOVERNMENT-WIDE AND FUND FINANCIAL STATEMENTS 1. EXPLANATION OF CERTAIN DIFFERENCES BETWEEN THE GOVERNMENTAL FUND BALANCE SHEET AND THE GOVERNMENT-WIDE STATEMENT OF NET POSITION The governmental fund balance sheet includes a reconciliation between fund balance – total governmental funds and net position – governmental activities as reported in the government-wide statement of net position. One element of that reconciliation states, “long-term liabilities, including bonds payable, are not due and payable in the current period and therefore are not reported in the funds.” The details of this ($29,917,724) difference are as follows: 2. EXPLANATION OF CERTAIN DIFFERENCES BETWEEN THE GOVERNMENTAL FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE AND THE GOVERNMENT-WIDE STATEMENT OF ACTIVITIES The governmental fund statement of revenues, expenditures and changes in fund balance includes a reconciliation between net changes in fund balance – total governmental funds and changes in net position of governmental activities as reported in the government-wide statement of activities. One element of that reconciliation states, “Governmental funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense. The difference is the amount by which depreciation exceeded capital outlay in the current year.” The details of this $4,559,820 difference are as follows: Accrued interest payable ($356,229) Other postemployment benefits payable (223,618) Bonds payable (23,072,168) Net Pension Liability (6,265,709) Adjustment to fund balance - total governmental funds - to arrive at net position of governmental activities($29,917,724) Total capital outlay in government fund financial statements$7,017,498 Adjustments for items not capitalized(201,296) Adjustments to the carrying value of real estate held for resale(213,447) Depreciation expense(2,042,935) Adjustment to net changes in fund balances - total governmental funds - to arrive at changes in net position of governmental activities.$4,559,820 62 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 Another element of that reconciliation states, “The issuance of long-term debt provides current financial resources to the governmental funds, while repayment of the principal of long-term debt consumes the current financial resources of governmental funds. Neither transaction has any effect on net position however. This amount is the net effect of these differences in the treatment of long-term debt.” The details of this ($6,112,147) difference are as follows: Another element of that reconciliation states, “Revenue earned in the current year, that is unavailable in the current year is not reported in the governmental funds. Whereas, this amount is reported in the statement of activities in the year in which it was earned”. The details of this $1,004,231 difference are as follows: Debt issued: General obligation bonds($7,148,863) Principal repayments: General obligation bonds968,716 Revenue bonds68,000 Adjustment to net changes in fund balances - total governmental funds - to arrive at changes in net position of governmental activities.($6,112,147) Unavailable revenue - General property taxes: At December 31, 2014($267,687) At December 31, 2015264,479 Unavailable revenue - Tax increment taxes: At December 31, 2014(17,283) At December 31, 20152,189 Unavailable revenue - Special assessments: At December 31, 2014(2,488,491) At December 31, 20152,430,268 Unavailable revenue - Intergovernmental revenue: At December 31, 2014(319,244) At December 31, 201515,000 Unavailable revenue - Sale of capital asset: At December 31, 2014 - At December 31, 20151,385,000 Adjustment to net changes in fund balances - total governmental funds - to arrive at changes in net position of governmental activities.$1,004,231 63 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 T. STATEMENT OF CASH FLOWS For purposes of the Statement of Cash Flows, the City considers all highly liquid debt instruments with an original maturity of three months or less to be cash equivalents. All of the Proprietary Funds' equity in the City-wide cash and investment management pool is considered to be cash equivalents. Note 2 DEPOSITS AND INVESTMENTS The City maintains a cash and investment pool that is available for use by all funds of the City. Also at December 31, 2015, a portion of the total cash and investments was held in trust by a fiscal agent for debt service under the terms of the EDA 2007B series bonds. The City's total cash and investment balances as of December 31, 2015 are as follows: A. DEPOSITS In accordance with Minnesota Statutes, the City maintains deposits at those depository banks authorized by the City Council, all of which are members of the Federal Reserve System. Minnesota Statutes require that all City deposits be protected by insurance, surety bond or collateral. The market value of collateral pledged must equal 110% of the deposits not covered by insurance or bonds. Minnesota Statutes require that securities pledged as collateral be held in safekeeping by the City Clerk/Treasurer or in a financial institution other than that furnishing the collateral. Authorized collateral includes the following: (1) United States government treasury bills, treasury notes and treasury bonds; (2) Issues of United States government agencies and instrumentalities as quoted by a recognized industry quotation service available to the government entity; (3) General obligation securities of any state or local government with taxing powers which is rated “A” or better by a national bond rating service, or revenue obligation securities of any state or local government with taxing powers which is rated “AA” or better by a national bond rating service; (4) Unrated general obligation securities of a local government with taxing powers may be pledged as collateral against funds deposited by that same local government entity; Carrying Amount At Fair Value Investments$14,916,421 Deposits23,542,870 Cash on hand8,014 (Less) fidcuiary fund cash(28,045) $38,439,260 Cash and investments$38,040,009 Restricted asset: Cash and investments with fiscal agent399,251 $38,439,260 64 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 (5) Irrevocable standby letters of credit issued by Federal Home Loan Banks to a municipality accompanied by written evidence that the bank’s public debt is rated “AA” or better by Moody’s Investors Service, Inc., or Standard & Poor’s Corporation; and (6) Time deposits that are fully insured by the Federal Deposit Insurance Corporation. Deposits as of December 31, 2015 are as follows: B. INVESTMENTS Minnesota Statutes Section 118A authorizes the City to invest in the following: a) Direct obligations or obligations guaranteed by the United States or its agencies, its instrumentalities, or organizations created by an act of congress, excluding mortgage-backed securities defined as high risk. b) Shares of investment companies described in Section 118A.05. This includes primarily money market funds rated in the top two rating categories by a national rating service, and companies whose only investments are described in items a) through h) of this note. c) Obligations of the State of Minnesota or any of its municipalities as follows: (1) any security which is a general obligation of any state or local government with taxing powers which is rated “A” or better by a national bond rating service; (2) any security which is a revenue obligation of any state or local government with taxing powers which is rated “AA” or better by a national bond rating service; and (3) a general obligation of the Minnesota Housing Finance Agency which is a moral obligation of the State of Minnesota and is rated “A” or better by a national bond rating agency. (4) any security which is an obligation of a school district with an original maturity not exceeding 13 months and rated in the highest category by a national bond rating service, or enrolled in the credit enhancement program pursuant to Section 126C.55. e) Commercial paper issued by United States corporations or their Canadian subsidiaries, of the highest quality, and maturing in 270 days or less. f) General obligation temporary bonds of the same governmental entity issued under section 429.091, subdivision 7, 469.178, subdivision 5 or 475.61, subdivision 6. g) Funds held in a debt service fund may be used to purchase any obligation, whether general or special, of an issue which is payable from the fund, at such price, which may include a premium, as shall be agreed to by the holder, or may be used to redeem any obligation of such an issue prior to maturity in accordance with its terms. Carrying Bank Amount At BalancesFair Value Demand deposits$1,847,596$1,721,190 Time deposits21,835,64621,821,680 Total$23,683,242$23,542,870 65 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 Investments as of December 31, 2015 are as follows: C. INVESTMENT RISKS The City's investment policy follows Minnesota State Statutes described above, which reduce the City's exposure to credit, custodial credit and interest rate risks. Additional risk information for the City is as follows: a) Interest rate risk - Interest rate risk is the risk that changes in interest rates of debt investments could adversely affect the fair value of an investment. To address this risk, the City’s policy is to generally hold investments to maturity. b) Credit risk - investments - Credit risk is the risk that an issuer or other counterparty to an investment will be unable to fulfill its obligation to the holder of the investment. As of December 31, 2015, the City's investments in the Notes issued by U.S. government agencies were all rated AA+ by Standard & Poor's, and Aaa by Moody's Investors Service. The money market funds in which the City held shares at December 31, 2015, were not rated, but are invested in U.S. Government Obligations and/or securities guaranteed by the U.S. government, and those underlying securities are rated AA+ by Standard and Poors and Aaa by Moody’s Investor Service. c) Concentration of credit risk - Concentration of credit risk is the risk of loss that may be attributed to the magnitude of a government’s investment in a single issuer. The City places no limit on the amount the City may invest in any one issuer. The table above details the percentage of the City's investments with each issuer at December 31, 2015. d) Custodial credit risk – Custodial credit risk is the risk that in the event of a failure of the counterparty, the City will not be able to recover the value of its investment securities that are in the possession of an outside party. As December 31, 2015, investments in securities are held by the City’s three broker- dealers in the City’s name, with $500,000 of those securities at each broker-dealer insured by SIPC. Each broker-dealer has provided additional protection by providing additional insurance. This additional insurance is subject to aggregate limits applied to all of the broker-dealer’s accounts. Investments in money markets are not evidenced by securities that exist in physical or book entry form, and therefore are not subject to custodial credit risk disclosures. Weighted Average CarryingPercentage MaturitiesAmount Atof Fair Value In YearsFair ValuePer Issuer Notes issued by U.S. government agencies: Federal Home Loan Bank10.6$2,732,94318.3% Federal National Mortgage Association10.63,514,88223.6% Federal Home Loan Mortgage Corporation5.33,921,61026.3% Federal Farm Credit Bank6.21,310,5188.8% Money market mutual funds: Evergreen U.S. Government FundLess than 1yr1,648,10611.0% Western Asset Government FundLess than 1yr718,3404.8% Other issuersLess than 1yr1,070,0227.2% Total investments$14,916,421100.0% 66 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 Note 3 RECEIVABLES Significant receivables balances not expected to be collected within one year of December 31, 2015 are as follows: Note 4 UNAVAILABLE REVENUES Governmental funds report deferred inflows of resources in connection with receivables for revenues that are not considered to be available to liquidate liabilities of the current period. At the end of the current fiscal year, the various components of unavailable revenue reported in the governmental funds were as follows: Total Capital2008A TaxableCapital ImprovementGO Housing ImpImprovement PIR FundArea Bonds FundDevelopment Special assessments receivable$ - $1,413,067$581,588$ - $1,994,655 Loan receivable6,585,000 - - 99,050 6,684,050 Total $6,585,000$1,413,067 $581,588 $99,050$8,678,705 Major Funds HRA (component unit) Parkview Villa North & Nonmajor Funds PropertyTaxSpecial Sale ofIntergovernmental TaxesIncrementAssessmentsCapital AssetRevenueTotal Major Funds: General Fund$257,259$0$0$0$0$257,259 Municipal State Aid Street Fund - - - - 15,00015,000 Capital Improvements - PIR Funds - - 1,784,092 - - 1,784,092 HRA Parkview Villa North & South - - - 6,585,000 - 6,585,000 Nonmajor Governmental Funds:7,2202,189646,177 - - 655,586 Total unavailable revenue264,4792,1892,430,2696,585,00015,0009,296,937 67 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 Note 5 CAPITAL ASSETS Capital asset activity for the year ended December 31, 2015 is as follows: Beginning Ending BalanceAdditionsDeletionsBalance Governmental activities: Capital assets - not depreciated: Land $5,325,624 $0($177,375)$5,148,249 Construction in progress 1,019,899 6,175,149 (1,243,957) 5,951,091 Total capital assets not being depreciated6,345,523 6,175,149 (1,421,332) 11,099,340 Capital assets - being depreciated: Buildings 28,567,589 29,500 (5,352,327) 23,244,762 Equipment 8,445,431 727,654 (524,132) 8,648,953 Infrastructure 30,171,790 912,449 - 31,084,239 Total capital assets being depreciated 67,184,810 1,669,603 (5,876,459) 62,977,954 Less accumulated depreciation for: Buildings 12,791,628 638,685 (4,462,956) 8,967,357 Equipment 6,314,033 473,076 (477,362) 6,309,747 Infrastructure 15,237,593 1,008,416 - 16,246,009 Total accumulated depreciation 34,343,254 2,120,177 (4,940,318) 31,523,113 Capital assets being depreciated - net 32,841,556 (450,574) (936,141) 31,454,841 Governmental activities capital assets - net39,187,079 5,724,575 (2,357,473) 42,554,181 Business-type activities: Capital assets - not depreciated: Land 2,349,213 - - 2,349,213 Construction in progress 591,563 1,684,312 (508,276) 1,767,599 Total capital assets not being depreciated2,940,776 1,684,312 (508,276) 4,116,812 Capital assets - being depreciated: Buildings 5,124,992 115,846 - 5,240,838 Equipment 2,509,940 80,224 (26,840) 2,563,324 Infrastructure 16,254,153 392,431 - 16,646,584 Total capital assets being depreciated 23,889,085 588,501 (26,840) 24,450,746 Less accumulated depreciation for: Buildings 1,516,779 152,718 - 1,669,497 Equipment 1,741,788 127,824 (26,840) 1,842,772 Infrastructure 8,229,109 367,145 - 8,596,254 Total accumulated depreciation 11,487,676 647,687 (26,840) 12,108,523 Capital assets being depreciated - net 12,401,409 (59,186) - 12,342,223 Business-type activities capital assets - net15,342,185 1,625,126 (508,276) 16,459,035 Total capital assets - net 54,529,264 7,349,701 (2,865,749) 59,013,216 68 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 Depreciation expense was charged to functions/programs of the primary government – governmental activities as follows: Depreciation expense was charged to functions/programs of the primary government - business-type activities as follows: Governmental activities: General government$76,311 Public safety515,247 Public works1,093,601 Culture and recreation294,542 Community development67,022 Depreciation on capital assets held by governmental internal service activities is charged to each function based on use: Municipal Service Center - Garage73,454 Total depreciation expense - capital assets held by governmental activities$2,120,177 Business-type activities: Water $240,377 Sewer 144,496 Refuse 3,641 Storm sewer89,458 Liquor 148,207 Depreciation on capital assets held by business-type internal service activities is charged to each function based on use: Information systems21,508 Total depreciation expense - capital assets held by business-type activities$647,687 69 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 Note 6 INTERFUND RECEIVABLES, PAYABLES AND TRANSFERS INTERFUND RECEIVABLES, PAYABLES Individual fund interfund receivable and payable balances at December 31, 2015 are as follows: Included in these balances is an interfund loan from the Capital Equipment Replacement – General Government Fund to the Water Fund for $131,000, and to the Storm Sewer Fund for $34,000; to finance utility infrastructure improvements. All other interfund balances at December 31, 2015, reflect lending arrangements to cover deficit cash balances at yearend. Substantially all such other amounts are expected to be repaid within one year. Fund ReceivablePayable Major Funds: General Fund $45,200$ - Capital Equipment Replacement General Gov't 165,000 - Water - 131,000 Storm Sewer - 34,000 Nonmajor funds 462,384507,584 Total $672,584$672,584 70 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 INTERFUND TRANSFERS Interfund transfers during the year ended December 31, 2015 are as follows: 2015 interfund transfers were primarily for the following purposes: a) To fund debt service funds with pledged resources from the funds authorized to collect those resources. b) To fund capital projects, equipment replacement, and information systems with certain resources from operating budgets. c) To fund general government functions of the General Fund which are broadly applicable to all activities of the primary government. Total MunicipalCapitalCapital Capital Other GeneralState AidImprvmts GenImp PIRBldg LibGovtlInternal FundStreet FundGovt BldgFundFundFundsService Transfers out: Major funds: Governmental: General Fund$ - $ - $550,000$1,131$545,000$558,500$53,000$1,707,631 Capital Imprvmts PIR - 300,000 - - - 446,984 - 746,984 Capital Bldg Lib Fund - - - - - 183,790 - 183,790 Enterprise: Water86,017 - - - - - 45,000131,017 Sewer86,017 - - - - - 45,000131,017 Refuse74,277 - - - - - 45,000119,277 Liquor107,789 - - - - 50,00045,000202,789 Nonmajor funds: Other governmental funds63,007 - - - 2,113,399216,00067,0002,459,406 Internal service funds - - - - 25,000 - 35,00060,000 Total$417,107$300,000$550,000$1,131$2,683,399$1,455,274$335,000$5,741,911 Transfers In Nonmajor FundsMajor Funds Governmental 71 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 Note 7 LONG-TERM DEBT GENERAL OBLIGATION BONDS The City issues General Obligation Bonds to provide funds for the acquisition and construction of major capital improvements. General Obligation Bonds are direct obligations and are backed by the full faith and credit of the City. Any deficiencies in pledged revenues will be offset by general property taxes. All of the bonds are serial bonds, which require semiannual payments of principal and/or interest from the date the bonds are issued. There are a number of limitations and restrictions contained in the various bond indentures. The City is in compliance with all significant limitations and restrictions. General obligation bonds outstanding at December 31, 2015, are as follows: Pledged revenue, if any, in addition toOriginal InterestIssueFinal Balance general property taxesIssueRateDateMaturityEnd of Year Governmental activities: GO Street rehabilitation series 2007ANone$1,000,0004.00-4.375%9/19/20072/1/2018$110,000 GO Public safety center series 2008BNone10,000,0004.30-4.55%8/6/20082/1/20388,970,000 GO Public facilities series 2009ANone3,005,0002.00-4.75%7/1/20092/1/20382,505,000 GO Library series 2015ANone6,875,0002.50-3.25%3/4/20152/1/20366,875,000 Taxable GO tax increment bonds series 2009BTax increment580,0003.40-5.10%7/1/20092/1/2021410,000 Taxable GO housing imprvmt area series 2008ASpecial assessments975,0005.00-6.05%7/16/20082/1/2024680,000 GO Public Facilities series 2009ASpecial assessments605,0002.00-4.75%7/1/20092/1/2019250,000 GO Improvement series 2013ASpecial assessments235,0000.40-2.50%11/21/20132/1/2024210,000 GO Improvement series 2013A - RefundingSpecial assessments328,0210.40-2.50%11/21/20132/1/2020239,305 Business-type activities: GO Public Facilities series 2009AUtility revenues325,0002.00-4.75%7/1/20092/1/2019155,000 GO Utility revenue series 2013AUtility revenues1,685,0000.40-2.50%11/21/20132/1/20241,580,000 GO Improvement series 2013A - RefundingUtility revenues291,9790.40-2.50%11/21/20132/1/2024195,695 GO Utility revenue series 2013A - RefundingUtility revenues235,0000.40-2.50%11/21/20132/1/2024155,000 Total general obligation bonds outstanding $22,335,000 72 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 As of December 31, 2015, the annual debt service requirements to maturity for general obligation bonds are as follows: REVENUE BONDS The City issues revenue bonds for which the City pledges only the income derived from the acquired or constructed assets or redevelopment to pay the debt service. All of the bonds are serial bonds, which require semiannual payments of principal and/or interest from the date the bonds are issued. There are a number of limitations and restrictions contained in the bond indentures. The City is in compliance with all significant limitations and restrictions. Revenue bonds outstanding at December 31, 2015 are as follows: Fiscal Year Ending December 31PrincipalInterestPrincipalInterest 2016$761,670$746,507$308,330$34,799 2017927,635718,147332,36531,388 2018885,000686,396225,00027,450 2019880,000653,448230,00023,502 2020875,000620,190190,00019,758 2021895,000586,264190,00016,242 2022840,000553,033200,00012,143 2023875,000520,482205,0007,534 2024905,000486,352205,0002,562 2025725,000456,809 - - 2026-20304,085,0001,879,418 - - 2031-20355,000,0001,047,524 - - 2036-20382,595,000158,506 - - Total$20,249,305$9,113,076$2,085,695$175,378 Governmental ActivitiesBusiness-Type Activities Original InterestIssueFinal Balance Pledged revenueIssueRateDateMaturityEnd of Year Governmental activities: Tax increment revenue series 2007Tax increment$2,890,0005.00-5.375%8/3/20072/15/2032$2,549,000 Business-type activities: Public facility lease revenue series 2007BLiquor revenues5,040,0004.50-5.00%9/19/20072/1/20304,080,000 Total revenue bonds outstanding $6,629,000 73 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 As of December 31, 2015, the annual debt service requirements to maturity for revenue bonds are as follows: PLEDGED REVENUES Refer to the schedules above for the terms of bonds with pledged revenues. Additional information on pledged revenues by type, as of December 31, 2015, and for the the year then ended, is as follows: Related BondAs PercentageRelated Bond PledgedActivityPrincipalof RevenuePrincipalPledged RevenueFinancedand InterestPledgedand InterestRevenue Project-specificStreet special assessmentsimprovements$826,55695%$1,242,307$447,364 Project-specificPrivate special assessmentsredevelopment877,94395%96,414110,826 Project-specificPublic/Private tax incrementredevelopment4,452,51783%286,239260,412 Water, sewer and storm-Utility system sewer net revenuesimprovements2,261,07436%353,366991,499 Annual appropriationMunicipal store of liquor net revenuesconstruction5,771,735100%381,155377,544 Total RemainingCurrent Year Fiscal Year Ending December 31PrincipalInterestPrincipalInterest 2016$74,000$133,688$185,000$192,942 201780,000129,838195,000184,393 201887,000125,576205,000175,239 201994,000120,870215,000165,474 2020102,000115,774230,000155,128 2021109,000110,288240,000144,020 2022118,000104,386250,000132,260 2023127,00097,905265,000119,900 2024136,00090,837280,000106,680 2025146,00083,259295,00092,592 2026-2030900,000282,2941,720,000223,105 2031-2032576,00034,722 - - Total$2,549,000$1,429,437$4,080,000$1,691,733 Governmental ActivitiesBusiness-Type Activities 74 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 CHANGES IN LONG-TERM LIABILITIES Long-term liability activity for the year ended December 31, 2015 is as follows: For governmental activities, compensated absences are generally liquidated by the compensated absences fund, an internal service fund; other postemployment benefit obligations are mainly liquidated by the general fund. Note 8 CONDUIT DEBT From time to time, the City has issued Revenue Bonds to provide financial assistance to private-sector entities for the acquisition and construction of facilities deemed to be in the public interest. The bonds are secured by the property financed and are payable solely from private-sector entity revenues. Upon repayment of the bonds, ownership of the acquired facilities transfers to the private-sector entity served by the bond issuance. The City, the EDA, and the HRA, are not obligated in any manner for repayment of the bonds. Accordingly, the bonds are not reported as liabilities in the accompanying financial statements. As of December 31, 2015, there were no Revenue Bonds of this type outstanding. Beginning BalanceEndingDue Within as RestatedAdditionsReductionsBalanceOne Year Governmental activities: Bonds payable: General obligation bonds repaid only with general taxes$12,260,000$6,875,000($675,000)$18,460,000$455,000 Unamortized premium on above - 293,651(19,788)273,863 - General obligation bonds with other pledged revenues2,083,021 - (293,716)1,789,305306,670 Revenue bonds2,617,000 - (68,000)2,549,00074,000 Total bonds payable16,960,0217,168,651(1,056,504)23,072,168835,670 Due to Other Government - 5,200,000 - 5,200,000 - Compensated absences1,007,424636,675(575,356)1,068,74380,156 Net pension liability6,275,9061,511,117(966,898)6,820,125 - Postemployment benefits other than pensions191,15175,212(42,745)223,618 - Total governmental activity long-term liabilities$24,434,502$14,591,655($2,641,503)$36,384,654$915,826 Business-type activities: Bonds payable: General obligation bonds with other pledged revenues$2,401,979$ - ($316,284)$2,085,695$308,330 Revenue bonds 4,260,000 - (180,000)$4,080,000185,000 Total bonds payable 6,661,979 - (496,284)6,165,695493,330 Compensated absences 156,637121,793(115,488)162,94212,219 Net pension liability 1,211,832231,341(171,184)1,271,989 - Total business-type activity long-term liabilities$8,030,448$353,134($782,956)$7,600,626$505,549 75 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 Note 9 FUND EQUITY A. CLASSIFICATIONS At December 31, 2015, the City has various fund equities through legal restrictions and City Council authorizations. A summary of such classifications are as follows: B. DEFICIT FUND BALANCE The following funds had fund deficits as of December 31, 2015. The City will finance these deficits through TIF collections and other revenues in future years. MunicipalCap Eqp Capital HRA (component GeneralState AidReplacementBuildingunit) ParkviewNonmajor FundStreetGen GovtPIRLibraryVilla No & SoGov'tTotal 2015 Fund Balance: Nonspendable: Prepaid items$94,848$ - $ - $ - $ - $ - $2,724$97,572 Total nonspendable94,848 - - - - - 2,724 97,572 Restricted for: Debt service - - - - 3,773,678 - 1,506,769 5,280,447 Streets - 1,089,787 - - - - - 1,089,787 Tax Increment - - - - - - 1,863,077 1,863,077 Police Forfeiture - - - - - - 46,631 46,631 Grant sponsored Rec Programs - - - - - - 171,763 171,763 Capital Improvements/Replacement - - - - - - 349,351 349,351 Public Housing - - - - - 1,020,251 - 1,020,251 Total restricted - 1,089,787 - - 3,773,678 1,020,251 3,937,591 9,821,307 Committed for: Downtown Parking Maint - - - - - - 25,000 25,000 Capital Improvements/Replacement - - 4,237,895 561,514 2,267,156 - 3,867,448 10,934,013 Cable TV Operations - - - - - - 523,650 523,650 Library Operations - - - - - - 504,163 504,163 Redevelopment - - - - - - 915,339 915,339 Total committed - - 4,237,895 561,514 2,267,156 - 5,835,600 12,902,165 Assigned for: 2016 Appropriation 44,000 - - - - - - 44,000 Unassigned:$6,873,054$ - $ - $ - $ - $ - ($92,040)$6,781,014 Nonmajor Funds: Special Revenue Fund Anoka County Community Dev Program($24,102) Debt Service Funds: TIF Scattered Site($67,938) ($92,040) 76 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 C. MINIMUM FUND BALANCE POLICY The City Council has formally adopted a fund balance policy for the General Fund and the Library Fund (a non-major fund). The most significant revenue sources for these funds are property taxes. This revenue source is received in two installments during the year – June and December. As such, it is the City’s goal to begin each fiscal year with sufficient working capital to fund operations between each semi-annual receipt of property taxes. The policy establishes a year end target of unassigned fund balance for the General Fund and spendable fund balance for the Library fund equal to at least 45% of the next year’s budgeted expenditures. At December 31, 2015, both funds have met this goal. Note 10 DEFINED BENEFIT PENSION PLANS - STATEWIDE A. PLAN DESCRIPTION The City participates in the following cost-sharing multiple-employer defined benefit pension plans administered by the Public Employees Retirement Association of Minnesota (PERA). PERA’s defined benefit pension plans are established and administered in accordance with Minnesota Statutes, Chapters 353 and 356. PERA’s defined benefit pension plans are tax qualified plans under Section 401 (a) of the Internal Revenue Code. General Employees Retirement Fund (GERF) All full-time and certain part-time employees of the City are covered by the General Employees Retirement Fund (GERF). GERF members belong to either the Coordinated Plan or the Basic Plan. Coordinated Plan members are covered by Social Security and Basic Plan members are not. The City has no current employees that are Basic Plan members. All new members must participate in the Coordinated Plan. Public Employees Police and Fire Fund (PEPFF) The PEPFF, originally established for police officers and firefighters not covered by a local relief association, now covers all police officers and firefighters hired since 1980. Effective July 1, 1999, the PEPFF also covers police officers and firefighters belonging to local relief associations that elected to merge with and transfer assets and administration to PERA. Benefits provided PERA provides retirement, disability, and death benefits. Benefit provisions are established by state statute and can only be modified by the state legislature. Benefit increases are provided to benefit recipients each January. Increases are related to the funding ratio of the plan. Members in plans that are at least 90% funded for two consecutive years are given 2.5% increases. Members in plans that have not exceeded 90% funded, or have fallen below 80%, are given 1% increases. The benefit provisions stated in the following paragraphs of this section are current provisions and apply to active plan participants. Vested, terminated employees who are entitled to benefits but are not receiving them yet are bound by the provisions in effect at the time they last terminated their public service. 77 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 GERF Benefits Benefits are based on a member’s highest average salary for any five successive years of allowable service, age, and years of credit at termination of service. Two methods are used to compute benefits for PERA's Coordinated and Basic Plan members. The retiring member receives the higher of a step-rate benefit accrual formula (Method 1) or a level accrual formula (Method 2). Under Method 1, the annuity accrual rate for a Basic Plan member is 2.2% of average salary for each of the first ten years of service and 2.7% for each remaining year. The annuity accrual rate for a Coordinated Plan member is 1.2% of average salary for each of the first ten years and 1.7% for each remaining year. Under Method 2, the annuity accrual rate is 2.7% of average salary for Basic Plan members and 1.7% for Coordinated Plan members for each year of service. For members hired prior to July 1, 1989, a full annuity is available when age plus years of service equal 90 and normal retirement age is 65. For members hired on or after July 1, 1989, normal retirement age is the age for unreduced Social Security benefits capped at 66. PEPFF Benefits Benefits for the PEPFF members first hired after June 30, 2010, but before July 1, 2014, vest on a prorated basis from 50% after five years up to 100% after ten years of credited service. Benefits for PEPFF members first hired after June 30, 2014, vest on a prorated basis from 50% after ten years up to 100% after twenty years of credited service. The annuity accrual rate is 3% of average salary for each year of service. For PEPFF who were first hired prior to July 1, 1989, a full annuity is available when age plus years of service equal at least 90. B. CONTRIBUTIONS Minnesota Statutes Chapter 353 sets the rates for employer and employee contributions. Contribution rates can only be modified by the state legislature. GERF Contributions Coordinated Plan members were required to contribute 6.50% of their annual covered salary in calendar year 2015. The City of Columbia Heights was required to contribute 7.50% for Coordinated Plan members in calendar year 2015. The City of Columbia Heights’ contributions to the GERF for the year ended December 31, 2015, were $388,736. The City of Columbia Heights’ contributions were equal to the required contributions as set by state statute. PEPFF Contributions Plan members were required to contribute 10.8% of their annual covered salary in calendar year 2015. The City of Columbia Heights was required to contribute 16.20% of pay for PEPFF members in calendar year 2015. The City of Columbia Heights’ regular contributions to the PEPFF for the year ended December 31, 2015, were $478,016 and the city paid an additional $3,994 in miscellaneous contributions. The City of Columbia Heights’ contributions were equal to the required contributions as set by state statute. C. PENSION COSTS GERF Pension Costs At December 31, 2015, the City of Columbia Heights reported a liability of $4,524,339 for its proportionate share of the GERF’s net pension liability. The net pension liability was measured as of June 30, 2015, and the total pension liability used to calculate the net pension liability was determined by an actuarial valuation as of that date. The City of Columbia Heights’ proportion of the net pension liability was based on the City of Columbia Heights’ contributions received by PERA during the measurement period for employer payroll paid dates from July 1, 2014, through June 30, 2015, relative to the total employer 78 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 contributions received from all of PERA’s participating employers. At June 30, 2015, the City of Columbia Heights’ proportion share was 0.0873 % which was a decrease of 0.0084 % from its proportion measured as of June 30, 2014. For the year ended December 31, 2015, the City of Columbia Heights recognized pension expense of $504,469 for its proportionate share of the GERF’s pension expense. At December 31, 2015, the City of Columbia Heights reported its proportionate share of the GERF’s deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: $193,985 reported as deferred outflows of resources related to pensions resulting from City contributions subsequent to the measurement date will be recognized as a reduction of the net pension liability in the year ended December 31, 2016. Other amounts reported as deferred outflows and inflows of resources related to pensions will be recognized in pension expense as follows: PEPFF Pension Costs At December 31, 2015, the City of Columbia Heights reported a liability of $3,567,775 for its proportionate share of the PEPFF’s net pension liability. The net pension liability was measured as of June 30, 2015, and the total pension liability used to calculate the net pension liability was determined by an actuarial valuation as of that date. The City’s proportion of the net pension liability was based on the City’s contributions received by PERA during the measurement period for employer payroll paid dates from July Deferred Outflows of Resources Deferred Inflow of Resources Differences between expected and actual economic experience-$ 228,104$ Changes in actuarial assuptions- - Differences between projected and actual investment earnings428,298 - Changes in proportions- 295,942 Contributions paid to PERA subsequent to the mesurment date193,985 - Total622,283$ 524,046$ Year endedPension Expense December 31:Amount 2016($67,607) 2017(67,607) 2018(67,608) 2019107,074 2020- Thereafter- 79 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 1, 2014, through June 30, 2015, relative to the total employer contributions received from all of PERA’s participating employers. At June 30, 2015, the City’s proportion was 0.314 % which was a decrease of 0.001 % from its proportion measured as of June 30, 2014. For the year ended December 31, 2015, the City of Columbia Heights recognized pension expense of $614,337 for its proportionate share of the PEPFF’s pension expense. The City also recognized $28,260 for the year ended December 31, 2015, as revenue for its proportionate share of the State of Minnesota’s on-behalf contributions to the PEPFF. Legislation passed in 2013 required the State of Minnesota to begin contributing $9 million to the PEPFF each year, starting in fiscal year 2014. At December 31, 2015, the City of Columbia Heights reported its proportionate share of the PEPFF’s deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: $246,497 reported as deferred outflows of resources related to pensions resulting from the City of Columbia Heights’ contributions subsequent to the measurement date will be recognized as a reduction of the net pension liability in the year ended December 31, 2016. Other amounts reported as deferred outflows and inflows of resources related to pensions will be recognized in pension expense as follows: Deferred Outflows of Resources Deferred Inflow of Resources Differences between expected and actual economic experience$ - $578,576 Changes in actuarial assumptions - - Differences between projected and actual investment earnings621,626 - Changes in proportions - 7,200 Contributions paid to PERA subsequent to the measurement date246,497 - Total$868,123$585,776 Year endedPension Expense December 31:Amount 2016$38,252 201738,252 201838,251 201938,251 2020(117,156) Thereafter- 80 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 D. ACTUARIAL ASSUMPTIONS The total pension liability in the June 30, 2015, actuarial valuation was determined using the following actuarial assumptions: Inflation 2.75% per year Active Member Payroll Growth 3.50% per year Investment Rate of Return 7.90% Salary increases were based on a service-related table. Mortality rates for active members, retirees, survivors and disabilitants were based on RP-2000 tables for males or females, as appropriate, with slight adjustments. Cost of living benefit increases for retirees are assumed to be: 1% effective every January 1st until 2034, then 2.5% for GERF and PEPFF. Actuarial assumptions used in the June 30, 2015, valuation were based on the results of actuarial experience studies. The experience study in the GERF was for the period July 1, 2004, through June 30, 2008, with an update of economic assumptions in 2014. The experience study for PEPFF was for the period July 1, 2004, through June 30, 2009. There were no changes in actuarial assumptions in 2015. The long-term expected rate of return on pension plan investments is 7.9%. The State Board of Investment, which manages the investments of PERA, prepares an analysis of the reasonableness of the long-term expected rate of return on a regular basis using a building-block method in which best-estimate ranges of expected future rates of return are developed for each major asset class. These ranges are combined to produce an expected long-term rate of return by weighting the expected future rates of return by the target asset allocation percentages. The target allocation and best estimates of arithmetic real rates of return for each major asset class are summarized in the following table: E. DISCOUNT RATE The discount rate used to measure the total pension liability was 7.9%. The projection of cash flows used to determine the discount rate assumed that employee and employer contributions will be made at the rate specified in statute. Based on that assumption, each of the pension plan’s fiduciary net position was projected to be available to make all projected future benefit payments of current active and inactive employees. Therefore, the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension liability. Asset ClassTarget Allocation Long-Term Expected Real Rate of Return Domestic Stocks45%5.50% International Stocks15%6.00% Bonds18%1.45% Alternative Assets20%6.40% Cash2%0.50% 81 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 F. PENSION LIABILITY SENSITIVITY The following presents the City of Columbia Heights’ proportionate share of the net pension liability for all plans it participates in, calculated using the discount rate disclosed in the preceding paragraph, as well as what the City’s proportionate share of the net pension liability would be if it were calculated using a discount rate 1 percentage point lower or 1 percentage point higher than the current discount rate: G. PENSION PLAN FIDUCIARY NET POSITION Detailed information about each pension plan’s fiduciary net position is available in a separately-issued PERA financial report that includes financial statements and required supplementary information. That report may be obtained on the Internet at www.mnpera.org; by writing to PERA at 60 Empire Drive #200, St Paul, Minnesota, 55103-2088; or by calling (651)296-7460 or (800)652-9026. Note 11 DEFINED CONTRIBUTION PLAN A. FIRE RELIEF ASSOCIATION, PAID ON-CALL DIVISION The Columbia Heights Fire Department Relief Association is the administrator of a single-employer pension plan for the paid on-call members of the City of Columbia Heights Fire Department. Through October 26, 1997, the association operated as a defined benefit plan. Effective October 27, 1997, the Association amended its by-laws and converted to a defined contribution plan. The pension plan was fully funded at the time of conversion. Benefits and contribution requirements are established by the Association’s by-laws and can be amended by the Association’s Board of Directors with approval from the City. All provisions are within limitations established by Minnesota statutes. Type of Benefit. The exclusive pension provided by the Association is a "Defined Contribution Lump Sum Service Pension" as defined in Minnesota Statutes §424A.02, Subdivision 4. Contributions Required and Contributions Made. No contributions are required from the plan members or the City. The plan is funded through state aid, investment income and discretionary contributions from the City. For 2015, state aid was contributed to the plan. This state aid revenue and the related contribution expense/expenditure of $96,681 are recognized in the accompanying financial statements for the year ended December 31, 2015. 1% Decrease in 1% Increase in Discount Rate (6.9%)Discount Rate (7.9%)Discount Rate (8.9%) GERF $7,113,869 $4,524,339 $2,385,785 PEPFF 6,953,630 3,567,778 770,468 City Proportionate Share of NPL 82 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 B. COUNCIL MEMBERS Certain council members of the City are covered by the Public Employees Defined Contribution Plan (PEDCP), a multiple-employer deferred compensation plan administered by the Public Employees Retirement Association of Minnesota (PERA). The PEDCP is a tax qualified plan under section 401(a) of the Internal Revenue Code and all contributions by or on behalf of the employees are tax deferred until time of withdrawal. Plan benefits depend solely on amounts contributed to the plan plus investment earnings, less administrative expenses. Minnesota Statutes, Chapter 353D.03, specifies plan provisions, including the employee and employer contribution rates for those qualified personnel who elect to participate. An eligible elected official who decides to participate contributes 5% of salary, which is matched by the elected official’s employer. Employer and employee contributions are combined and used to purchase shares in one or more of the seven accounts of the Minnesota Supplemental Investment Fund. For administering the plan, PERA receives 2% of employer contributions and twenty-five hundredths of 1% (.0025) of the assets in each member's account annually. Total contributions made by the City of Columbia Heights for the last three fiscal years were: Note 12 POST EMPLOYMENT BENEFITS OTHER THAN PENSIONS (OPEB) A. PLAN DESCRIPTION The City administers a single-employer defined benefit health care plan (the plan.) By state statute, the plan provides an implicit rate subsidy for retired participants by allowing retirees under age 65 to purchase health insurance at the premium rate available to active employees. In addition, by state statute, the plan provides payment of insurance premiums, up to age 65, for public safety employees that retire with a qualifying disability, equal to the current employer-paid portion of premiums for an active employee. The employer-paid portion of premiums for an active employee is determined periodically by negotiation between the City and collective bargaining units of city employees. The plan does not issue a publicly available financial report. B. FUNDING POLICY Participants under the implicit rate subsidy provision are required to contribute 100% of the stated premium billed by the insurer. For 2015, participants under disabled public safety retiree provision were required to contribute $0 for single coverage or a portion of the stated premium billed by the insurer for family coverage. Under both provisions of the plan, the City is only required to contribute on a pay-as-go basis. This amount is listed below for the current year. Required Rate for Employees and For the Year Ended:EmployeeEmployerEmployeeEmployerEmployers December 31, 2015$1,482$1,4825%5%5% December 31, 20141,860 1,860 5%5%5% December 31, 20131,860 1,860 5%5%5% Contribution AmountPercentage of Covered Payroll 83 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 The State of Minnesota, solely at its option, reimburses the City annually for a portion of the City’s costs under the disabled public safety retiree provision. Historically, these reimbursements have approximated 60% of the pay-as-go cost of this plan provision. These reimbursements are reported as revenue in the year received, separate from OPEB expenses/expenditures. C. ANNUAL OPEB COST AND NET OPEB OBLIGATION The City’s annual OPEB cost is calculated based on the annual required contribution (ARC) determined by periodic actuarial studies. The ARC represents a level of funding that, if paid on an ongoing basis, is projected to cover the normal cost each year and to amortize the unfunded actuarial liability over a period not to exceed thirty years. The components of the City’s OPEB cost for the current year and the changes in the City’s net OPEB obligation to the plan are as follows: Year Ended December 31, 2015 Annual required contribution $79,088 Interest on net OPEB obligation 5,735 Adjustment to annual required contribution (9,611) Annual OPEB cost 75,212 Contributions made by City (42,745) Increase in net OPEB obligation 32,467 Net OPEB obligation-beginning of year 191,151 Net OPEB obligation-end of year $223,618 Comparative OPEB information for the curent and three prior years includes the following: Percentage of Year EndedAnnual OPEBAnnual OPEBNet OPEB December 31CostCost ContributedObligation 2012$77,34040%$105,492 201376,46739%152,154 201476,00349%191,151 201575,21257%223,618 84 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 D. FUNDED STATUS AND FUNDING PROGRESS Actuarial valuations involve estimates of the value of reported amounts and assumptions about the probability of events far into the future. Actuarially determined amounts are subject to continual revision as actual results are compared to past expectations and new estimates are made about the future. The schedule of funding progress, presented as required supplementary information following the notes to the financial statements, presents multi-year trend information, beginning in 2008, about the whether the actuarial value of plan assets is increasing or decreasing over time, relative to the actuarial accrued liability for benefits. E. METHODS AND ASSUMPTIONS The projection of benefits for financial reporting purposes is based on the type of benefits provided by the substantive plan at each valuation date and the historical pattern of sharing benefit costs between the City and the participants to that point. The methods used include techniques designed to reduce the effects of short-term volatility in actuarial accrued liabilities and the actuarial value of assets, consistent with the long-term perspective of the calculations. The following methods and simplifying assumptions were used: Actuarial cost method – Projected unit credit Actuarial asset valuation method – Not applicable Amortization of UAAL – Level dollar method over a thirty year closed period Healthcare cost trend rate – 7%, declining to 5% after three years Inflation rate assumed – less than 5% annual Investment return assumed – 3% annual Retirement age assumed - Public safety employees age 53, all others age 62 Turnover rate – based on actual experience for City for the years 2004-2010 Mortality – Life expectancies were based on the 2000 Retired Pensioners Mortality Rates for Male and Female Note 13 COMMITMENTS AND CONTINGENCIES A. RISK MANAGEMENT The City is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. Workers compensation coverage is provided through a pooled self-insurance program through the League of Minnesota Cities Insurance Trust (LMCIT). The City pays an annual premium to LMCIT. The City is subject to supplemental assessments if deemed necessary by the LMCIT. The LMCIT reinsures through Most Recent Actuarial Valuation Date Actuarial Value of Assets Actuarial Accrued Liability (AAL) - Projected Unit Credit Unfunded AAL (UAAL) Funded Ratio Covered Payroll UAAL as a Percentage of Covered Payroll 1/1/2014$ - $1,042,604$1,042,6040%$6,881,03315% 85 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 Workers Compensation Reinsurance Association (WCRA) as required by law. For workers compensation, the City is not subject to a deductible. Property, casualty and automobile insurance coverage are provided through a pooled self-insurance program through the LMCIT. The City pays an annual premium to the LMCIT. The City is subject to supplemental assessments if deemed necessary by the LMCIT. The LMCIT reinsures through commercial companies for claims in excess of various amounts. The City retains risk for the deductible portions. These deductibles are considered immaterial to the financial statements. The City carries commercial insurance for other risks of loss, including employee health and disability insurance. There were no significant reductions in insurance from the previous year or settlements in excess of insurance coverage for any of the past three fiscal years. B. LITIGATION The City attorney has indicated that any existing and pending lawsuits, claims and other actions in which the City is a defendant are either covered by insurance or development agreements; of an immaterial amount; or, in the judgment of the City attorney, remotely recoverable by plaintiffs. C. FEDERAL AND STATE FUNDS Amounts received or receivable from federal and state agencies are subject to agency audit and adjustment. Any disallowed claims, including amounts already collected, may constitute a liability of the applicable funds. The amount, if any, of funds which may be disallowed by the agencies cannot be determined at this time although the City expects such amounts, if any, to be immaterial. D. TAX INCREMENT DISTRICTS The City’s tax increment districts are subject to review by the State of Minnesota Office of the State Auditor (OSA). Any disallowed claims or misuse of tax increments could become a liability of the applicable fund. Management has indicated that they are not aware of any instances of noncompliance which would have a material effect on the financial statements. E. CONTRACTUAL COMMITMENTS PROPERTY SALE On September 24, 2015, the Housing and Redevelopment Authority (HRA) finalized the sale of the 150 unit senior apartment facility (Parkview Villa North and South) to Aeon, a regional non-profit housing entity. The terms of the sale included a 30 year $6,585,000 long-term note receivable from Aeon, secured by an interest in the property. This note is included in the amount reported in these financial statements for loans receivable. Once the note is collected, the HRA will remit $5,200,000 to U.S. Department of Housing and Urban Development (HUD), for the dissolution and conversion of the Parkview Villa North portion of the facility as a Public Housing Agency project. 86 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 SPECIAL ITEM In conjunction with the dissolution of the PHA the HRA must remit unspent HUD operating grant. As of December 31, 2015 the balance was $927,142. CONSTRUCTION The City has entered into several contractual commitments for construction projects that are in process at yearend. At December 31, 2015, the City’s obligation for such projects was approximately $6,379,995. TAX INCREMENT FINANCING AGREEMENTS Under the terms of various tax increment financing agreements, the City has commitments to reimburse developers for certain qualifying redevelopment costs plus interest. These future reimbursements are limited, however, to the future tax increment received from certain tax increment districts. The amount to be paid under these agreements is not determinable at this time. The following table summarizes the current year activity and contingent portions of these commitments: Note 15 CHANGE IN ACCOUNTING PRINCIPLE During 2015, the City implemented several new accounting pronouncements issued by the Governmental Accounting Standards Board (GASB), including Statement 68, Accounting and Financial Reporting for Pensions – an Amendment of GASB Statement No. 27 and Statement No. 71, Pension Translation for Contributions Made Subsequent to the Measurement Date – an amendment of GASB Statement No.68, for the year ended December 31, 2015. These standards required a retroactive implementation which resulted in the restatement of net position as of December 31, 2014. Changes related to these standards are reflected in the financial statements and schedules and related disclosures are included in Note 10. TIFDistrict ExpendituresInterestExpendituresInterest District Ends Developer ReimbursedPaidAvailableAvailable R82027Crestview ONDC1 $ - $27,642$732,801$487,359 R82027Col Hts Tran Block - 10,330175,089 60,416 K22019Barnick - - 40,672 - K22019Miske 9,584480 - - T62031Columbia Heights Leased Housing Associates I, LLP - 116,1516,650,0002,895,812 Current YearContingent on Future Tax Increment 87 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 As a result the restatement of beginning balances, the following schedule reconciles the previously reported December 31, 2014 balances to the December 31, 2015 financial statements: Note 16 RECENTLY ISSUED ACCOUNTING STANDARDS The Governmental Accounting Standards Boards (GASB) recently approved the following statements which were not implemented for these financial statements: Statement No. 72 Fair Value Measurement and Application. The provisions of this Statement are effective for financial statements for periods beginning after June 15, 2015. Statement No. 73 Accounting and Financial Reporting for Pensions and Related Assets That Are Not within the Scope of GASB Statement 68, and Amendments to Certain Provisions of GASB Statements 67 and 68. The provisions in Statement 73 are effective for fiscal years beginning after June 15, 2015 – except those provisions that address employers and governmental nonemployer contributing entities for pensions that are not within the scope of Statement 68, which are effective for fiscal years beginning after June 15, 2016. Statement No. 74 Financial Reporting for Postemployment Benefit Plans Other Than Pension Plans. The provisions in Statement 74 are effective for fiscal years beginning after June 15, 2016. Statement No. 75 Accounting and Financial Reporting for Postemployment Benefits Other Than Pensions. The provisions in Statement 75 are effective for fiscal years beginning after June 15, 2017. Statement No. 76 The Hierarchy of Generally Accepted Accounting Principles for State and Local Governments. The provisions in Statement 76 are effective for reporting periods beginning after June 15, 2015. Net Position January 1, 2015Net Position as PreviouslyPrior PeriodJanuary 1, 2015 FundReportedRestatement (1)as Restated Governmental activities$52,959,104($6,275,906)$46,683,198 Business-type activities Water Utility$5,616,744($163,330)$5,453,414 Sewer Utility4,244,614 (163,330) 4,081,284 Refuse Utility1,639,010 (48,322) 1,590,688 Storm Sewer Utility1,728,641 (44,941) 1,683,700 Liquor4,194,628 (628,603) 3,566,025 Internal Service1,119,539 (163,306) 956,233 Total business-type activities$18,543,176($1,211,832)$17,331,344 (1) To record the beginning net position liability and deferred outflows of resources at December 31, 2014. December 31, 2015 88 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2015 Statement No. 77 Tax Abatement Disclosures. The provisions of this Statement are effective for reporting periods beginning after December 31, 2015. Statement No. 78 Pensions Provided through Certain Multiple-Employer Defined Benefit Pension Plans. The provisions of this Statement are effective for reporting periods beginning after December 15, 2015. Statement No. 79 Certain External Investment Pools and Pool Participants. The provisions of this Statement are effective for reporting periods beginning after June 15, 2015, except for certain provisions on portfolio quality, custodial credit risk, and shadow pricing which are effective for reporting periods beginning after December 15, 2015. Statement No. 80 Blending Requirements for Certain Component Units. The provisions of this Statement are effective for reporting periods beginning after June 15, 2016. Statement No. 81 Irrevocable Split-Interest Agreements. The provisions of this Statement are effective for reporting periods beginning after December 15, 2016 The effect these standards may have on future financial statements is not determinable at this time, but it is expected that Statement No. 75 will have a material impact. 89 - This page intentionally left blank - 90 REQUIRED SUPPLEMENTARY INFORMATION 91 CITY OF COLUMBIA HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 10 BUDGETARY COMPARISON SCHEDULE - GENERAL FUND Page 1 of 2 For The Year Ended December 31, 2015 With Comparative Actual Amounts For The Year Ended December 31, 2014 Variance with Budgeted AmountsFinal Budget2014 ActualPositive Actual OriginalFinalAmounts(Negative)Amounts Revenues: Taxes$8,673,000$8,673,000$8,781,533$108,533$8,551,642 Licenses and permits199,000199,000213,40814,408199,108 Intergovernmental1,619,5411,643,9051,666,88922,9841,558,816 Charges for services600,500626,110592,599(33,511)629,632 Fines and forfeitures126,000126,00096,551(29,449)123,633 Investment income: Interest and dividends70,00070,00072,9482,94884,643 Change in fair value - - 30,33930,339238,924 Other revenues13,00021,95023,9502,00013,617 Total revenues11,301,041 11,359,965 11,478,217 118,252 11,400,015 Expenditures: General government: Council149,893149,893137,17612,717137,694 Manager435,980435,980430,9824,998416,358 Clerk52,61452,61450,3462,26891,801 Legal186,500186,500166,58919,911167,182 Finance803,000803,000800,8942,106771,577 Assessing123,839123,839122,7921,047124,571 General government buildings158,000158,000132,55625,444152,680 Contingencies55,00055,00040,37614,62419,689 Capital outlay20,00020,000 - 20,000 - Total general government1,984,826 1,984,826 1,881,711 103,115 1,881,552 Public safety: Police4,065,1794,100,1953,983,332116,8633,788,095 Fire1,463,0001,486,9071,509,576(22,669)1,455,204 Capital outlay - - 1,557(1,557)4,073 Total public safety5,528,179 5,587,102 5,494,465 92,637 5,247,372 Public works: Engineering364,296364,296307,92656,370280,162 Maintenance1,283,5301,283,5301,226,96556,5651,194,548 Capital outlay - - 95,188(95,188)62,896 Total public works1,647,826 1,647,826 1,630,079 17,747 1,537,606 Other Departments: Parks and recreation1,638,7051,638,7051,483,765154,9401,463,093 Capital outlay36,36236,36259,590(23,228) - Total recreation1,675,067 1,675,067 1,543,355 131,712 1,463,093 Total expenditures10,835,898 10,894,821 10,549,610 345,211 10,129,623 Revenues over (under) expenditures465,143465,144928,607463,4631,270,392 2015 92 CITY OF COLUMBIA HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 10 BUDGETARY COMPARISON SCHEDULE - GENERAL FUND Page 2 of 2 For The Year Ended December 31, 2015 With Comparative Actual Amounts For The Year Ended December 31, 2014 Variance with Budgeted AmountsFinal Budget2014 ActualPositive Actual OriginalFinalAmounts(Negative)Amounts Other financing sources (uses): Transfers in$417,106$417,106$417,106$ - $428,651 Transfers out(795,500)(1,706,500)(1,707,631)(1,131)(722,500) Total other financing sources (uses)(378,394)(1,289,394)(1,290,525)(1,131)(293,849) Net change in fund balance$86,749 ($824,250)(361,918)$462,332 976,543 Fund balance - January 17,373,8206,397,277 Fund balance - December 31$7,011,902 $7,373,820 2015 93 CITY OF COLUMBIA HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 11 BUDGETARY COMPARISON SCHEDULE - HRA (COMPONENT UNIT) PARKVIEW VILLA NORTH & SOUTH FUND 203 & 213 For The Year Ended December 31, 2015 With Comparative Actual Amounts For The Year Ended December 31, 2014 Variance with Budgeted AmountsFinal Budget-2014 ActualPositiveActual OriginalFinalAmounts(Negative)Amounts Revenues: Intergovernmental revenue$100,000$100,000$161,065$61,065$299,558 Rents670,994670,994492,304(178,690)653,019 Investment income: Interest and dividends - - 11,11711,11712,098 Change in fair value - - 3,4003,40027,400 Other revenues13,52513,5258,711(4,814)11,551 Total revenues784,519784,519676,597(107,922)1,003,626 Expenditures: Personal services19,00019,00027,750(8,750)37,000 Supplies39,05539,05517,24321,81239,421 Other services and charges640,620640,620526,265114,355681,003 Capital outlay - - - - 121,583 Total expenditures698,675698,675571,258127,417879,007 Revenues over (under) expenditures$85,844$85,844105,339$19,495124,619 Fund balance - January 11,842,0551,717,436 Fund balance - December 31$1,947,394$1,842,055 2015 94 CITY OF COLUMBIA HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 12 SCHEDULE OF FUNDING PROGRESS FOR THE RETIREE HEALTH PLAN For The Year Ended December 31, 2015 Actuarial Accrued UAAL as a ActuarialActuarialLiability (AAL)UnfundedPercentage ValuationValue of - ProjectedAALFunded Coveredof Covered DateAssetsUnit Credit(UAAL)RatioPayrollPayroll 1/1/2008$ - $257,138$257,1380%$6,242,6414% 1/1/2011 - 775,238775,2380%6,923,10811% 1/1/2014 - 1,042,6041,042,6040%6,881,03315% 95 CITY OF COLUMBIA HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 13 SCHEDULE OF EMPLOYER'S PROPORTIONATE SHARE OF PLAN NET PENSION LIABILITY - GENERAL EMPLOYEES RETIREMENT FUND For The Year Ended December 31, 2015 Proportionate Share Proportionateof the Net PensionPlan Fiduciary ProportionShare (Amount)Liability as aNet Position as (Percentage) ofof the NetCovered-Percentage of itsa Percentage Measurement Fiscal Yearthe Net PensionPensionEmployeeCovered-Employeeof the Total DateEndingLiabilityLiability (a)Payroll (b)Payroll (a/b)Pension Liability June 30, 2015December 31, 20150.0873%$4,524,339$5,065,17389.3%78.2% The schedule is provided prospectively beginning with the City's fiscal year ended December 31, 2015 and is intended to show a ten year trend. Additional years will be reported as they become available. 96 CITY OF COLUMBIA HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 14 SCHEDULE OF PENSION CONTRIBUTIONS - GENERAL EMPLOYEES RETIREMENT FUND For The Year Ended December 31, 2015 StatutorilyContributions inContributionCovered-Contributions as a Required Relation to theDeficiencyEmployeePercentage of Fiscal YearContributionStatutorily Required(Excess)PayrollCovered-Employee Ending(a)Contribution (b)(a-b)(c)Payroll (b/c) December 31, 2015$388,736$388,736$0$5,183,1477.5% The schedule is provided prospectively beginning with the City's fiscal year ended December 31, 2015 and is intended to show a ten year trend. Additional years will be reported as they become available. 97 CITY OF COLUMBIA HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 15 SCHEDULE OF EMPLOYER'S PROPORTIONATE SHARE OF PLAN NET PENSION LIABILITY - PUBLIC EMPLOYEES POLICE AND FIRE FUND For The Year Ended December 31, 2015 Proportionate Share Proportionateof the Net PensionPlan Fiduciary ProportionShare (Amount)Liability as aNet Position as (Percentage) ofof the NetCovered-Percentage of itsa Percentage Measurement Fiscal Yearthe Net PensionPensionEmployeeCovered-Employeeof the Total DateEndingLiabilityLiability (a)Payroll (b)Payroll (a/b)Pension Liability June 30, 2015December 31, 20150.0920%$3,567,778$2,816,543126.7%86.6% The schedule is provided prospectively beginning with the City's fiscal year ended December 31, 2015 and is intended to show a ten year trend. Additional years will be reported as they become available. 98 CITY OF COLUMBIA HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 16 SCHEDULE OF PENSION CONTRIBUTIONS - PUBLIC EMPLOYEES POLICE AND FIRE FUND For The Year Ended December 31, 2015 StatutorilyContributions inContributionCovered-Contributions as a Required Relation to theDeficiencyEmployeePercentage of Fiscal YearContributionStatutorily Required(Excess)PayrollCovered-Employee Ending(a)Contribution (b)(a-b)(c)Payroll (b/c) December 31, 2015$478,016$478,016$0$2,950,71616.2% The schedule is provided prospectively beginning with the City's fiscal year ended December 31, 2015 and is intended to show a ten year trend. Additional years will be reported as they become available. 99 CITY OF COLUMBIA HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION BUDGETARY COMPARISON SCHEDULE NOTES TO RSI December 31, 2015 Note A LEGAL COMPLIANCE – BUDGETS The legal level of budgetary control is at the fund level. The General Fund and the following Special Revenue Fund budgets are legally adopted on a basis consistent with accounting principles generally accepted in the United States of America:  Nonmajor special revenue funds: Cable Television Fund Library Fund Planning and Inspections Fund Economic Development Authority (Component Unit): Economic Development Authority Administration Fund Note B PENSION INFORMATION PERA – General Employees Retirement Fund There are no factors that affect trends in the amounts reported, such as change of benefit terms or assumptions. With only one year reported in the RSI, there is no additional information to include in the notes. Details can be obtained from the financial reports of PERA. PERA – Public Employees Police and Fire Fund There are no factors that affect trends in the amounts reported, such as change of benefit terms or assumptions. With only one year reported in the RSI, there is no additional information to include in the notes. Details can be obtained from the financial reports of PERA. 100 COMBINING AND INDIVIDUAL FUND STATEMENTS AND SCHEDULES 101 - This page intentionally left blank - 102 NONMAJOR GOVERNMENTAL FUNDS 103 - This page intentionally left blank - 104 SPECIAL REVENUE FUNDS A Special Revenue Fund is used to account for the proceeds of special revenue sources that are legally restricted to expenditures for specified purposes. DEBT SERVICE FUNDS The Debt Service Funds are used to account for the accumulation of resources for, and payment of, interest, principal, and related costs on general long-term debt (other than debt of the proprietary funds.) CAPITAL PROJECT FUNDS The Capital Projects Funds account for financial resources to be used for the acquisition or construction of major capital facilities (other than those financed by proprietary funds.) 105 CITY OF COLUMBIA HEIGHTS, MINNESOTA COMBINING BALANCE SHEET Statement 17 NONMAJOR GOVERNMENTAL FUNDS December 31, 2015 Total Nonmajor Special DebtCapital Governmental AssetsRevenueServiceProjectFunds Cash and investments$2,560,099$2,795,546$3,299,673$8,655,318 Receivables: Accounts51,161 - - 51,161 Special assessments - 646,175 - 646,175 Taxes11,03615,946 - 26,982 Loans - - 99,05099,050 Interest3,7001,8206,60012,120 Due from other governmental units342,085 - 18,723360,808 Interfund receivable46,15575,389340,840462,384 Prepayments2,724 - - 2,724 Real estate held for resale66,152517,726109,211693,089 Total assets$3,083,112$4,052,602$3,874,097$11,009,811 Liabilities and Fund Balance Liabilities: Accounts payable$22,849$22,784$3,614$49,247 Accrued salaries and withholdings payable36,147 - - 36,147 Contracts payable8,900 - - 8,900 Due to other governmental units11,835 - - 11,835 Interfund payable428,04079,544 - 507,584 Unearned revenue53,602 - - 53,602 Deposits - - 3,0353,035 Total liabilities561,373102,3286,649670,350 Deferred inflows of resources: Unavailable revenue7,220648,366 - 655,586 Total deferred inflows of resources7,220648,3660655,586 Fund balance: Nonspendable2,724 - - 2,724 Restricted567,7453,369,846 - 3,937,591 Committed1,968,152 - 3,867,4485,835,600 Unassigned(24,102)(67,938) - (92,040) Total fund balance2,514,5193,301,9083,867,4489,683,875 Total liabilities, deferred inflows of resources, and fund balance$3,083,112$4,052,602$3,874,097$11,009,811 106 CITY OF COLUMBIA HEIGHTS, MINNESOTA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE Statement 18 NONMAJOR GOVERNMENTAL FUNDS For The Year Ended December 31, 2015 Total Nonmajor Special Debt CapitalGovernmental Revenue Service Project Funds Revenues: Taxes $1,064,456 $669,702$ - $1,734,158 Tax increment collections - 506,733 - 506,733 Special assessments - 110,655 - 110,655 Licenses and permits 413,139 - - 413,139 Intergovernmental 654,189 300,000250,0001,204,189 Charges for services 329,073 - - 329,073 Fines and forfeitures 27,516 - - 27,516 Investment income: Interest and dividends 20,400 8,260 36,600 65,260 Change in fair value 8,100 1,450 14,500 24,050 Other revenues 41,906 - 112,246154,152 Total revenues 2,558,779 1,596,800 413,346 4,568,925 Expenditures: Current: General government 45,636 - 22,715 68,351 Public safety 19,135 - 36,277 55,412 Public works - - 1,183 1,183 Culture and recreation 804,745 - 293,4831,098,228 Community development 500,626 27,957 36,379564,962 Capital outlay: Public works - - 731,673731,673 Community development 349,601 146,118 11,753507,472 Debt service: Principal retirement - 1,036,716 - 1,036,716 Interest and fiscal charges - 826,921 - 826,921 Developer incentives - 164,188 - 164,188 Total expenditures 1,719,743 2,201,900 1,133,463 5,055,106 Revenues over (under) expenditures 839,036 (605,100)(720,117)(486,181) Other financing sources (uses): Transfers in - 1,082,774372,5001,455,274 Transfers out (1,481,324)(216,000)(762,082)(2,459,406) Total other financing sources (uses)(1,481,324)866,774 (389,582)(1,004,132) Net change in fund balance (642,288)261,674 (1,109,699)(1,490,313) Fund balance - January 1 3,156,8073,040,2344,977,14711,174,188 Fund balance - December 31 $2,514,519$3,301,908$3,867,448$9,683,875 107 NONMAJOR SPECIAL REVENUE FUNDS The City of Columbia Heights had the following Nonmajor Special Revenue Funds during the year: Cable Television Fund 225 – established to account for revenues and expenditures associated with the cable television franchise. Police Forfeiture Fund 265 – established to account for forfeited cash and property received by the police department. Public Safety Grants Fund 272 – established to account for revenues and expenditures of various grants for public safety activities. Library Fund 240 – established in 1993 to account for revenues and expenditures of the library. After School Programs Fund 261 – established to account for revenues and expenditures associated with various youth enrichment activities conducted by the recreation department and the library, under agreements with Independent School District 13. Contributed Projects – Recreation Fund 881 – established to monitor contributions for recreational activities and related expenditures. Contributed Projects – Other Fund 883 – established to monitor contributions and related expenditures for activities other than recreation. Special Projects Fund 226 – established to monitor revenues from special projects and related expenditures. Planning and Inspections Fund 201 – established to account for revenues and expenditures associated with planning and building inspections within the City. Anoka County Comm. Dev Programs Fund 202 – established to account for revenues and expenditures of community development programs funded by or passed-though Anoka County to the City. 108 Economic Development Authority – a separate legal entity from the City. The mayor and City Council comprise the majority membership of this component unit. Its purpose is to foster economic development in the City. Economic Development Authority Administration Fund 204 – established to account for revenues and expenditures of all EDA activity not accounted for in other EDA funds. 109 CITY OF COLUMBIA HEIGHTS, MINNESOTA SUBCOMBINING BALANCE SHEET NONMAJOR SPECIAL REVENUE FUNDS December 31, 2015 Cable Television Fund 225 Police Forfeiture Fund 265 Public Safety Grants Fund 272 Library Fund 240 Assets Cash and investments$474,879$63,570$65$543,762 Receivables: Accounts51,161 - - - Taxes - - - - Interest800 - - 500 Due from other governmental units - - 49,945 - Interfund receivable - - - - Prepayments - - - 2,724 Real estate held for resale - - - - Total assets$526,840 $63,570 $50,010 $546,986 Liabilities, Deferred Inflows of Resources, and Fund Balance Liabilities: Accounts payable$3,190$ - $ - $10,981 Accrued salaries and withholdings payable - - 4,81017,283 Contracts payable - - - - Due to other governmental units - - - 11,835 Interfund payable - - 45,200 - Unearned revenue - 16,939 - - Total liabilities3,19016,93950,01040,099 Deferred inflows of resources: Unavailable revenue - - - - Total deferred inflows of resources 0000 Fund balance: Nonspendable - - - 2,724 Restricted - 46,631 - - Committed523,650 - - 504,163 Unassigned - - - - Total fund balance 523,65046,6310506,887 Total liabilities, deferred inflows of resources, and fund balance$526,840 $63,570 $50,010 $546,986 110 Statement 19 After-School Programs Fund 261 Contributed Projects - Recreation - Fund 881 Contributed Projects - Other - Fund 883 Special Projects Fund 226 Planning and Inspections Fund 201 Anoka County Comm Dev Programs Fund 202 EDA Administration Fund 204 (Component Unit) Total Nonmajor Special Revenue Funds $174,671$151,304$202,905$244,732$335,872$446$367,893$2,560,099 - - - - - - - 51,161 - - - - - - 11,03611,036 300300400400400 - 6003,700 - - - - - 292,140 - 342,085 - - - - - - 46,15546,155 - - - - - - - 2,724 - - - - - 66,152 - 66,152 $174,971 $151,604 $203,305 $245,132 $336,272 $358,738 $425,684 $3,083,112 $2,533$2,340$3,218$ - $551$ - $36$22,849 675 - - - 8,982 - 4,39736,147 - - - 8,900 - - - 8,900 - - - - - - - 11,835 - - - - - 382,840 - 428,040 - - - 36,663 - - - 53,602 3,2082,3403,21845,5639,533382,8404,433561,373 - - - - - - 7,2207,220 0000007,2207,220 - - - - - - - 2,724 171,763149,264200,087 - - - - 567,745 - - - 199,569326,739 - 414,0311,968,152 - - - - - (24,102) - (24,102) 171,763149,264200,087199,569326,739(24,102)414,0312,514,519 $174,971 $151,604 $203,305 $245,132 $336,272 $358,738 $425,684 $3,083,112 111 CITY OF COLUMBIA HEIGHTS, MINNESOTA SUBCOMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE NONMAJOR SPECIAL REVENUE FUNDS For The Year Ended December 31, 2015 3 Cable Television Fund 225 Police Forfeiture Fund 265 Public Safety Grants Fund 272 Library Fund 240 Revenues: Taxes$ - $ - $ - $804,389 Licenses and permits - - - - Intergovernmental - - 49,945 - Fees/program revenues203,357 - - 10,510 Rents - - - - Fines and forfeitures - 14,398 - 13,118 Investment income: Interest and dividends4,400 - - 3,000 Change in fair value1,800 - - 1,200 Other revenues: Contributions - - - - Miscellaneous22,500 - - - Total revenues232,05714,39849,945832,217 Expenditures: Personal services2,699 - 49,945528,587 Supplies4651,344 - 92,734 Other services and charges42,472 - - 83,088 Capital outlay - - - - Total expenditures45,6361,34449,945704,409 Revenues over (under) expenditures186,42113,0540127,808 Other financing sources (uses): Transfers out(367,614) - - (34,881) Total other financing sources (uses)(367,614)00(34,881) Net change in fund balance(181,193)13,054092,927 Fund balance - January 1704,84333,577 - 413,960 Fund balance - December 31$523,650 $46,631 $0 $506,887 112 Statement 20 After-School Programs Fund 261 Contributed Projects - Recreation - Fund 881 Contributed Projects - Other - Fund 883 Special Projects Fund 226 Planning and Inspections Fund 201 Anoka County Comm Dev Programs Fund 202 EDA Administration Fund 204 (Component Unit) Total Nonmajor Special Revenue Funds $ - $ - $ - $ - $ - $ - $260,067$1,064,456 - - - - 413,139 - - 413,139 - - - - - 604,244 - 654,189 18,911 - - 9,893 - - - 242,671 - - - 86,402 - - - 86,402 - - - - - - - 27,516 1,9001,5002,1002,1002,1002003,10020,400 8006008008008001001,2008,100 - 18,215207 - - - - 18,422 - - - - 984 - - 23,484 21,61120,3153,10799,195417,023604,544264,3672,558,779 30,704 - - - 258,992 - 176,3731,047,300 3,11616,93612,054 - 3,863 - 1,079131,591 16,5718553919,34715,991 - 12,888191,251 - - - - - 349,601 - 349,601 50,39117,79112,09319,347278,846349,601190,3401,719,743 (28,780)2,524(8,986)79,848138,177254,94374,027839,036 - - - (500,000)(13,756)(551,317)(13,756)(1,481,324) 000(500,000)(13,756)(551,317)(13,756)(1,481,324) (28,780)2,524(8,986)(420,152)124,421(296,374)60,271(642,288) 200,543146,740209,073619,721202,318272,272353,7603,156,807 $171,763 $149,264 $200,087 $199,569 $326,739 ($24,102)$414,031 $2,514,519 113 CITY OF COLUMBIA HEIGHTS, MINNESOTA SPECIAL REVENUE FUND - CABLE TELEVISION FUND 225 Statement 21 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For The Year Ended December 31, 2015 With Comparative Actual Amounts For The Year Ended December 31, 2014 Variance with Budgeted AmountsFinal Budget-2014 ActualPositiveActual OriginalFinalAmounts(Negative)Amounts Revenues: Franchise fees$188,000$188,000$203,357$15,357$191,278 Investment income: Interest and dividends - - 4,4004,4007,900 Change in fair value - - 1,8001,80022,600 Other revenues: Miscellaneous - 22,50022,500 - - Total revenues188,000210,500232,05721,557221,778 Expenditures: Personal services5,5285,5282,6992,8291,950 Supplies6006004651351,989 Other services and charges32,71355,21342,47212,74123,822 Total expenditures38,84161,34145,63615,70527,761 Revenues over expenditures149,159149,159186,42137,262194,017 Other financing sources (uses): Transfers out(67,614)(367,614)(367,614) - (67,636) Net change in fund balance$81,545 ($218,455)(181,193)$37,262 126,381 Fund balance - January 1704,843578,462 Fund balance - December 31$523,650 $704,843 2015 114 CITY OF COLUMBIA HEIGHTS, MINNESOTA SPECIAL REVENUE FUND - POLICE FORFEITURE FUND 265 Statement 22 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - ACTUAL For The Year Ended December 31, 2015 With Comparative Amounts For The Year Ended December 31, 2014 20152014 Revenues: Forfeitures $14,398$2,479 Expenditures: Supplies 1,3442,026 Other services and charges - 627 Total expenditures 1,3442,653 Revenues over expenditures13,054 (174) Fund balance - January 133,57733,751 Fund balance - December 31$46,631 $33,577 115 CITY OF COLUMBIA HEIGHTS, MINNESOTA SPECIAL REVENUE FUND - PUBLIC SAFETY GRANTS FUND 272 Statement 23 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - ACTUAL For The Year Ended December 31, 2015 With Comparative Amounts For The Year Ended December 31, 2014 20152014 Revenues: Intergovernmental$49,945$ - Total revenues 49,945 0 Expenditures: Personal services 49,945 - Total expenditures49,9450 Revenues over (under) expenditures0 0 Other financing sources (uses): Transfers out - - Net change in fund balance0 0 Fund balance (deficit) - January 1 - - Fund balance (deficit) - December 31$0$0 116 CITY OF COLUMBIA HEIGHTS, MINNESOTA SPECIAL REVENUE FUND - LIBRARY FUND 240 Statement 24 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For The Year Ended December 31, 2015 With Comparative Actual Amounts For The Year Ended December 31, 2014 Variance with Budgeted AmountsFinal Budget-2014 ActualPositiveActual OriginalFinalAmounts(Negative)Amounts Revenues: Taxes$804,389$804,389$804,389$ - $784,770 Charges for services10,23210,23210,5102789,679 Fines14,75014,75013,118(1,632)14,459 Investment income: Interest and dividends4,6004,6003,000(1,600)7,400 Change in fair value - - 1,2001,20020,100 Total revenues833,971 833,971 832,217 (1,754)836,408 Expenditures: Personal services575,253575,253528,58746,666559,897 Supplies111,675111,67592,73418,94191,565 Other services and charges112,162112,16283,08829,07458,856 Total expenditures799,090 799,090 704,409 94,681 710,318 Revenues over expenditures34,881 34,881 127,808 92,927 126,090 Other financing sources (uses): Transfers out(34,881)(34,881)(34,881) - (32,679) Net change in fund balance$0 $0 92,927 $92,927 93,411 Fund balance - January 1413,960320,549 Fund balance - December 31$506,887 $413,960 2015 117 CITY OF COLUMBIA HEIGHTS, MINNESOTA SPECIAL REVENUE FUND - AFTER SCHOOL PROGRAMS FUND 261 Statement 25 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - ACTUAL For The Year Ended December 31, 2015 With Comparative Amounts For The Year Ended December 31, 2014 20152014 Revenues: Intergovernmental $ - $31,521 Program revenue 18,91118,147 Investment income: Interest and dividends1,9002,500 Change in fair value 8007,400 Total revenues21,61159,568 Expenditures: Personal services 30,70428,124 Supplies 3,1166,167 Other services and charges 16,57116,709 Total expenditures 50,39151,000 Revenues over expenditures (28,780)8,568 Fund balance - January 1 200,543191,975 Fund balance - December 31$171,763 $200,543 118 CITY OF COLUMBIA HEIGHTS, MINNESOTA SPECIAL REVENUE FUND - RECREATION CONTRIBUTED PROJECTS FUND 881 Statement 26 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - ACTUAL For The Year Ended December 31, 2015 With Comparative Amounts For The Year Ended December 31, 2014 20152014 Revenues: Investment income: Interest and dividends$1,500$1,700 Change in fair value 6004,900 Other revenue: Contributions 18,21527,335 Total revenues20,31533,935 Expenditures: Supplies 16,93618,159 Other services and charges855480 Total expenditures17,79118,639 Revenues over (under) expenditures2,52415,296 Fund balance - January 1146,740131,444 Fund balance - December 31$149,264 $146,740 119 CITY OF COLUMBIA HEIGHTS, MINNESOTA SPECIAL REVENUE FUND - CONTRIBUTED PROJECTS - OTHER FUND 883 Statement 27 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - ACTUAL For The Year Ended December 31, 2015 With Comparative Amounts For The Year Ended December 31, 2014 20152014 Revenues: Investment income: Interest and dividends$2,100$2,700 Change in fair value 8007,900 Contributions 2075,033 Total revenues3,10715,633 Expenditures: Supplies 12,0547,536 Other services and charges392,507 Total expenditures12,093 10,043 Revenues over (under) expenditures(8,986)5,590 Fund balance - January 1209,073203,483 Fund balance - December 31$200,087 $209,073 120 CITY OF COLUMBIA HEIGHTS, MINNESOTA SPECIAL REVENUE FUND - SPECIAL PROJECTS FUND 226 Statement 28 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - ACTUAL For The Year Ended December 31, 2015 With Comparative Amounts For The Year Ended December 31, 2014 20152014 Revenues: Fees/program revenue $9,893$19,120 Rents 86,40282,984 Investment income: Interest and dividends 2,1008,000 Change in fair value 80023,000 Other - 8,000 Total revenues99,195141,104 Expenditures: Other services and charges19,34747,749 Revenues over expenditures79,84893,355 Other financing sources (uses): Transfers out (500,000) - Total other financing sources (uses)(500,000)0 Net change in fund balance(420,152)93,355 Fund balance - January 1 619,721526,366 Fund balance - December 31$199,569 $619,721 121 CITY OF COLUMBIA HEIGHTS, MINNESOTA SPECIAL REVENUE FUND - PLANNING AND INSPECTIONS FUND 201 Statement 29 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For The Year Ended December 31, 2015 With Comparative Actual Amounts For The Year Ended December 31, 2014 Variance with Budgeted AmountsFinal Budget-2014 ActualPositiveActual OriginalFinalAmounts(Negative)Amounts Revenues: Licenses and permits$205,900$205,900$413,139$207,239$215,924 Intergovernmental - - - - 60 Investment income: Interest and dividends - - 2,1002,1002,400 Change in fair value - - 8008007,300 Miscellaneous300300984684390 Total revenues206,200 206,200 417,023 210,823 226,074 Expenditures: Personal services239,657239,657258,992(19,335)215,006 Supplies1,8001,8003,863(2,063)2,578 Other services and charges17,53017,53015,9911,53915,476 Total expenditures258,987 258,987 278,846 (19,859)233,060 Revenues over (under) expenditures(52,787)(52,787)138,177 190,964 (6,986) Other financing sources (uses): Transfers out(13,756)(13,756)(13,756) - (13,659) Net change in fund balance($66,543)($66,543)124,421 $190,964 (20,645) Fund balance - January 1202,318222,963 Fund balance - December 31$326,739 $202,318 2015 122 CITY OF COLUMBIA HEIGHTS, MINNESOTA SPECIAL REVENUE FUND - ANOKA COUNTY COMM DEV PROGRAMS FUND 202 Statement 30 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - ACTUAL For The Year Ended December 31, 2015 With Comparative Amounts For The Year Ended December 31, 2014 20152014 Revenues: Intergovernmental$604,244$123,215 Total revenues604,244123,215 Expenditures: Capital outlay 349,60161,021 Total expenditures349,60161,021 Revenues over (under) expenditures254,64362,194 Other financing sources (uses): Transfers out (551,317) - Total other financing sources (uses)(551,317)0 Net change in fund balance(296,674)62,194 Fund balance - January 1272,272210,078 Fund balance - December 31($24,402)$272,272 123 CITY OF COLUMBIA HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 31 BUDGETARY COMPARISON SCHEDULE - ECONOMIC DEVELOPMENT AUTHORITY ADMINISTRATION FUND 204 (COMPONENT UNIT) For The Year Ended December 31, 2015 With Comparative Actual Amounts For The Year Ended December 31, 2014 Variance with Budgeted AmountsFinal Budget-2014 ActualPositiveActual OriginalFinalAmounts(Negative)Amounts Revenues: Taxes$260,578$260,578$260,067($511)$266,778 Fees/program revenues - - - - 30 Investment income: Interest and dividends - - 3,1003,1004,098 Change in fair value - - 1,2001,2007,300 Total revenues260,578260,578264,3673,789278,206 Expenditures: Personal services196,455196,455176,37320,082154,803 Other services and charges19,93919,93912,8887,05121,952 Supplies6256251,079(454)4,037 Capital outlay - - - - - Total expenditures217,019217,019190,34026,679180,792 Revenues over (under) expenditures43,55943,55974,02730,46897,414 Other financing sources (uses): Transfers out(13,756)(13,756)(13,756) - (13,658) Net change in fund balance$29,803$29,80360,271$30,46883,756 Fund balance - January 1353,760270,004 Fund balance - December 31$414,031 $353,760 2015 124 NONMAJOR DEBT SERVICE FUNDS The City of Columbia Heights had the following kinds of Nonmajor Debt Service Funds during the year: Bond Debt Service Funds – are separate funds used to account for the revenues and expenditures of each separate bond issue. Both the City and the Economic Development Authority issue bonds. Tax Increment Financing Funds – are separate funds used to account for the revenues and expenditures of each separate Tax Increment Financing District. The Economic Development Authority authorizes and administers tax increment activities within the City. 125 CITY OF COLUMBIA HEIGHTS, MINNESOTA SUBCOMBINING BALANCE SHEET NONMAJOR DEBT SERVICE FUNDS December 31, 2015 G.O. Street Rehabilitation Bonds 2007 Fund 341 2008A Taxable GO Housing Improvement Area Bonds Fund 315 G.O. Public Safety Center Bonds 2008B Fund 343 G.O. Public Facilities Bonds 2009A Fund 344 G.O. Improvement / Revenue Bonds 2013A Fund 345 Assets Cash and investments$123,442$207,284$461,611$256,643$346,855 Receivables: Taxes1,831 - 4,6773,205 - Assessments - 646,175 - - - Interest401005060130 Interfund receivable - - - - - Real estate for resale - - - - - Total assets$125,313$853,559$466,338$259,908$346,985 Liabilities, Deferred Inflows of Resources, and Fund Balance Liabilities: Accounts payable$ - $ - $ - $ - $ - Interfund payable - - - - - Total liabilities 00000 Deferred inflows of resources: Unavailable revenue - 646,176 - - - Total deferred inflows of resources0646,176000 Fund balance: Restricted125,313207,383466,338259,908346,985 Unassigned - - - - - Total fund balance125,313207,383466,338259,908346,985 Total liabilities, deferred inflows of resources, and fund balance$125,313$853,559$466,338$259,908$346,985 . 126 Statement 32 GO Library Bonds 2015A Fund 346 Tax Increment Bonds Fund 376 TIF Multi-Use Redevelopment Plan Fund 385 TIF Transition Block Fund 389 TIF 47th and Central Avenue Fund 371 TIF Huset Park Area Fund 372 EDA TIF Revenue Bonds 2007 Fund 373 TIF Scattered Site Fund 391 Total Nonmajor Debt Service Funds $100,762$192,883$83,384$76,486$355,435$315,490$268,158$7,113$2,795,546 - - 332 - 6294,934 - 33815,946 - - - - - - - - 646,175 80300100100230500130 - 1,820 - 75,389 - - - - - - 75,389 - 259,572 - - 258,154 - - - 517,726 $100,842$528,144$83,816$76,586$614,448$320,924$268,288$7,451$4,052,602 $ - $1,990$1,141$18,986$667$ - $ - $ - $22,784 - - 4,155 - - - - 75,38979,544 01,9905,29618,9866670075,389102,328 - - 233 - 3141,643 - - 648,366 0023303141,64300648,366 100,842526,15478,28757,600613,467319,281268,288 - 3,369,846 - - - - - - - (67,938)(67,938) 100,842526,15478,28757,600613,467319,281268,288(67,938)3,301,908 $100,842$528,144$83,816$76,586$614,448$320,924$268,288$7,451$4,052,602 . EDA Component Unit 127 CITY OF COLUMBIA HEIGHTS, MINNESOTA SUBCOMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE NONMAJOR DEBT SERVICE FUNDS For The Year Ended December 31, 2015 G.O. Street Rehabilitation Bonds 2007 Fund 341 2008A Taxable GO Housing Improvement Area Bonds Fund 315 G.O. Public Safety Center Bonds 2008B Fund 343 G.O. Public Facilities Bonds 2009A Fund 344 G.O. Improvement / Revenue Bonds 2013A Fund 345 Revenues: Taxes$121,453$ - $316,643$231,606$ - Tax increment collections - - - - - Special assessments - 110,655 - - - Intergovernmental - - 300,000 - - Investment income: Interest and dividends130290140170380 Change in fair value(50)(120)(60)(70)(150) Total revenues121,533110,825616,723231,706230 Expenditures: Community development: Other services and charges - - - - - Capital outlay - - - - - Debt service: Principal retirement350,00055,000220,000170,000113,716 Interest and fiscal charges14,43342,331401,984119,4415,396 Developer incentives - - - - - Total expenditures364,43397,331621,984289,441119,112 Revenues over (under) expenditures(242,900)13,494(5,261)(57,735)(118,882) Other financing sources (uses): Transfers in236,000 - - 68,134378,850 Transfers out - - - - - Total other financing sources (uses)236,0000068,134378,850 Net change in fund balance(6,900)13,494(5,261)10,399259,968 Fund balance - January 1132,213193,889471,599249,50987,017 Fund balance - December 31$125,313$207,383$466,338$259,908$346,985 128 Statement 33 GO Library Bonds 2015A Fund 346 Tax Increment Bonds Fund 376 TIF Multi-Use Redevelopment Plan Fund 385 TIF Transition Block Fund 389 TIF 47th and Central Avenue Fund 371 TIF Huset Park Area Fund 372 EDA TIF Revenue Bonds 2007 Fund 373 TIF Scattered Site Fund 391 Total Nonmajor Debt Service Funds $ - $ - $ - $ - $ - $ - $ - $ - $669,702 - - 25,03142,23463,988368,029 - 7,451506,733 - - - - - - - - 110,655 - - - - - - - - 300,000 2301,9007006006602,700360 - 8,260 (90)800300200(260)1,100(150) - 1,450 1402,70026,03143,03464,388371,8292107,4511,596,800 - 5,6041,6151,4363,83715,465 - - 27,957 - 154,517 - - (8,399) - - - 146,118 - - - - 60,000 - 68,000 - 1,036,716 83,088 - - - 21,892 - 138,356 - 826,921 - - 10,06437,973 - 116,151 - - 164,188 83,088160,12111,67939,40977,330131,616206,35602,201,900 (82,948)(157,421)14,3523,625(12,942)240,213(206,146)7,451(605,100) 183,790 - - - - - 216,000 - 1,082,774 - - - - - (216,000) - - (216,000) 183,7900000(216,000)216,0000866,774 100,842(157,421)14,3523,625(12,942)24,2139,8547,451261,674 - 683,57563,93553,975626,409295,068258,434(75,389)3,040,234 $100,842$526,154$78,287$57,600$613,467$319,281$268,288($67,938)$3,301,908 EDA Component Unit 129 - This page intentionally left blank - 130 NONMAJOR CAPITAL PROJECT FUNDS The City of Columbia Heights had the following Nonmajor Capital Project Funds during the year: Economic Development Authority – a separate legal entity from the City. The mayor and City Council comprise the majority membership of this component unit. Its purpose is to foster economic development in the City. EDA Housing Maintenance Fund 408 – established to account for activities to maintain the quality and quantity of housing in the City. Capital Improvement General Government Buildings Fund 411 – used to account for improvements to City buildings. Capital Improvement Parks Fund 412 – used to account for improvements in City parks. This includes park dedication fees when available, the use of which is limited by state statute to park improvements. Capital Improvement Development Fund 420 – used to account for improvements to various development areas within the City. Capital Equipment Fire Fund 439 – used to fund replacement of fire department capital assets. This fund is limited by state statute to fire department expenditures. The original source of the assets in this fund was excess funding in a fire pension plan. Capital Equipment Cable TV Fund 440 – used to fund replacement of cable television capital assets. 131 CITY OF COLUMBIA HEIGHTS, MINNESOTA SUBCOMBINING BALANCE SHEET Statement 34 NONMAJOR CAPITAL PROJECT FUNDS December 31, 2015 EDA (Component Unit) Housing Maintenance Fund 408 Capital Improvements General Gov't Buildings Fund 411 Capital Improvement Parks Fund 412 Capital Improvement Development Fund 420 Infrastructure Replacement Fund 430 Capital Equipment Fire Fund 439 Capital Equipment Cable TV Fund 440 Total Nonmajor Capital Project Funds Assets Cash and investments$ - $1,167,138$80,914$1,041,199$918,867$20,655$70,900$3,299,673 Due from other governments - - 18,723 - - - - 18,723 Interfund receivable - - - 340,840 - - - 340,840 Receivables: Loans - - - 99,050 - - - 99,050 Interest - 2,100 3001,9002,1001001006,600 Real estate held for resale 21,113 - - 88,098 - - - 109,211 Total assets $21,113$1,169,238$99,937$1,571,087$920,967$20,755$71,000$3,874,097 Liabilities and Fund Balance Liabilities: Accounts payable - 260 - 385 - 2,969 - 3,614 Deposits - - - 3,035 - - - 3,035 Total liabilities 0 260 03,420 02,969 06,649 Fund balance: Committed 21,1131,168,97899,9371,567,667920,96717,78671,0003,867,448 Total fund balance 21,1131,168,97899,9371,567,667920,96717,78671,0003,867,448 Total liabilities and fund balance $21,113$1,169,238$99,937$1,571,087$920,967$20,755$71,000$3,874,097 132 CITY OF COLUMBIA HEIGHTS, MINNESOTA SUBCOMBINING STATEMENT OF REVENUES, EXPENDITURES AND Statement 35 CHANGES IN FUND BALANCE NONMAJOR CAPITAL PROJECT FUNDS For The Year Ended December 31, 2015 EDA (Component Unit) Housing Maintenance Fund 408 Capital Improvements General Gov't Buildings Fund 411 Capital Improvement Parks Fund 412 Capital Improvement Development Fund 420 Infrastructure Replacement Fund 430 Capital Equipment Fire Fund 439 Capital Equipment Cable TV Fund 440 Total Nonmajor Capital Project Funds Revenues: Intergovernmental$ - $ - $250,000$ - $ - $ - $ - $250,000 Investment income: Interest and dividends - 11,900 1,50010,500 11,70030070036,600 Change in fair value - 4,700 600 4,200 4,60010030014,500 Program revenue - - 5,546106,700 - - - 112,246 Total revenues 016,600257,646121,400 16,3004001,000413,346 Expenditures: Current: Other services and charges - 22,715293,48336,379 1,18336,277 - 390,037 Capital outlay - - 431,51611,753300,157 - - 743,426 Total expenditures 022,715724,99948,132301,34036,277 01,133,463 Revenue over (under) expenditures 0 (6,115)(467,353)73,268(285,040)(35,877)1,000(720,117) Other financing sources (uses): Transfers in - 22,500250,000 - 100,000 - - 372,500 Transfers out (336,365) - - (425,717) - - - (762,082) Total other financing sources (uses)(336,365)22,500250,000(425,717)100,000 0 0(389,582) Net change in fund balance (336,365)16,385(217,353)(352,449)(185,040)(35,877)1,000(1,109,699) Fund balance - January 1 357,4781,152,593317,2901,920,1161,106,00753,66370,0004,977,147 Fund balance - December 31 $21,113$1,168,978$99,937$1,567,667$920,967$17,786$71,000$3,867,448 133 - This page intentionally left blank - 134 ENTERPRISE FUNDS The Enterprise Funds are used to account for operations that are financed and/or operated in a manner similar to private business enterprises or where the governing body has decided that periodic determination of revenues earned, expenses incurred, and/or net income is appropriate for capital maintenance, public policy, management control, accountability, or other purposes. Water Utility Fund – used to account for revenues and expenses associated with services to area residents. Sewer Utility Fund – used to account for revenues and expenses associated with sanitary sewer disposal within the City. Refuse Utility Fund – used to account for revenues and expenses associated with organized collection of refuse and recycling in the City. Storm Sewer Utility Fund – used to account for revenues and expenses associated with storm water management. Liquor Fund – used to account for revenues and expenses associated with the operation of three off-sale municipal liquor stores. 135 CITY OF COLUMBIA HEIGHTS, MINNESOTA WATER UTILITY FUND Statement 36 SUBCOMBINING SCHEDULE OF NET POSITION December 31, 2015 Operating Account Capital Equipment Replacement Account Capital Construction Account Debt Service Account Intrafund EliminationsTotal Assets: Current assets: Cash and cash equivalents$4,200$171,967$550,309$225,150$ - $951,626 Receivables: Accounts (net of allowance for uncollectables)583,272 - - - - 583,272 Interest1,00060060090 - 2,290 Interfund receivable - 185,100 - - (185,100) - Inventory - at cost8,011 - - - - 8,011 Total current assets596,483357,667550,909225,240(185,100)1,545,199 Noncurrent assets: Capital assets: Land45,223 - - - - 45,223 Buildings866,118 - - - - 866,118 Equipment515,901 - - - - 515,901 Infrastructure8,973,852 - - - - 8,973,852 Construction in process - - 482,295 - - 482,295 Total capital assets10,401,0940482,2950010,883,389 Less: accumulated depreciation(4,958,174) - - - - (4,958,174) Total capital assets (net of accumulated depreciation)5,442,920 - 482,295 - - 5,925,215 Total noncurrent assets5,442,9200482,295005,925,215 Total assets6,039,403357,6671,033,204225,240(185,100)7,470,414 Deferred outflows of resources: - Related to pensions23,580 - - - - 23,580 Liabilities : Current liabilities: Accounts payable10,829 - - - - 10,829 Accrued salaries and withholdings payable7,692 - - - - 7,692 Contracts payable - retained percentage - - 11,792 - - 11,792 Due to other governmental units101,980 - 269,662 - - 371,642 Interfund payable107,400 - 77,700131,000(185,100)131,000 Accrued interest payable - - - 6,682 - 6,682 Compensated absences payable - current1,310 - - - - 1,310 Bonds payable - current - - - 170,042 - 170,042 Total current liabilities 229,2110359,154307,724(185,100)797,865 Noncurrent liabilities: Compensated absences payable - noncurrent16,163 - - - - 16,163 Bonds payable - noncurrent - - - 830,754 - 830,754 Net pension liability171,438 - - - - 171,438 Total noncurrent liabilities187,60100830,75401,018,355 Total liabilities416,8120359,1541,138,478(185,100)1,644,782 Deferred inflows of resources: Related to pensions19,857 - - - - 19,857 Net position: Net investments in capital assets5,442,920 - 482,295(450,796) - 5,474,419 Restricted - - 550,000(359,385) - 190,615 Unrestricted183,394357,667(358,245)(103,057) - 79,759 Total net position$5,626,314 $357,667 $674,050 ($913,238)$0 $5,744,793 136 CITY OF COLUMBIA HEIGHTS, MINNESOTA WATER UTILITY FUND Statement 37 SUBCOMBINING SCHEDULE OF REVENUES, EXPENSES AND CHANGES IN FUND NET POSITION For The Year Ended December 31, 2015 Operating Account Capital Equipment Replacement Account Capital Construction Account Debt Service Account Intrafund Eliminations Total Operating revenues: Charges for services: Customer services$58,883$ - $ - $ - $ - $58,883 Penalties95,559 - - - - 95,559 Charges for sales: Water 2,482,751 - - - - 2,482,751 Meter8,87979,046 - - - 87,925 Total operating revenues2,646,07279,0460002,725,118 Operating expenses: Cost of sales1,221,185 - - - - 1,221,185 Distribution624,045 - 175,089 - - 799,134 Administration31,645 - - - - 31,645 Depreciation240,377 - - - - 240,377 Total operating expenses2,117,252 0 175,089 0 0 2,292,341 Net income (loss) from operations528,820 79,046 (175,089)0 0 432,777 Nonoperating revenues (expenses): Investment income: Interest and dividends5,9003,100910260 - 10,170 Change in fair value2,3001,200(40)(100) - 3,360 Miscellaneous revenues5,098 - 300 - - 5,398 Miscellaneous expense(3,158) - - - - (3,158) Interest and fiscal charges - - - (26,151) - (26,151) Total nonoperating revenues (expenses)10,140 4,300 1,170 (25,991)0 (10,381) Net income (loss) before transfers538,960 83,346 (173,919)(25,991)0 422,396 Transfers in115,84625,000136,827256,000(533,673) - Transfers out(548,844) - (115,846) - 533,673(131,017) Total transfers(432,998)25,000 20,981 256,000 0 (131,017) Change in net position105,962 108,346 (152,938)230,009 0 291,379 Total net position - January 1, as previously reported5,683,682249,321826,988(1,143,247) - 5,616,744 Prior period adjustment(163,330) - - - - (163,330) Total net position - January 1, as restated5,520,352249,321826,988(1,143,247) - 5,453,414 Total net position - December 31$5,626,314$357,667$674,050($913,238)$0$5,744,793 137 CITY OF COLUMBIA HEIGHTS, MINNESOTA WATER UTILITY FUND Statement 38 SUBCOMBINING SCHEDULE OF CASH FLOWS For The Year Ended December 31, 2015 2015 Cash flows from operating activities: Cash received from customers $2,717,640 Cash paid to suppliers for goods and services(1,536,248) Cash payments to employees for services (470,118) Net cash flows from operating activities711,274 Cash flows from noncapital financing activities: Transfers out (131,017) Interfund receivable repaid by (advanced to) other funds9,629 Interfund payable (repaid to) advanced by other funds(64,000) Net cash flows from noncapital financing activities(185,388) Cash flows from capital and related financing activities: Acquisition of capital assets (474,047) Principal payments - bonds (177,028) Interest and fiscal charges (26,676) Net cash flows from capital and related financing activities(677,751) Cash flows from investing activities: Investment income: Interest and dividends 9,480 Change in fair value 3,360 Net cash flows from investing activities 12,840 Net increase (decrease) in cash and cash equivalents(139,025) Cash and cash equivalents - January 11,090,651 Cash and cash equivalents - December 31 $951,626 Reconciliation of operating income to net cash flows from operating activities: Operating income $432,777 Adjustments to reconcile operating income to net cash flows from operating activities: Depreciation expense 240,377 Miscellaneous revenues 5,398 Miscellaneous expenses (3,158) Changes in assets, liabilities, deferred outflows and inflows: (Increase) decrease in accounts receivable 19,879 (Increase) decrease in inventory, at cost (619) (Increase) decrease in deferred pension outflows (23,580) Increase (decrease) in accounts payable (27,489) Increase (decrease) in accrued salaries and withholdings payable (1,434) Increase (decrease) in contracts payable -retained percentage 6,109 Increase (decrease) in due to other governmental units 36,066 Increase (decrease) in compensated absences payable (1,017) Increase (decrease) in net pension liability 8,108 Increase (decrease) in deferred pension inflows 19,857 Total adjustments 278,497 Net cash flows from operating activities $711,274 Noncash capital and related financing activities:$ - 138 CITY OF COLUMBIA HEIGHTS, MINNESOTA SEWER UTILITY FUND Statement 39 SUBCOMBINING SCHEDULE OF NET POSITION December 31, 2015 Operating Account Capital Equipment Replacement Account Capital Construction Account Debt Service Account Intrafund EliminationsTotal Assets: Current assets: Cash and cash equivalents ($2,028)$380,788$646,895$39,412$ - $1,065,067 Receivables: Accounts (net of allowance for uncollectibles)435,259 - - - - 435,259 Interest - 7001,450 10 - 2,160 Interfund receivables - - 299,200 - (299,200) - Prepayments 81,197 - - - - 81,197 Total current assets514,428381,488947,54539,422(299,200)1,583,683 Noncurrent assets: Capital assets: Land 36,586 - - - - 36,586 Buildings403,659 - - - - 403,659 Equipment 932,135 - - - - 932,135 Construction in progress - - 124,833 - - 124,833 Infrastructure6,154,219 - - - - 6,154,219 Total capital assets7,526,5990124,833007,651,432 Less: accumulated depreciation (4,584,813) - - - - (4,584,813) Net capital assets2,941,7860124,833003,066,619 Total noncurrent assets 2,941,786 0 124,833 0 0 3,066,619 Total assets3,456,214381,4881,072,37839,422(299,200)4,650,302 Deferred outflows of resources: Related to pensions23,580 - - - - 23,580 Liabilities: Current liabilities: Accounts payable 1,386 - - - - 1,386 Accrued salaries and withholdings payable 8,413 - 61 - - 8,474 Contracts payable - retained percentage - - 10,678 - - 10,678 Interfund payable 299,200 - - - (299,200) - Accrued interest payable - - - 2,271 - 2,271 Compensated absences payable - current 2,868 - - - - 2,868 Bonds payable - current - - - 35,000 - 35,000 Total current liabilities311,867010,73937,271(299,200)60,677 Noncurrent liabilities: Compensated absences payable - noncurrent 35,370 - - - - 35,370 Bonds payable - noncurrent - - - 295,000 - 295,000 Net pension liability 171,438 - - - - 171,438 Total noncurrent liabilities 206,808 0 0295,000 0501,808 Total liabilities 518,675 010,739332,271(299,200)562,485 Deferred inflows of resources: Related to pensions 19,857 - - - - 19,857 Net position: Net investments in capital assets 2,941,786 - 124,833(84,191) - 2,982,428 Restricted - - 245,809(205,696) - 40,113 Unrestricted 2,676381,488687,797(2,962) - 1,068,999 Total net position $2,944,462$381,488$1,058,439($292,849)$0$4,091,540 139 CITY OF COLUMBIA HEIGHTS, MINNESOTA SEWER UTILITY FUND Statement 40 SUBCOMBINING SCHEDULE OF REVENUES, EXPENSES AND CHANGES IN FUND NET POSITION For The Year Ended December 31, 2015 Operating Account Capital Equipment Replacement Account Capital Construction Account Debt Service Account Interfund Eliminations Total Operating revenues: Charges for services: Sewer service charges$1,640,962$ - $ - $ - $ - $1,640,962 Other58,435 - - - - 58,435 Total operating revenues1,699,39700001,699,397 Operating expenses: Disposal974,822 - - - - 974,822 Collection341,897 - 66,967 - - 408,864 Administration38,994 - - - - 38,994 Depreciation144,496 - - - - 144,496 Total operating expenses1,500,209066,967001,567,176 Net income (loss) from operations199,1880(66,967)00132,221 Nonoperating revenues (expenses): Investment income Interest and dividends - 3,7006,93030 - 10,660 Change in fair value - 1,5002,580(10) - 4,070 Interest and fiscal charges - - - (5,679) - (5,679) Total nonoperating revenues (expenses)0 5,200 9,510 (5,659)0 9,051 Net income (loss) before transfers199,188 5,200 (57,457)(5,659)0 141,272 Transfers in - 25,000215,00037,000(277,000) - Transfers out(408,016) - - - 277,000(131,016) Total transfers(408,016)25,000 215,000 37,000 0 (131,016) Change in net position(208,828)30,200157,54331,341 - 10,256 Total net position - January 1, as previously reported3,316,620351,288900,896(324,190) - 4,244,614 Prior period adjustment(163,330) - - - - (163,330) Total net position - January 1, as restated3,153,290 351,288 900,896 (324,190)0 4,081,284 Net position - December 31$2,944,462$381,488$1,058,439($292,849)$0$4,091,540 140 CITY OF COLUMBIA HEIGHTS, MINNESOTA SEWER UTILITY FUND Statement 41 SUBCOMBINING SCHEDULE OF CASH FLOWS For Year Ended December 31, 2015 2015 Cash flows from operating activities: Cash received from customers $1,658,659 Cash paid to suppliers for goods and services(1,244,286) Cash payments to employees for services(185,718) Net cash flows from operating activities228,655 Cash flows from noncapital financing activities: Transfers out (131,016) Net cash flows from noncapital financing activities(131,016) Cash flows from capital and related financing activities: Acquisition of capital assets (114,250) Principal payments - bonds (35,000) Interest and fiscal charges (5,737) Net cash flows from capital and related financing activities(154,987) Cash flows from investing activities: Investment income: Interest and dividends 9,900 Change in fair value 4,070 Net cash flows from investing activities13,970 Net increase (decrease) in cash and cash equivalents(43,378) Cash and cash equivalents - January 11,108,445 Cash and cash equivalents - December 31$1,065,067 Reconciliation of operating income (loss) to net cash flows from operating activities: Operating income (loss)$132,221 Adjustments to reconcile operating income (loss) to net cash flows from operating activities: Depreciation expense 144,496 Changes in assets, liabilities, deferred outflows and inflows: (Increase) decrease in accounts receivable(17,194) (Increase) decrease in prepayments 36 (Increase) decrease in deferred pension outflows(23,580) Increase (decrease) in accounts payable(14,904) Increase (decrease) in accrued salaries and withholdings payable2,576 Increase (decrease) in contracts payable -retained percentage(25,493) Increase (decrease) compensated absences payable2,532 Increase (decrease) in net pension liability8,108 Increase (decrease) in deferred pension inflows19,857 Total adjustments 96,434 Net cash flows from operating activities$228,655 Noncash capital and related financing activities:$ - 141 CITY OF COLUMBIA HEIGHTS, MINNESOTA REFUSE UTILITY FUND Statement 42 SUBCOMBINING SCHEDULE OF NET POSITION December 31, 2015 2015 Assets: Current assets: Cash and cash equivalents $1,504,837 Receivables: Accounts (net of allowance for uncollectibles)495,402 Interest 2,500 Due from other governmental units 48,544 Total current assets 2,051,283 Noncurrent assets: Capital assets: Buildings 56,000 Equipment 112,893 Total capital assets 168,893 Less: accumulated depreciation (125,897) Total capital assets (net of accumulated depreciation)42,996 Total noncurrent assets 42,996 Total assets 2,094,279 Deferred outflows of resources: Related to pensions 6,977 Liabilities: Current liabilities: Accounts payable 258,188 Accrued salaries and withholdings payable2,757 Compensated absences payable - current 191 Total current liabilities 261,136 Noncurrent liabilities: Compensated absences payable - noncurrent2,361 Net pension liability 50,721 Total noncurrent liabilities 53,082 Total liabilities 314,218 Deferred inflows of resources: Related to pensions 5,875 Net position: Net investments in capital assets 42,996 Unrestricted 1,738,167 Total net position $1,781,163 142 CITY OF COLUMBIA HEIGHTS, MINNESOTA REFUSE UTILITY FUND Statement 43 SUBCOMBINING SCHEDULE OF REVENUES, EXPENSES AND CHANGES IN FUND NET POSITION For The Year Ended December 31, 2015 2015 Operating revenues: Refuse service charges $1,896,230 Operating expenses: Collection and disposal 1,532,417 Administration 67,299 Recycling 87,216 Hazardous waste 11,723 Depreciation 3,641 Total operating expenses 1,702,296 Net income from operations 193,934 Nonoperating revenues: Investment income Interest and dividends 13,800 Change in fair value 5,500 Intergovernmental 96,518 Total nonoperating revenues 115,818 Net income before transfers 309,752 Transfers out (119,277) Change in net position 190,475 Total net position - January 1, as previously reported1,639,010 Prior period adjustment (48,322) Total net position - January 1, as restated 1,590,688 Total net position - December 31 $1,781,163 143 CITY OF COLUMBIA HEIGHTS, MINNESOTA REFUSE UTILITY FUND Statement 44 SUBCOMBINING SCHEDULE OF CASH FLOWS For Year Ended December 31, 2015 2015 Cash flows from operating activities: Cash received from customers $1,907,682 Cash paid to suppliers for goods and services(1,476,652) Cash payments to employees for services (85,780) Net cash flows from operating activities345,250 Cash flows from noncapital financing activities: Transfers out (119,277) Intergovernmental 96,518 Net cash flows from noncapital financing activities(22,759) Cash flows from investing activities: Investment income: Interest and dividends 13,400 Change in fair value 5,500 Net cash flows from investing activities18,900 Net increase in cash and cash equivalents341,391 Cash and cash equivalents - January 11,163,446 Cash and cash equivalents - December 31$1,504,837 Reconciliation of operating income (loss) to net cash flows from operating activities: Operating income $193,934 Adjustments to reconcile operating income to net cash flows from operating activities: Depreciation expense 3,641 Changes in assets, liabilities, deferred outflows and inflows: (Increase) decrease in accounts receivable2,639 (Increase) decrease in due from other governmental units15,790 (Increase) decrease in deferred pension outflows(6,977) Increase (decrease) in accounts payable129,311 Increase (decrease) in accrued salaries and withholdings payable492 Increase (decrease) compensated absences payable(1,854) Increase (decrease) in net pension liability2,399 Increase (decrease) in deferred pension inflows5,875 Total adjustments 151,316 Net cash flows from operating activities$345,250 Noncash capital and related financing activities:$ - 144 CITY OF COLUMBIA HEIGHTS, MINNESOTA STORM SEWER UTILITY FUND Statement 45 SUBCOMBINING SCHEDULE OF NET POSITION December 31, 2015 Operating Account Capital Equipment Replacement Account Capital Construction Account Debt Service Account Total Assets: Current assets: Cash and cash equivalents$68,133$10,000$500,056$131,173$709,362 Receivables: Accounts (net of allowance for uncollectibles)98,225 - - - 98,225 Interest500 - 610401,150 Total current assets166,85810,000500,666131,213808,737 Noncurrent assets: Capital assets: Land260,690 - - - 260,690 Equipment340,692 - - - 340,692 Infrastructure1,518,512 - - - 1,518,512 Construction in process - - 1,160,471 - 1,160,471 Total capital assets2,119,89401,160,47103,280,365 Less: accumulated depreciation(978,439) - - - (978,439) Net capital assets1,141,45501,160,47102,301,926 Total noncurrent assets1,141,45501,160,47102,301,926 Total assets1,308,31310,0001,661,137131,2133,110,663 Deferred outflows of resources: Related to pensions6,489 - - - 6,489 Liabilities: Current liabilities: Accounts payable147 - - - 147 Accrued salaries and withholdings payable2,475 - 61 - 2,536 Interfund payable - - - 34,00034,000 Accrued interest payable - - - 4,2154,215 Compensated absences payable - current 10 - - - 10 Bonds payable - current - - - 103,288103,288 Total current liabilities 2,632 0 61141,503144,196 Noncurrent liabilities: Compensated absences payable - noncurrent 129 - - - 129 Bonds payable - noncurrent - - - 651,611651,611 Net pension liability 47,171 - - - 47,171 Total noncurrent liabilities 47,300 0 0651,611698,911 Total liabilities 49,932 0 61793,114843,107 Deferred inflows of resources: Related to pensions 5,464 - - - 5,464 Net position: Net investment in capital assets 1,141,455 - 1,160,471(314,899)1,987,027 Restricted - - 440,000(323,611) 116,389 Unrestricted 117,95110,00060,605(23,391)165,165 Total net position $1,259,406$10,000$1,661,076($661,901)$2,268,581 145 CITY OF COLUMBIA HEIGHTS, MINNESOTA STORM SEWER UTILITY FUND Statement 46 SUBCOMBINING SCHEDULE OF REVENUES, EXPENSES AND CHANGES IN FUND NET POSITION For The Year Ended December 31, 2015 Operating Account Capital Equipment Replacement Account Capital Construction Account Debt Service Account Intrafund Eliminations Total Operating revenues: Storm sewer service charges$375,663$ - $ - $ - $ - $375,663 Operating expenses: Collection338,099 - 100,286 - - 438,385 Administration960 - - - - 960 Depreciation89,459 - - - - 89,459 Total operating expenses428,5180100,28600528,804 Net income (loss) from operations(52,855)0(100,286)00(153,141) Nonoperating revenues (expenses): Investment income Interest and dividends2,600 - 940120 - 3,660 Change in fair value1,000 - (40)(50) - 910 Interest and fiscal charges - - - (13,884) - (13,884) Total nonoperating revenues (expenses)3,600 0 900 (13,814)0 (9,314) Net income (loss) before transfers and capital contributions(49,255)0 (99,386)(13,814)0 (162,455) Transfers in - 5,000446142,000(147,446) - Transfers out(147,446) - - - 147,446 - Capital contributions - intergovernmental438 - 746,896 - - 747,334 Total transfers and contributions(147,008)5,000 747,342 142,000 0 747,334 Change in net position(196,263)5,000 647,956 128,186 0 584,879 Total net position - January 1, as previously reported1,500,6085,0001,013,120(790,087) - 1,728,641 Prior period adjustment(44,939) - - - - (44,939) Total net position - January 1, as restated1,455,669 5,000 1,013,120 (790,087)0 1,683,702 Net position - December 31$1,259,406$10,000$1,661,076($661,901)$0$2,268,581 146 CITY OF COLUMBIA HEIGHTS, MINNESOTA STORM SEWER UTILITY FUND Statement 47 SUBCOMBINING SCHEDULE OF CASH FLOWS For Year Ended December 31, 2015 2015 Cash flows from operating activities: Cash received from customers $413,352 Cash paid to suppliers for goods and services (322,067) Cash payments to employees for services (115,731) Net cash flows from operating activities (24,446) Cash flows from noncapital financing activities: Interfund payable (repaid to) advanced by other funds(16,000) Net cash flows from noncapital financing activities:(16,000) Cash flows from capital and related financing activities: Acquisition of capital assets (1,138,093) Capital contribution 747,334 Principal payments - bonds (104,256) Interest and fiscal charges (14,016) Net cash flows from capital and related financing activities(509,031) Cash flows from investing activities: Investment income: Interest and dividends 3,410 Change in fair value 910 Net cash flows from investing activities 4,320 Net increase (decrease) in cash and cash equivalents(545,157) Cash and cash equivalents - January 1 1,254,519 Cash and cash equivalents - December 31 $709,362 Reconciliation of operating income to net cash flows from operating activities: Operating income ($153,141) Adjustments to reconcile operating income to net cash flows from operating activities: Depreciation expense 89,459 Changes in assets, liabilities, deferred outflows and inflows: (Increase) decrease in accounts receivable (3,926) (Increase) decrease in due from other governmental units48,104 (Increase) decrease in deferred pension outflows(6,489) Increase (decrease) in accounts payable (3,641) Increase (decrease) in accrued salaries and withholdings payable(704) Increase (decrease) compensated absences payable(1,804) Increase (decrease) in net pension liability 2,232 Increase (decrease) in deferred pension inflows 5,464 Total adjustments 128,695 Net cash flows from operating activities ($24,446) Noncash capital and related financing activities:$ - 147 - This page intentionally left blank - 148 CITY OF COLUMBIA HEIGHTS, MINNESOTA LIQUOR FUND Statement 48 SUBCOMBINING SCHEDULE OF NET POSITION December 31, 2015 OperatingDebt Service AccountAccountTotal Assets: Current assets: Cash and cash equivalents$162,809$276,462$439,271 Restricted asset: cash and cash equivalents with fiscal agent - 399,251399,251 Receivables: Accounts (net of allowance for uncollectables)321 - 321 Interest - 50 50 Due from other governmental units 546 - 546 Inventory - at cost 2,985,683 - 2,985,683 Total current assets 3,149,359 675,763 3,825,122 Noncurrent assets: Capital assets: Land 2,006,714 - 2,006,714 Buildings 3,915,062 - 3,915,062 Equipment 436,380 - 436,380 Total capital assets 6,358,156 0 6,358,156 Less: accumulated depreciation (1,275,609) - (1,275,609) Net capital assets 5,082,547 0 5,082,547 Total noncurrent assets 5,082,547 0 5,082,547 Total assets 8,231,906 675,763 8,907,669 Deferred outflows of resources: Related to pensions 90,750 - 90,750 Liabilities: Current liabilities: Accounts payable 201,869 - 201,869 Accrued salaries and withholdings payable 36,267 - 36,267 Due to other governmental units 86,683 - 86,683 Accrued interest payable - 89,983 89,983 Compensated absences payable - current 6,105 - 6,105 Bonds payable - current - 185,000 185,000 Total current liabilities 330,924 274,983 605,907 Noncurrent liabilities: Compensated absences payable - noncurrent 75,300 - 75,300 Bonds payable - noncurrent - 3,895,000 3,895,000 Net pension liability 659,807 - 659,807 Total noncurrent liabilities 735,107 3,895,000 4,630,107 Total liabilities 1,066,031 4,169,983 5,236,014 Deferred inflows of resources: Related to pensions 76,424 - 76,424 Net position: Net investments in capital assets 5,082,547 (3,680,749)1,401,798 Restricted for debt service - 186,637 186,637 Unrestricted 2,097,546 - 2,097,546 Total net position $7,180,093 ($3,494,112)$3,685,981 149 CITY OF COLUMBIA HEIGHTS, MINNESOTA LIQUOR FUND SUBCOMBINING SCHEDULE OF REVENUES, EXPENSES AND CHANGES IN FUND NET POSITION For The Year Ended December 31, 2015 TopHeights Top ValuValu IILiquor Operating revenues: Charges for sales: Liquor$1,535,816$1,073,296$539,560 Beer1,653,4961,375,926579,799 Wine592,005511,62961,390 Other165,937174,480136,609 Total operating revenues3,947,254 3,135,331 1,317,358 Operating expenses: Cost of goods sold2,963,7152,360,3861,014,790 Operating expense672,259526,407187,830 Depreciation82,55963,4082,240 Total operating expenses3,718,5332,950,201 1,204,860 Net income from operations$228,721$185,130$112,498 Nonoperating revenues (expenses): Investment income: Interest and dividends Change in fair value Interest and fiscal charges Miscellaneous expense Total nonoperating revenues (expenses) Net income (loss) before transfers Transfers in Transfers out Total transfers Change in net position Total net position - January 1, as previously reported Prior period adjustment Total net position - January 1, as restated Net position - December 31 Operating Accounts 150 Statement 49 TotalDebt OperatingServiceIntrafund AccountsAccountEliminationsTotal $3,148,672$ - $ - $3,148,672 3,609,221 - - 3,609,221 1,165,024 - - 1,165,024 477,026 - - 477,026 8,399,943 0 0 8,399,943 6,338,891 - - 6,338,891 1,386,496 - - 1,386,496 148,207 - - 148,207 7,873,594 0 0 7,873,594 526,3490 0 526,349 - 151 - 151 - (60) - (60) - (200,124) - (200,124) (3,571) - - (3,571) (3,571)(200,033)0 (203,604) 522,778(200,033)0 322,745 - 380,000(380,000) - (582,789) - 380,000(202,789) (582,789)380,0000(202,789) (60,011)179,9670 119,956 7,868,707(3,674,079) - 4,194,628 (628,603) - - (628,603) 7,240,104(3,674,079)03,566,025 $7,180,093($3,494,112)$0$3,685,981 151 CITY OF COLUMBIA HEIGHTS, MINNESOTA LIQUOR FUND Statement 50 SUBCOMBINING SCHEDULE OF CASH FLOWS Page 1 of 2 For Year Ended December 31, 2015 2015 Cash flows from operating activities: Cash received from customers $8,312,054 Cash paid to suppliers for goods and services(6,803,924) Cash payments to employees for services (996,676) Net cash flows from operating activities511,454 Cash flows from noncapital financing activities Transfers out (202,789) Net cash flows from noncapital financing activities(202,789) Cash flows from capital and related financing activities: Acquisition of capital assets (23,178) Principal payments - bonds (180,000) Interest and fiscal charges - including capitalized interest(203,818) Net cash flows from capital and related financing activities(406,996) Cash flows from investing activities: Investment income: Interest and dividends 101 Change in fair value (60) Net cash flows from investing activities 41 Net increase (decrease) in cash and cash equivalents(98,290) Total cash and cash equivalents - January 1936,812 Total cash and cash equivalents - December 31838,522 (Less) Restricted asset: cash and cash equivalents with fiscal agent - December 31(399,251) Cash and cash equivalents - December 31$439,271 152 CITY OF COLUMBIA HEIGHTS, MINNESOTA Statement 50 LIQUOR FUND Page 2 of 2 SUBCOMBINING SCHEDULE OF CASH FLOWS For Year Ended December 31, 2015 2015 Reconciliation of operating income to net cash flows from operating activities: Operating income $526,349 Adjustments to reconcile operating income to net cash flows from operating activities: Depreciation expense 148,207 Miscellaneous expense (3,571) Changes in assets, liabilities, deferred outflows and inflows: (Increase) decrease in accounts receivable (300) (Increase) decrease in due from other governmental units 3,161 (Increase) decrease in deferred pension outflows (90,750) AAdjustment for nonoperating portion (Increase) decrease in inventory, at cost(108,878) Increase (decrease) in accounts payable(66,799) AAdjustment for nonoperating portion Increase (decrease) in accrued salaries and withholdings payable(6,655) Adjustment for nonoperating portion Increase (decrease) in due to other governmental units(5,511) Increase (decrease) in compensated absences payable8,573 Increase (decrease) in net pension liability31,204 Increase (decrease) in deferred pension inflows76,424 Total adjustments (14,895) Net cash flows from operating activities$511,454 Noncash capital and related financing activities:$ - 153 - This page intentionally left blank - 154 INTERNAL SERVICE FUNDS Internal Service Funds are used to account for the financing on a cost reimbursement basis of goods or services provided by one department or agency to other departments or agencies within the City. Municipal Service Center Fund Central Garage - used to account for the costs of operating a maintenance facility for automotive equipment used by other City departments. Such costs are billed to other departments at actual cost plus a fixed overhead factor. The automotive equipment itself is acquired by the various user departments, which are responsible for financing replacement vehicles as necessary. Building Maintenance – used to account for the costs of staff charged with maintaining City facilities. All costs are recorded in this fund and finance by transfers from user departments. Information Systems Fund – used to account for the costs associated with information systems within the City. All costs are recorded in the fund and are financed by transfers from user departments. Insurance Fund – used to account for certain costs of the City’s risk management services and to build a reserve for catastrophic losses. All costs for premiums, claims and claims administration are recorded in the fund and allocated to user funds based on a percentage risk factor. Compensated Absences Fund – used to account for funds that have been set aside by the City Council for compensated absences earned by employees’ services to the City’s governmental funds. Funds set aside for the compensated absences earned by employees’ services to the City’s proprietary funds are recorded directly in each particular proprietary fund. 155 CITY OF COLUMBIA HEIGHTS, MINNESOTA INTERNAL SERVICE FUNDS Statement 51 COMBINING STATEMENT OF NET POSITION December 31, 2015 Municipal Service Center Information SystemsInsurance Compensated Absences Total Internal Service Funds Assets: Current assets: Cash and cash equivalents$693,216$715,855$1,116,122$1,020,705$3,545,898 Interest receivable1,2001,3001,900 - 4,400 Prepayments - 11,20064,484 - 75,684 Inventory - at cost53,856 - - - 53,856 Total current assets748,272728,3551,182,5061,020,7053,679,838 Noncurrent assets: Capital assets: Land15,779 - - - 15,779 Buildings1,978,957 - - - 1,978,957 Equipment234,265252,160 - - 486,425 Total capital assets2,229,001252,160002,481,161 Less: accumulated depreciation(1,012,586)(212,428) - - (1,225,014) Net capital assets1,216,41539,732001,256,147 Total noncurrent assets1,216,41539,732001,256,147 Total assets1,964,687 768,087 1,182,506 1,020,705 4,935,985 Deferred outflows of resources: Related to pensions28,32223,576 - - 51,898 Liabilities: Current liabilities: Accounts payable13,9599,9771,112 - 25,048 Accrued salaries and withholdings payable10,3789,305 - - 19,683 Unearned revenue8,141 - - - 8,141 Compensated absences payable - current3,6031,735 - 76,55381,891 Total current liabilities36,081 21,017 1,112 76,553 134,763 Noncurrent liabilities: Compensated absences payable - noncurrent44,43521,400 - 944,1521,009,987 Net pension liability117,005171,414 - - 288,419 Total noncurrent liabilities161,440 192,814 - 944,152 1,298,406 Total liabilities197,521 213,831 1,112 1,020,705 1,433,169 Deferred inflows of resources: Related to pensions23,85219,855 - - 43,707 Net position: Net investments in capital assets1,216,41539,732 - - 1,256,147 Unrestricted555,221518,2451,181,394 - 2,254,860 Total net position$1,771,636$557,977$1,181,394$0$3,511,007 156 CITY OF COLUMBIA HEIGHTS, MINNESOTA INTERNAL SERVICE FUNDS Statement 52 COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND NET POSITION For The Year Ended December 31, 2015 Municipal Service Center Information SystemsInsurance Compensated Absences Total Internal Service Funds Operating revenues: Charges for services: Services to departments$336,912$ - $570,570$ - $907,482 Use of space302,051 - - - 302,051 Recovery of damages - - 53,370 - 53,370 Charges for sales: Sales of motor fuel138,688 - - - 138,688 Total operating revenues777,651 0 623,940 0 1,401,591 Operating expenses: Cost of services and space673,730320,003600,190 - 1,593,923 Depreciation77,24021,508 - - 98,748 Total operating expenses750,970 341,511 600,190 0 1,692,671 Net income (loss) from operations26,681(341,511)23,7500(291,080) Nonoperating revenues (expenses): Investment income Interest and dividends6,6997,40010,500 - 24,599 Change in fair value2,7002,9004,200 - 9,800 Miscellaneous revenue3,118 - - - 3,118 Total nonoperating revenues (expenses)12,517 10,300 14,700 0 37,517 Net income (loss) before transfers39,198 (331,211)38,450 0 (253,563) Transfers in - 335,000 - - 335,000 Transfers out(35,000) - (25,000) - (60,000) Total transfers and capital contributions(35,000)335,000 (25,000)0 275,000 Change in net position4,198 3,789 13,450 0 21,437 Net position - January 1, as previously reported1,874,706717,4961,167,944 - 3,760,146 Prior period adjustment(107,268)(163,308) - - (270,576) Net position - January 1, as restated1,767,438554,1881,167,944 - 3,489,570 Net position - December 31$1,771,636 $557,977 $1,181,394 $0 $3,511,007 157 CITY OF COLUMBIA HEIGHTS, MINNESOTA INTERNAL SERVICE FUNDS Statement 53 COMBINING STATEMENT OF CASH FLOWS For The Year Ended December 31, 2015 Municipal Service Center Information SystemsInsurance Compensated Absences Total Internal Service Funds Cash flows from operating activities: Cash received from interfund goods and services provided$777,651$ - $570,570$ - $1,348,221 Cash received for damages - - 53,370 - 53,370 Cash paid to suppliers for goods and services(299,986)(53,295)(601,786) - (955,067) Cash payments to employees for services(334,807)(263,617) - - (598,424) Net cash flows provided by (used in) operating activities142,858(316,912)22,1540(151,900) Cash flows from noncapital financing activities: Transfers in - 335,000 - - 335,000 Transfers out(35,000) - (25,000) - (60,000) Miscellaneous revenue3,118 - - - 3,118 Increases in compensated absences payable - - - 628,760628,760 Decreases in compensated absences payable - - - (575,356)(575,356) Net cash flows provided by (used in) noncapital financing activities(31,882)335,000 (25,000)53,404 331,522 Cash flows from capital and related financing activities: Acquisition of capital assets - (14,968) - - (14,968) Net cash flows provided by (used in) capital and related financing activities0 (14,968)0 0 (14,968) Cash flows from investing activities: Investment income: Interest and dividends6,4997,30010,500 - 24,299 Change in fair value2,7002,9004,200 - 9,800 Net cash flows provided by (used in) investing activities9,19910,20014,700034,099 Net increase (decrease) in cash and cash equivalents120,175 13,320 11,854 53,404198,753 Cash and cash equivalents - January 1573,041702,5351,104,268967,3013,347,145 Cash and cash equivalents - December 31$693,216 $715,855 $1,116,122 $1,020,705 $3,545,898 Reconciliation of operating income (loss) to net cash flows from operating activities: Operating income (loss)$26,681($341,511)$23,750$ - ($291,080) Adjustments to reconcile operating income (loss) to net cash flows from operating activities: Depreciation expense77,24021,508 - - 98,748 Changes in assets and liabilities: (Increase) decrease in prepayments - (11,200)(2,708) - (13,908) (Increase) decrease in inventory, at cost14,706 - - 14,706 (Increase) decrease in deferred pension outflows(28,322)(23,576)(51,898) Increase (decrease) in accounts payable6,5088,6911,112 - 16,311 Increase (decrease) in accrued salaries and withholdings payable4,3051,339 - - 5,644 Increase (decrease) in compensated absences payable7,914(124) - - 7,790 Increase (decrease) in deferred revenue237 - - - 237 Increase (decrease) in net pension liability9,7378,10617,843 Increase (decrease) in deferred inflows of resources23,85219,855 - - 43,707 Total adjustments116,177 24,599 (1,596)0 139,180 Net cash flows provided by (used in) operating activities$142,858($316,912)$22,154$0($151,900) 158 CITY OF COLUMBIA HEIGHTS, MINNESOTA MUNICIPAL SERVICE CENTER Statement 54 SUBCOMBINING SCHEDULE OF NET POSITION December 31, 2015 CentralCapitalBuilding GarageEquipmentMaintenance OperatingReplacementOperating AccountAccountAccountTotal Assets: Current assets: Cash and cash equivalents$627,821$49,935$15,460$693,216 Interest receivable1,100100 - 1,200 Inventory - at cost53,856 - - 53,856 Total current assets682,77750,03515,460748,272 Noncurrent assets: Capital assets: Land15,779 - - 15,779 Buildings1,978,957 - - 1,978,957 Equipment234,265 - - 234,265 Total capital assets2,229,001002,229,001 Less: Accumulated depreciation(1,012,586) - - (1,012,586) Net capital assets1,216,415001,216,415 Total noncurrent assets1,216,415001,216,415 Total assets1,899,19250,03515,4601,964,687 Deferred outflows of resources: Related to pensions15,486 - 12,83628,322 Liabilities: Current liabilities: Accounts payable13,941 - 1813,959 Accrued salaries and withholdings payable6,324 - 4,05410,378 Unearned revenue8,141 - - 8,141 Compensated absences payable - current3,152 - 4513,603 Total current liabilities31,558 0 4,523 36,081 Noncurrent liabilities: Compensated absences payable - noncurrent38,877 - 5,55844,435 Net pension liability112,592 - 4,413117,005 Total noncurrent liabilities151,469 0 9,971 161,440 Total liabilities183,027 0 14,494 197,521 Deferred inflows of resources: Related to pensions13,042 - 10,81023,852 Net position: Net investments in capital assets1,216,415 - - 1,216,415 Unrestricted502,19450,0352,992555,221 Total net position$1,718,609$50,035$2,992$1,771,636 159 CITY OF COLUMBIA HEIGHTS, MINNESOTA MUNICIPAL SERVICE CENTER Statement 55 SUBCOMBINING SCHEDULE OF REVENUES, EXPENSES AND CHANGES IN FUND NET POSITION For The Year Ended December 31, 2015 CentralCapitalBuilding GarageEquipmentMaintenance OperatingReplacementOperatingIntrafund AccountAccountAccountEliminationsTotal Operating revenues: Charges for services: Services to departments$189,512$ - $147,400$ - $336,912 Use of space302,051 - - - 302,051 Charges for sales: Sales of motor fuel138,688 - - - 138,688 Total operating revenues630,251 0 147,400 0 777,651 Operating expenses: Cost of services and space529,122 - 144,608 - 673,730 Depreciation77,240 - - - 77,240 Total operating expenses606,362 0 144,608 0 750,970 Net income from operations23,889 - 2,792 - 26,681 Nonoperating revenues: Investment income: Interest and dividends6,100499100 - 6,699 Change in fair value2,400200100 - 2,700 Miscellaneous revenue3,118 - - - 3,118 Total nonoperating revenues11,618699200012,517 Net income before transfers35,5076992,992039,198 Transfers in - 4,000 - (4,000) - Transfers out(39,000) - - 4,000(35,000) Total transfers(39,000)4,000 0 0 (35,000) Change in net position(3,493)4,6992,99204,198 Net position - January 1, as previously reported1,829,37045,336 - - 1,874,706 Prior period adjustment(107,268) - - - (107,268) Net position - January 1, as restated1,722,102 45,336 0 0 1,767,438 Total net position - December 31$1,718,609 $50,035 $2,992 $0 $1,771,636 160 CITY OF COLUMBIA HEIGHTS, MINNESOTA MUNICIPAL SERVICE CENTER Statement 56 SUBCOMBINING SCHEDULE OF CASH FLOWS For The Year Ended December 31, 2015 2015 Cash flows from operating activities: Cash received from interfund goods & services provided$777,651 Cash paid to suppliers for goods and services(299,986) Cash payments to employees for services (334,807) Net cash flows from operating activities142,858 Cash flows from noncapital financing activities: Transfers out (35,000) Miscellaneous revenue 3,118 Net cash flows from noncapital financing activities:(31,882) Cash flows from capital and related financing activities: Acquisition of capital assets - Net cash flows from capital and related financing activities0 Cash flows from investing activities: Investment income: Interest and dividends 6,499 Change in fair value 2,700 Net cash flows from investing activities9,199 Net increase (decrease) in cash and cash equivalents120,175 Cash and cash equivalents - January 1573,041 Cash and cash equivalents - December 31$693,216 Reconciliation of operating income to net cash flows from operating activities: Operating income $26,681 Adjustments to reconcile operating income to net cash flows from operating activities: Depreciation expense 77,240 Changes in assets, liabilities, deferred outflows and inflows: (Increase) decrease in inventory, at cost 14,706 (Increase) decrease in deferred pension outflows(28,322) Increase (decrease) in accounts payable 6,508 Increase (decrease) in accrued salaries and withholdings payable4,305 Increase (decrease) in compensated absences payable7,914 Increase (decrease) in unearned revenue 237 Increase (decrease) in net pension liability9,737 Increase (decrease) in deferred pension inflows23,852 Total adjustments 116,177 Net cash flows from operating activities$142,858 Noncash capital and related financing activities:$ - 161 CITY OF COLUMBIA HEIGHTS, MINNESOTA INFORMATION SYSTEMS FUND Statement 57 SUBCOMBINING SCHEDULE OF NET POSITION December 31, 2015 Capital Equipment Operating Replacement AccountAccountTotal Assets: Current assets: Cash and cash equivalents$263,157$452,698$715,855 Interest receivable5008001,300 Prepaid expenses11,200 - 11,200 Total current assets274,857453,498728,355 Noncurrent assets: Capital assets: Equipment252,160 - 252,160 Less: accumulated depreciation(212,428) - (212,428) Net capital assets39,732039,732 Total noncurrent assets39,732039,732 Total assets314,589453,498768,087 Deferred outflows of resources: Related to pensions23,576 - 23,576 Liabilities: Current liabilities: Accounts payable9,977 - 9,977 Accrued salaries and withholdings payable9,305 - 9,305 Compensated absences payable - current1,735 - 1,735 Total current liabilities21,017021,017 Noncurrent liabilities: Compensated absences payable - noncurrent21,400 - 21,400 Net pension liability171,414 - 171,414 Total noncurrent liabilities192,8140192,814 Total liabilities213,8310213,831 Deferred inflows of resources: Related to pensions19,855 - 19,855 Net position: Net investments in capital assets39,732 - 39,732 Unrestricted64,747453,498518,245 Total net position$104,479 $453,498 $557,977 162 CITY OF COLUMBIA HEIGHTS, MINNESOTA INFORMATION SYSTEMS FUND Statement 58 SUBCOMBINING SCHEDULE OF REVENUES, EXPENSES AND CHANGES IN FUND NET POSITION For The Year Ended December 31, 2015 Capital Equipment OperatingReplacement AccountAccountTotal Operating revenues$ - $ - $ - Operating expenses: Cost of services310,8239,180320,003 Depreciation21,508 - 21,508 Total operating expenses332,3319,180341,511 Net income (loss) from operations(332,331)(9,180)(341,511) Nonoperating revenues: Investment income Interest and dividends2,9004,5007,400 Change in fair value1,1001,8002,900 Total nonoperating revenues4,0006,30010,300 Net income (loss) before transfers(328,331)(2,880)(331,211) Transfers in335,000 - 335,000 Change in net position6,669 (2,880)3,789 Net position - January 1, as previously reported261,118456,378717,496 Prior period adjustment(163,308) - (163,308) Net position - January 1, as restated97,810456,378554,188 Net position - December 31$104,479 $453,498 $557,977 163 CITY OF COLUMBIA HEIGHTS, MINNESOTA INFORMATION SYSTEMS FUND Statement 59 SUBCOMBINING SCHEDULE OF CASH FLOWS For The Year Ended December 31, 2015 2015 Cash flows from operating activities: Cash paid to suppliers for goods and services($53,295) Cash payments to employees for services(263,617) Net cash flows from operating activities(316,912) Cash flows from noncapital financing activities: Transfers in 335,000 Net cash flows from noncapital financing activities:335,000 Cash flows from capital and related financing activities: Acquisition of capital assets (14,968) Cash flows from investing activities: Investment income: Interest and dividends 7,300 Change in fair value 2,900 Net cash flows from investing activities10,200 Net increase in cash and cash equivalents13,320 Cash and cash equivalents - January 1702,535 Cash and cash equivalents - December 31$715,855 Reconciliation of operating income (loss) to net cash flows from operating activities: Operating income (loss)($341,511) Adjustments to reconcile operating income (loss) to net cash flows from operating activities: Depreciation expense 21,508 Changes in assets, liabilities, deferred outflows and inflows: (Increase) decrease in prepayments (11,200) (Increase) decrease in deferred pension outflows(23,576) Increase (decrease) in accounts payable 8,691 Increase (decrease) in accrued salaries and withholdings payable1,339 Increase (decrease) in compensated absences payable(124) Increase (decrease) in net pension liability8,106 Increase (decrease) in deferred pension inflows19,855 Total adjustments 24,599 Net cash flows from operating activities($316,912) Noncash capital and related financing activities:$ - 164 CITY OF COLUMBIA HEIGHTS, MINNESOTA INSURANCE FUND Statement 60 SUBCOMBINING SCHEDULE OF NET POSITION December 31, 2015 2015 Assets: Current assets: Cash and cash equivalents $1,116,122 Interest receivable 1,900 Prepayments 64,484 Total assets 1,182,506 Liabilities: Current liabilities: Accounts payable 1,112 Total liabilities 1,112 Net position: Unrestricted 1,181,394 Total net position $1,181,394 165 CITY OF COLUMBIA HEIGHTS, MINNESOTA INSURANCE FUND Statement 61 SUBCOMBINING SCHEDULE OF REVENUES, EXPENSES AND CHANGES IN FUND NET POSITION For The Year Ended December 31, 2015 2015 Operating revenues: Insurance allocation $570,570 Recovery of damages 53,370 Total operating revenues 623,940 Operating expenses: Cost of services: Premiums 538,325 Claims 61,865 Total operating expenses 600,190 Net income from operations 23,750 Nonoperating revenues: Investment income Interest and dividends 10,500 Change in fair value 4,200 Total nonoperating revenues 14,700 Net income 38,450 Transfers out (25,000) Change in net position 13,450 Net position - January 1 1,167,944 Net position - December 31 $1,181,394 166 CITY OF COLUMBIA HEIGHTS, MINNESOTA INSURANCE FUND Statement 62 SUBCOMBINING SCHEDULE OF CASH FLOWS For The Year Ended December 31, 2015 2015 Cash flows from operating activities: Cash received from interfund services provided$570,570 Cash received for damages 53,370 Cash paid to suppliers for goods and services(601,786) Net cash flows from operating activities22,154 Cash flows from noncapital financing activities: Transfers out (25,000) Cash flows from investing activities: Investment income: Interest and dividends 10,500 Change in fair value 4,200 Net cash flows from investing activities14,700 Net increase in cash and cash equivalents11,854 Cash and cash equivalents - January 11,104,268 Cash and cash equivalents - December 31$1,116,122 Reconciliation of operating income (loss) to net cash flows from operating activities: Operating income (loss)$23,750 Adjustments to reconcile operating income (loss) to net cash flows from operating activities: Changes in assets and liabilities: (Increase) decrease in prepayments (2,708) Increase (decrease) in accounts payable 1,112 Total adjustments (1,596) Net cash flows from operating activities$22,154 Noncash capital and related financing activities:$ - 167 CITY OF COLUMBIA HEIGHTS, MINNESOTA COMPENSATED ABSENCES FUND Statement 63 SUBCOMBINING SCHEDULE OF NET POSITION December 31, 2015 2015 Assets: Current assets: Cash and cash equivalents $1,020,705 Total assets 1,020,705 Liabilities: Current liabilities: Compensated absences payable - current 76,553 Noncurrent liabilities: Compensated absences payable - noncurrent944,152 Total liabilities 1,020,705 Net position: Unrestricted - Total net position $0 168 CITY OF COLUMBIA HEIGHTS, MINNESOTA COMPENSATED ABSENCES FUND Statement 64 SUBCOMBINING SCHEDULE OF REVENUES, EXPENSES AND CHANGES IN FUND NET POSITION For The Year Ended December 31, 2015 2015 Operating revenues $ - Net income (loss) from operations - Change in net position - Net position - January 1 - Net position - December 31 $0 169 CITY OF COLUMBIA HEIGHTS, MINNESOTA COMPENSATED ABSENCES FUND Statement 65 SUBCOMBINING SCHEDULE OF CASH FLOWS For The Year Ended December 31, 2015 2015 Cash flows from operating activities: Cash received from interfund services provided$ - Net cash flows from operating activities 0 Cash flows from noncapital financing activities: Increases in compensated absences payable628,760 Decreases in compensated absences payable(575,356) Net cash flows from noncapital financing activities:53,404 Net increase in cash and cash equivalents53,404 Cash and cash equivalents - January 1967,301 Cash and cash equivalents - December 31$1,020,705 Reconciliation of operating income (loss) to net cash flows from operating activities: Operating income (loss)$ - Adjustments to reconcile operating income (loss) to net cash flows from operating activities: None - Net cash flows from operating activities $0 Noncash capital and related financing activities:$ - 170 AGENCY FUNDS Agency Funds are used to account for assets held by a government in a trustee or agent capacity for individuals, private organizations, other governments and the like. The City of Columbia Heights had the following Agency Funds during the year: Permit Surcharge Fund – used to account for building permit surcharges collected for and remitted to the State of Minnesota, and sewer availability charges (SAC) collected for and remitted to the Metropolitan Council. Tri-City GIS Fund – used to account for joint purchases of geographic information services by the Cities of Columbia Heights, Fridley and Andover. 171 CITY OF COLUMBIA HEIGHTS, MINNESOTA COMBINING STATEMENT OF CHANGES IN ASSETS AND LIABILITIES Statement 66 AGENCY FUNDS For The Year Ended December 31, 2015 BalanceBalance January 1,December 31, 2015AdditionsDeletions2015 Permit Surcharge Fund Assets: Cash and investments$1,446$76,025($70,742)$6,729 Total assets$1,446$76,025($70,742)$6,729 Liabilities: Due to other governmental units$1,446$6,730($1,447)$6,729 Total liabilities$1,446$6,730($1,447)$6,729 Tri-City GIS Fund Assets: Cash and investments$9,772$98,034($86,490)$21,316 Due from other governmental units1,73479(1,734)79 Total assets$11,506$98,113($88,224)$21,395 Liabilities: Accounts payable$9,611$127,090($117,418)$19,283 Due to other governmental units1,8952,112(1,895)2,112 Total liabilities$11,506$129,202($119,313)$21,395 Total Assets: Cash and investments$11,218$174,059($157,232)$28,045 Due from other governmental units1,73479(1,734)79 Total assets$12,952$174,138($158,966)$28,124 Liabilities: Accounts payable$9,611$127,090($117,418)$19,283 Due to other governmental units3,3418,842(3,342)8,841 Total liabilities$12,952$135,932($120,760)$28,124 172 III. STATISTICAL SECTION (UNAUDITED) 173 - This page intentionally left blank - 174 STATISTICAL SECTION The following detailed statistical tables are presented to provide a context for understanding and evaluating the information presented in the other parts of this report. Unless otherwise noted, the information in these statistical tables is derived from the City of Columbia Heights’ Comprehensive Annual Financial Reports for the relevant years. Certain information in prior years’ presentations have been reclassified and/or adjusted in these tables to conform to the current year presentation. These tables address the five categories of information listed below. Financial Trends - Tables 1 through 4 These tables contain trend information to help the reader understand how the City’s financial performance has changed over time. Revenue Capacity - Tables 5 through 8 These tables contain information to help the reader assess the factors affecting the City’s ability to generate property taxes. Debt Capacity - Tables 9 through 13 These tables contain present information to help the reader assess the affordability of the City’s current levels of outstanding debt and the City’s ability to issue additional debt in the future. Demographic and Economic Information - Tables 14 and 15 These tables offer demographic and economic indicators to help the reader understand the environment within which the City’s financial activities take place and to help make comparisons over time and with other governments. Operating Information - Tables 16 through 18 These tables contain information about the City’s operations and resources to help the reader understand the relationship between the City’s financial activities and the services the City provides. 175 CITY OF COLUMBIA HEIGHTS, MINNESOTA NET POSITIONS BY COMPONENT Last Ten Fiscal Years (Accrual Basis of Accounting) 200620072008 Governmental activities: Invested in capital assets, net of related debt$18,043,277$18,859,030$23,497,922 Restricted 2,224,3842,228,4542,316,959 Unrestricted 23,028,97422,985,52321,011,465 Total governmental activities net position$43,296,635$44,073,007$46,826,346 Business-type activities: Invested in capital assets, net of related debt$5,759,805$6,039,739$7,142,278 Restricted 455,227775,036745,601 Unrestricted 7,299,5746,478,3835,855,495 Total business-type activities net position$13,514,606$13,293,158$13,743,374 Primary government: Invested in capital assets, net of related debt$23,803,082$24,898,769$30,640,200 Restricted 2,679,6113,003,4903,062,560 Unrestricted 30,328,54829,463,90626,866,960 Total primary government net position$56,811,241$57,366,165$60,569,720 Note: The City implemented GASB statement No. 68 in fiscal 2015. 2014 net position information has been restated for this accounting change. Years prior to 2014 have not been restated. Fiscal Year 176 Table 1 2009201020112012201320142015 $24,163,911$26,279,178$28,095,261$27,666,461$27,358,490$26,049,057$27,168,555 2,458,7432,034,0303,213,4552,624,4662,025,6523,752,8394,710,968 22,423,35123,142,53421,119,17921,241,59522,222,57816,881,30215,717,275 $49,046,005$51,455,742$52,427,895$51,532,522$51,606,720$46,683,198$47,596,798 $7,459,474$8,044,184$9,331,167$9,819,666$10,365,407$10,729,457$11,928,401 648,435438,275381,465161,503643,320543,822533,756 6,014,1406,725,3835,918,1476,680,6096,690,1116,058,0656,098,230 $14,122,049$15,207,842$15,630,779$16,661,778$17,698,838$17,331,344$18,560,387 $31,623,385$34,323,362$37,426,428$37,486,127$37,723,897$36,778,514$39,096,956 3,107,1782,472,3053,594,9202,785,9692,668,972$4,296,661$5,244,724 28,437,49129,867,91727,037,32627,922,20428,912,689$22,939,367$21,815,505 $63,168,054$66,663,584$68,058,674$68,194,300$69,305,558$64,014,542$66,157,185 Fiscal Year 177 CITY OF COLUMBIA HEIGHTS, MINNESOTA ` CHANGES IN NET POSITION Last Ten Fiscal Years (Accrual Basis of Accounting) 200620072008 Expenses Governmental activities: General government$1,689,675$1,732,111$1,835,453 Public safety 3,992,9304,380,3634,599,669 Public works 2,353,0322,506,9132,906,950 Culture and recreation2,135,6332,313,7502,283,881 Community development2,579,0845,918,2574,476,475 Interest on long-term debt118,760496,688721,006 Total governmental activities expenses12,869,11417,348,08216,823,434 Business-type activities: Water 2,026,6032,113,1212,149,976 Sewer 1,393,6791,675,7381,571,487 Refuse 1,147,8791,170,7071,185,298 Storm sewer 184,764204,221216,362 Liquor 6,377,8056,539,3577,470,323 Total business-type activities expenses11,130,73011,703,14412,593,446 Total primary government expenses$23,999,844$29,051,226$29,416,880 Program revenues Governmental activities: Charges for services: General government$171,146$177,378$173,485 Public safety 528,752670,017616,107 Public works 267,960130,35167,226 Culture and recreation263,565297,341262,562 Community development1,461,4971,504,6791,562,345 Operating grants and contributions: General government 2,769 - 2,560 Public safety 355,356389,325433,732 Public works 161,176154,309154,049 Culture and recreation79,37147,784239,865 Community development160,017159,624185,506 Capital grants and contributions: General government - - - Public safety 52,463103,97457,700 Public works 3,896,8621,448,1801,596,348 Culture and recreation141,73871,51642,588 Community development682,8721,311,5252,974,449 Total governmental activities program revenues8,225,5446,466,0038,368,522 Fiscal Year 178 Table 2 Page 1 of 2 2009201020112012201320142015 $1,761,334$2,013,750$2,039,680$1,977,594$1,976,207$2,104,025$2,128,964 4,591,9775,473,2245,549,6785,708,0095,683,7695,801,7476,265,485 2,794,1892,777,9662,654,0473,200,5722,843,1023,052,8443,529,547 2,182,8562,479,5192,576,4092,500,7192,553,7602,565,7552,926,004 2,385,4052,295,5741,630,3502,157,9662,010,0401,943,5761,555,640 961,392959,320909,858845,879808,933761,967948,493 14,677,15315,999,35315,360,02216,390,73915,875,81116,229,91417,354,133 1,927,8112,000,1012,370,0762,311,8582,371,4142,336,4752,367,954 1,737,1341,478,5181,710,3811,464,2691,538,9701,789,2601,621,506 1,290,5281,426,4861,561,6591,601,6481,628,9661,695,9971,753,406 376,884272,355298,577329,998307,876315,809541,926 7,701,9617,910,9518,155,8888,371,6108,341,3098,148,7888,125,188 13,034,31813,088,41114,096,58114,079,38314,188,53514,286,32914,409,980 $27,711,471$29,087,764$29,456,603$30,470,122$30,064,346$30,516,243$31,764,113 $169,850$192,005$189,641$204,391$385,728$194,201$206,531 637,653715,205697,656736,927706,168752,694703,489 34,14944,21148,303139,30539,14189,39251,991 256,969269,825159,829137,978163,931234,494227,224 1,019,1911,114,848962,276961,420976,030987,7221,001,740 1,505 - - - - - - 434,402559,482563,914556,387511,527404,486485,439 161,401166,468176,578189,039233,748557,1121,314,378 102,51793,47476,86457,33756,06931,52118,422 211,400241,919112,89523,010 - - 96,274 - 194,84238,399 - - - - 19,52016,02611,303 - - - 15,350 1,683,0242,848,1791,314,547797,921855,227183,706811,654 1,50015,724 - - - - 252,260 199,505541,826175,467204,3491,026,706422,773364,791 4,932,5867,014,0344,527,6724,008,0644,954,2753,858,1015,549,543 Fiscal Year 179 CITY OF COLUMBIA HEIGHTS, MINNESOTA CHANGES IN NET POSITION Last Ten Fiscal Years (Accrual Basis of Accounting) 200620072008 Business-type activities: Charges for services: Water $2,141,648$2,273,980$2,414,316 Sewer 1,374,2171,419,2521,440,165 Refuse 1,263,2671,303,4721,341,014 Storm sewer 270,467290,419314,238 Liquor 6,546,9796,722,6227,490,942 Operating grants and contributions: Water - - - Sewer - - 1,718 Refuse 47,75536,06050,572 Storm sewer - - - Capital grants and contributions: Water 22,822 - - Sewer - - 54,774 Refuse - - - Storm sewer - - - Total business-type activities program revenues11,667,15512,045,80513,107,739 Total primary government program revenues$19,892,699$18,511,808$21,476,261 Net (expense) revenue: Governmental activities($4,643,570)($10,882,079)($8,454,912) Business-type activities536,425342,661514,293 Total primary government net (expense) revenue(4,107,145)(10,539,418)(7,940,619) General revenues and other changes in net position Governmental activities: Taxes: Property taxes 5,953,7226,321,4676,762,129 Tax increment collections1,086,2981,183,0621,557,891 Unrestricted grants and contributions1,679,3841,844,5161,516,412 Investment earnings706,2311,379,7261,050,827 Miscellaneous 15,93044,00040,877 Transfers 957,879456,537280,115 Total governmental activities10,399,44411,229,30811,208,251 Business-type activities: Investment earnings181,708321,571216,038 Transfers (957,879)(456,537)(280,115) Total business-type activities(776,171)(134,966)(64,077) Total primary government$9,623,273$11,094,342$11,144,174 Change in net position: Governmental activities$5,755,874$347,229$2,753,339 Business-type activities(239,746)207,695450,216 Total primary government$5,516,128$554,924$3,203,555 Fiscal Year 180 Table 2 Page 2 of 2 2009201020112012201320142015 $2,471,257$2,503,506$2,530,803$2,777,383$3,020,174$2,805,072$2,730,516 1,465,4961,594,3221,523,8521,581,5161,618,7861,627,0781,699,397 1,383,9791,542,3121,682,1781,761,8601,826,2261,887,0381,896,230 370,590345,086350,618353,343368,925366,384375,663 7,962,8848,158,2598,494,9628,804,2338,747,0848,415,3718,399,943 - - - - 1,971 - - - - - - - - - 50,10536,65366,16362,47168,56591,42196,518 - - - - 14,335 - - - - - - - - - - - - - - - - - - - 50,000 - - - - - - - 47,369747,334 13,704,31114,180,13814,648,57615,390,80615,666,06615,239,73315,945,601 $18,636,897$21,194,172$19,176,248$19,398,870$20,620,341$19,097,834$21,495,144 ($9,744,567)($8,985,319)($10,832,350)($12,382,675)($10,921,536)($12,371,813)($11,804,590) 669,9931,091,727551,9951,311,4231,477,531953,4041,535,621 (9,074,574)(7,893,592)(10,280,355)(11,071,252)(9,444,005)(11,418,409)(10,268,969) 8,046,3188,825,5029,069,0929,363,5989,827,37810,310,86710,512,483 1,244,684812,965558,861553,050532,524463,837491,639 1,731,1851,176,9341,278,1951,003,5521,000,5131,496,8041,682,480 475,345487,612598,880295,950(664,694)1,091,263342,384 82,704 - 34,4857,33811,842 - (679,895) 383,99092,044264,990263,814288,171361,426369,099 11,964,22611,395,05711,804,50311,487,30210,995,73413,724,19712,718,190 92,67286,110135,93263,321(152,300)252,36062,521 (383,990)(92,044)(264,990)(263,814)(288,171)(361,426)(369,099) (291,318)(5,934)(129,058)(200,493)(440,471)(109,066)(306,578) $11,672,908$11,389,123$11,675,445$11,286,809$10,555,263$13,615,131$12,411,612 $2,219,659$2,409,738$972,153($895,373)$74,198$1,352,384$913,600 378,6751,085,793422,9371,110,9301,037,060844,3381,229,043 $2,598,334$3,495,531$1,395,090$215,557$1,111,258$2,196,722$2,142,643 Fiscal Year 181 CITY OF COLUMBIA HEIGHTS, MINNESOTA FUND BALANCES - GOVERNMENTAL FUNDS Last Ten Fiscal Years (Modified Accrual Basis of Accounting) 200620072008 General fund: Reserved $35,323$35,710$12,159 Unreserved 3,560,5253,943,4363,743,798 Nonspendable - - - Restricted - - - Committed - - - Assigned - - - Unassigned - - - Total general fund$3,595,848$3,979,146$3,755,957 All other governmental funds: Reserved $2,668,322$2,382,354$968,602 Unreserved, reported in: Special revenue funds(506,084)411,0901,868,340 Debt service funds809,0621,745,4473,242,471 Capital projects funds15,034,96815,918,04820,233,690 Nonspendable - - - Restricted - - - Committed - - - Assigned - - - Unassigned - - - Total all other governmental funds$18,006,268$20,456,939$26,313,103 Fiscal Year 182 Table 3 2009201020112012201320142015 $71,898$77,204$ - $ - $ - $ - $ - 4,724,2535,265,035 - - - - - - - 80,76787,34192,63894,89294,848 - - - - - - - - - 132,59574,59450,23730,548 - - - - - - - 44,000 - - 5,655,6935,914,9746,254,4027,248,3806,873,054 $4,796,151$5,342,239$5,869,055$6,076,909$6,397,277$7,373,820$7,011,902 $1,643,915$1,550,071$ - $ - $ - $ - $ - 2,332,6103,190,618 - - - - - 3,177,5863,713,774 - - - - - 13,173,07411,642,407 - - - - - - - 2,353,1642,763,8521,750,1141,522,5372,724 - - 3,440,6494,186,0813,879,7064,368,8519,821,307 - - 12,774,44010,988,36812,229,48113,593,60912,902,165 - - - - - - - - - (1,041)(2,782)(39,344)(75,389)(92,040) $20,327,185$20,096,870$18,567,212$17,935,519$17,819,957$19,409,608$22,634,156 Fiscal Year 183 CITY OF COLUMBIA HEIGHTS, MINNESOTA CHANGES IN FUND BALANCES - GOVERNMENTAL FUNDS Last Ten Fiscal Years 200620072008 Revenues: Taxes $6,977,604$7,444,199$8,263,763 Special assessments1,011,5531,137,5762,505,523 Licenses and permits597,557444,833423,465 Intergovernmental 4,228,3084,229,4143,734,826 Charges for services1,887,3141,995,8591,665,604 Fines and forfeitures129,400160,383142,283 Investment earnings648,7441,271,216984,846 Other revenues251,414170,344296,815 Total revenues15,731,894 16,853,824 18,017,125 Expenditures: Current: General government1,577,4841,616,3741,706,244 Public safety3,887,8844,122,4114,345,716 Public works1,523,1701,640,7131,955,250 Culture and recreation2,074,8352,238,7932,202,680 Community development2,256,1223,077,3104,077,576 Capital outlay: General government4,512 - 5,453 Public safety 82,986254,7283,499,713 Public works4,202,6651,303,2971,084,959 Culture and recreation117,909274,8963,269,986 Community development266,144306,332287,620 Debt service: Principal retirement782,273792,2731,029,836 Interest and fiscal charges119,544219,065384,293 Issuance costs25,114148,972155,397 Developer incentives142,4512,584,85471,341 Total expenditures17,063,093 18,580,018 24,076,064 Revenues over (under) expenditures(1,331,199)(1,726,194)(6,058,939) Fiscal Year 184 Table 4 Page 1 of 2 2009201020112012201320142015 $9,218,038$9,631,635$9,683,433$9,948,228$10,416,523$10,774,987$11,022,424 879,0921,020,334729,327775,714667,719458,6701,116,734 435,618479,148378,357396,226412,208415,032626,547 3,777,3554,936,4432,820,4192,314,1952,719,4002,766,3834,079,184 1,513,6671,650,7721,652,6551,663,7821,710,7671,702,9001,440,361 139,955188,693170,089161,882148,023140,571124,067 456,145469,312562,180275,750(611,794)1,011,063318,284 102,901273,44670,17363,674104,57773,815189,073 16,522,771 18,649,783 16,066,633 15,599,451 15,567,423 17,343,421 18,916,674 1,646,9741,926,9821,880,2571,813,4331,791,3791,939,6891,950,062 4,418,4364,968,4335,037,5485,250,8815,171,3225,270,7985,595,115 1,736,9991,731,7001,509,5272,011,5071,644,0751,916,8742,220,057 2,003,6352,194,8532,306,6932,184,2142,233,4462,247,4522,581,993 2,115,6281,351,3681,321,4311,434,3291,205,2731,544,4191,136,220 45,708 - 144,029209,17613,86821,642 - 8,997,400237,27295,281158,44870,960103,707608,932 951,2402,925,1741,882,787557,820896,22379,2251,727,488 2,256,958194,380140,86718,10739,768100,2484,173,606 139,1181,202,99840,549636,294566,901413,179507,472 783,974765,7361,659,022972,0001,559,730662,0001,036,716 835,167981,281935,405861,139833,890770,535826,921 56,189 - - - - - 85,016 125,857141,005181,638116,072163,97255,123164,188 26,113,283 18,621,182 17,135,034 16,223,420 16,190,807 15,124,891 22,613,786 (9,590,512)28,601 (1,068,401)(623,969)(623,384)2,218,530 (3,697,112) Fiscal Year 185 CITY OF COLUMBIA HEIGHTS, MINNESOTA CHANGES IN FUND BALANCES - GOVERNMENTAL FUNDS Last Ten Fiscal Years 200620072008 Other financing sources (uses): Bonds issued$2,759,550$3,890,000$10,975,000 Bond premium (discount)26,303(22,108) - Transfers in 1,807,877570,374377,615 Transfers out (70,000)(70,000)(88,941) Sale of capital assets78,013191,897428,240 Special item - - - Total other financing sources (uses)4,601,743 4,560,163 11,691,914 Net change in fund balance$3,270,544$2,833,969$5,632,975 Expenditures capitalized for governmental activities reporting purposes4,592,7871,896,3637,909,561 Debt service as a percentage of noncapital expenditures (A) (B)7.2%6.1%8.7% Debt service as a percentage of total expenditures (A) (B)5.3%5.4%5.9% (A) For the purpose of the debt service ratios presented in this table, only the principal and interest components of the debt service expenditures reported in this table are used, and noncapital expenditures are determined by subtracting expenditures capitalized for governmental activities reporting purposes from the total governmental funds expenditures reported in the table. (B) Certain information from prior years' presentations have been restated in this table to conform to the current presentation. Fiscal Year 186 Table 4 Page 2 of 2 2009201020112012201320142015 $4,190,000$ - $ - $ - $563,021$ - $6,875,000 - - - - - - 293,651 458,231407,272411,736298,814326,740405,728429,099 (99,224)(120,100)(302,881)(110,000)(113,569)(124,302)(120,000) 95,781 - 40,99911,31551,99766,2369,135 - - - - - - (927,142) 4,644,788 287,172 149,854 200,129 828,189 347,662 6,559,743 ($4,945,724)$315,773($918,547)($423,840)$204,805$2,566,192$2,862,631 12,364,5113,637,5592,270,210943,602952,108417,5036,602,755 11.8%11.7%17.5%12.0%15.7%9.7%11.6% 6.2%9.4%15.1%11.3%14.8%9.5%8.2% Fiscal Year 187 CITY OF COLUMBIA HEIGHTS, MINNESOTA TAX CAPACITY VALUE AND ESTIMATED MARKET VALUE OF ALL TAXABLE PROPERTY Table 5 Last Ten Fiscal Years (Unaudited) Adjusted Adjusted Tax Tax Capacity Value (A)Taxable NetTotalEstimated Capacity Value Fiscal OtherCaptured Tax Area Wide Allocation (C)Tax CapacityDirect TaxMarketas a Percent Year ResidentialProperty (B)Increment ValueSubtotalContributionDistribution Value Rate Value of EMV 2006$11,487,424$1,861,133($1,193,227)$12,155,330($453,305)$2,324,917$14,026,94244.736%$1,271,030,5001.104% 200712,860,3731,967,884(1,389,436)13,438,821(443,665)2,473,14015,468,29641.511%1,387,050,1001.115% 200813,596,2902,219,619(1,747,297)14,068,612(485,657)2,877,43216,460,38743.076%1,454,932,2001.131% 200913,229,8032,426,270(1,748,791)13,907,282(551,683)3,175,71216,531,31147.430%1,424,291,3001.161% 201011,997,2972,401,197(803,298)13,595,196(624,231)3,579,41616,550,38156.881%1,303,072,9001.270% 201110,890,6312,218,809(568,719)12,540,721(796,058)3,811,85615,556,51961.804%1,185,782,6001.312% 20129,087,6662,141,140(521,306)10,707,500(710,709)4,059,43214,056,22366.300%1,134,720,2001.239% 20137,692,2881,946,245(489,233)9,149,300(678,105)4,051,49712,522,69280.871%993,984,3001.260% 20148,194,7091,012,690(443,838)8,763,561(568,852)4,334,66212,529,37178.177%954,475,0001.313% 20158,872,2941,824,746(465,433)10,231,607(569,588)4,339,04014,001,05970.811%1,093,861,5001.280% (A) 2012-2013 taxable market values used to calculate tax capacity values in this table are reduced by the market value homestead exclusion, which is new for 2012. (B)The category "Other Property" is substantially all commercial/industrial property, plus nomimal amounts of railroad and personal property. ( C)The Metropolitan Fiscal Disparities Act was first implemented for taxes payable in 1975 for the seven Metropolitan counties of Anoka, Carver, Dakota, Hennepin, Ramsey, Scott, and Washington. Forty percent of the increase in commercial-industrial (including public utility) valuation in each assessment district since 1971 is contributed to an area-wide tax base. Using the factors of population and real property market value, a per capita distribution index is calculated. This index is employed in determining what proportion of the valuation shall be distributed back to each assessment district. Source: Anoka County Auditor's Tax Certificate 188 CITY OF COLUMBIA HEIGHTS, MINNESOTA DIRECT AND OVERLAPPING PROPERTY TAX RATES (A) Table 6 Last Ten Fiscal Years City FiscalDirectSchoolSpecial YearRate (A)District 13CountyDistricts ( C)Total 200644.736%19.505%29.875%7.679%101.795% 200741.511%17.338%28.626%7.901%95.376% 200843.076%16.088%28.927%9.693%97.784% 200947.430%23.554%29.861%8.699%109.544% 201056.881%24.547%32.696%9.185%123.309% 201161.804%18.842%37.235%9.605%127.486% 201266.300%24.200%38.415%9.932%138.847% 201380.871%27.636%41.443%12.464%162.414% 201478.177%24.824%40.365%12.297%155.663% 201570.811%32.562%38.123%10.811%152.307% (A)These property tax rates are stated as a percentage of tax capacity value. Refer to Table 5 for tax capacity value. Tax capacity values after 2011 are reduced the market value homestead exclusion, which excludes a portion of homesteaded value from taxation. Consequently, post-2011 tax rates are stated higher for any given levy amount, relative to prior years. Rates are determined by tax district. Within the Anoka County property tax system, the City is an individual tax district. Thus the City direct rate is an individual rate, and is not comprised of component direct rates. (B)Overlapping rates are those of local and county governments that apply to property owners within the City. Most, but not all, overlapping rates apply to all City property owners. For example, although the school and county property tax rates apply to all City property owners, special district rates apply only to the City property owners whose property is located within each special district's geographic boundaries. (C)Special districts include Metropolitan Council, Metropolitan Transit District, Metropolitan Mosquito Control District, N.E. Metro School District 916, Rice Creek Watershed District, Anoka County Housing and Redevelopment Authority, Anoka County Regional Rail Authority, County/City Radio, and the Columbia Heights Housing and Redevelopment Authority. Overlapping Rates (B) 189 - This page intentionally left blank - 190 CITY OF COLUMBIA HEIGHTS, MINNESOTA PRINCIPAL PROPERTY TAX PAYERS Table 7 Current Year and Ten Years Ago Percentage Percentage Taxof Total CityTaxableof Total City CapacityTax CapacityCapacityTax Capacity TaxpayerValue (A) & (B)RankValueValue (A)RankValue Medtronic Inc$150,42811.63%$190,39211.66% Bre Non-Core 2 Owner B, LLC115,108 2 1.25%N/AN/AN/A Crestview Corporation93,14531.01%71,10680.62% Hart Lake Apartments LLC86,85040.94%N/AN/AN/A Columbia Park Properties83,22650.90%92,98040.81% Xcel Energy/ Northern States Power Co72,11860.78%56,916100.49% Columbia Heights Center LLC68,64070.75%69,72890.61% Venture Bank65,25080.71%N/AN/AN/A Health Care Reit Inc62,57790.68%N/AN/AN/A Burlington Northern58,292100.63%N/AN/AN/A Lynde Investment Co MN PartnershipN/AN/AN/A78,99960.69% New Heights DevelopmentN/AN/AN/A73,1797N/A Consolidated Realty of MplsN/AN/AN/A108,04330.94% Equity Partners LLCN/AN/AN/A83,0185N/A Bradley Operating LPN/AN/AN/A140,94421.23% Total$855,6349.28%$965,3057.04% Total All Property $9,207,399$11,498,948 (A) Tax Capacity values in this table are before adjustments for captured tax increment value and area-wide allocations. See Table 5. (B) 2014 taxable market values used to calculate tax capacity values in this table are reduced by the market value homestead exclusion (first effective 2012.) Source: Anoka County Auditor's Tax Certificate. 20062015 191 CITY OFCOLUMBIA HEIGHTS, MINNESOTA PROPERTY TAX LEVIES AND COLLECTIONS Last Ten Years CountyState Market FiscalGrossAdjustmentsValue Homestead YearTax Levy (A)to Levy (B)Credit (A) 2006$6,347,537($160)($517,322) 20076,500,613(189)(471,660) 20087,045,370(74)(451,019) 20097,702,363(161)(447,755) 20109,075,425(302)(535,625) 20119,426,760(141)(608,241) 20129,136,706(54) - 20139,536,888(182) - 20149,911,706166 - 201510,233,706207 - (B) Anoka County adjusts the property tax levy adopted by the City Council for certain items. These are primarily excess tax increment reimbursements and rounding. Abatements or increases of tax to individual taxpayers are not included in these adjustments. Source: Anoka County Auditor's Tax Certificate. (A) Under state law for years prior to 2012, the stated amount of the annual property tax levy adopted by the City Council included both the actual property tax plus an amount termed the "state market value homestead credit." The state market value homestead credit was determined by a formula in state law. To the extent this market value homestead credit was paid by the State of Minnesota and received by the City in any given year, it was reported as intergovernmental revenue in the City's financial statements. Only the portion of the gross levy that was actually levied upon property is reported as property tax revenue in the City's financial statements. This table only includes tax levies for the City of Columbia Heights, the primary government. It does not include tax levies for the special taxing district of the Columbia Heights HRA, a component unit of the City. 192 Table 8 Collections inTotal Collections to Date AdjustedCollection% of AdjustedSubsequent% of Adjusted Tax LevyAmountTax LevyYearsAmountTax Levy $5,830,055$5,672,90997.30%$156,887$5,829,796100.00% 6,028,7645,842,54096.91%185,6686,028,20899.99% 6,594,2776,400,60497.06%190,0076,590,61199.94% 7,254,4477,021,60596.79%225,2487,246,85399.90% 8,539,4988,279,06596.95%252,3628,531,42799.91% 8,818,3788,578,78497.28%223,5638,802,34799.82% 9,136,6528,932,56497.77%175,8089,108,37299.69% 9,536,7069,379,87398.36%109,2129,489,08599.50% 9,911,8729,778,63198.66% - 9,778,63198.66% 10,233,913Not AvailableNot AvailableN/A Not AvailableNot Available Collected Within The Fiscal Year For Which Levied 193 CITY OF COLUMBIA HEIGHTS, MINNESOTA RATIOS OF OUTSTANDING DEBT BY TYPE Last Ten Fiscal Years Governmental Activities GeneralGeneralGeneral ObligationObligationObligation Bonds RepaidBondsBonds WithTax IncrementTotal FiscalOnly WithWith PledgedPledged SpecialRevenueGovernmental YearGeneral TaxesTax IncrementAssessmentsBondsActivities 2006$ - $1,385,000$4,181,569$ - $5,566,569 20071,000,000775,0003,999,2962,890,0008,664,296 200811,000,000150,0004,569,4602,890,00018,609,460 200913,940,000580,0004,614,4862,881,00022,015,486 201013,855,000580,0003,976,7502,838,00021,249,750 201113,480,000580,0002,740,7302,790,00019,590,730 201213,090,000580,0002,211,7302,737,00018,618,730 201312,685,000525,0001,733,0212,679,00017,622,021 201412,260,000470,0001,613,0212,617,00016,960,021 201518,460,000410,0001,379,3052,549,00022,798,305 (A) Based on population and income data in Table 14. Certain information from prior years' presentations have been restated in this table to conform to the current presentation. 194 Table 9 Business-Type ActivitiesAll Activities GeneralLiquor ObligationFacility Bonds WithLeaseTotalPercentage Pledged UtilityRevenueBusiness-TypeTotalof PersonalPer RevenuesBondsActivitiesAll DebtIncome (A)Capita (A) $3,248,431$ - $3,248,431$8,815,0002.0%482 2,950,7045,040,0007,990,70416,655,0003.8%919 2,590,5405,040,0007,630,54026,240,0006.0%1,447 2,540,5125,040,0007,580,51229,595,9986.7%1,612 2,128,2484,900,0007,028,24828,277,9986.0%1,450 1,304,2704,750,0006,054,27025,645,0005.3%1,315 1,123,2704,595,0005,718,27024,337,0004.8%1,240 2,436,9794,430,0006,866,97924,489,0005.1%1,245 2,401,9794,260,0006,661,97923,622,0004.9%1,201 2,085,6954,080,0006,165,69528,964,0005.7%1,466 195 CITY OF COLUMBIA HEIGHTS, MINNESOTA RATIOS OF OUTSTANDING NET GENERAL BONDED DEBT BY TYPE Last Ten Fiscal Years Subtotal of GovernmentalLess:GovernmentalPercentage General GovernmentalNet Generalof Estimated FiscalObligationRestricted forObligationProperty YearBondsRepaymentBonded DebtValue (B) 2006$5,566,569$809,062$4,757,5070.37% 20075,774,2961,745,4474,028,8490.29% 200815,719,4603,242,47112,476,9890.86% 200919,134,4862,952,52016,181,9661.14% 201018,411,7503,713,77414,697,9761.13% 201116,800,7302,162,11914,638,6111.23% 201215,881,7301,559,98514,321,7451.26% 201314,943,0211,000,83113,942,1901.40% 201414,281,0211,134,22713,146,7941.32% 201520,249,3051,174,47319,074,8322.00% (A) Based on population and income data in Table 14. Certain information from prior years' presentations have been restated in this table to conform to the current presentation. (B) Based on the estimated market value of property in Table 5. The estimated market value of property bears a stong relationship to the debt capacity of the City. It should be noted however, that in the State of Minnesota, property tax revenue is dependent on the tax capacity value of property. Tax capacity value is derived from estimated market value by a set of class rates and other adjustments as determined by the State legislature. The historical relationship between estimated market value and tax capacity value for property in the City is shown in Table 5. 196 Table 10 Business-typeSubtotal of GeneralLess:Business-type Obligation BondsBusiness-typeNet GeneralPercentageTotal With PledgedRestricted forObligationof UtilityNet GeneralPer Utility RevenuesRepaymentBonded DebtRevenueBonded DebtCapita (A) $3,248,431$457,794$2,790,63755.3%$7,548,144413 2,950,704443,2972,507,40747.4%$6,536,256361 2,590,540449,9312,140,60938.9%$14,617,598806 2,540,512485,8832,054,62936.1%$18,236,595993 2,128,248287,4531,840,79530.8%$16,538,771848 1,304,270273,9661,030,30416.9%$15,668,915801 1,123,270226,292896,97813.9%$15,218,723632 2,436,979259,3662,177,61333.7%$16,119,803820 2,401,979543,8221,858,15728.8%$15,004,951763 2,085,695533,7561,551,93924.0%$20,626,7711,048 197 CITY OF COLUMBIA HEIGHTS, MINNESOTA DIRECT AND OVERLAPPING GOVERNMENTAL ACTIVITIES DEBT Table 11 December 31, 2015 Estimated EstimatedShare of DebtPercentageOverlapping Governmental Unit (A)OutstandingApplicable (B)Debt Debt repaid with property taxes: Anoka County$143,506,2814.5981%$4,929,698 Independent School District 1317,255,000 71.0729%11,150,488 Metropolitan Council 1,507,019,856 0.4263%647,637 Subtotal - overlapping debt 16,727,823 City direct debt - governmental activities22,798,305 Total direct and overlapping debt $39,526,128 (A)Overlapping governments are those that coincide, at least in part, with the geographic boundaries of the City. This schedule estimates the portion of the outstanding debt of those overlapping governments that is borne by the taxpayers of the City. This process recognizes that, when considering the City's ability to issue and repay long-term debt, the entire debt burden borne by the taxpayers should be taken into account. (B)The percentage of overlapping debt applicable is estimated using adjusted taxable net tax capacity values of property, which is the tax capacity value after adjustments for captured tax increment value and area-wide allocations (see Table 5) Applicable percentages were estimated by determining the portion of each governmental unit's tax. capacity value that is within the City's boundaries and dividing it by each unit's total tax capacity value. Source: Anoka County Auditor's Tax Certificate 198 CITY OF COLUMBIA HEIGHTS, MINNESOTA LEGAL DEBT MARGIN INFORMATION Table 12 Last Ten Fiscal Years Legal Debt Margin Calculation for Fiscal Year 2015 Assessor's Estimated Market Value (A)$1,093,861,500 Debt limitation percentage (A)3% Debt limit32,815,845 Net debt applicable to limit (B)18,460,000 Legal debt margin$14,355,845 Legal debt margin as a percentage of limit43.75% Legal Debt Margin Calculation for Fiscal Years 2005 Through 2014 Legal Debt Net DebtLegalMargin as a FiscalDebtApplicable toDebtPercentage YearLimitLimitMarginof Debt Limit 200521,831,836 - 21,831,836100.00% 200624,490,232 - 24,490,232100.00% 200727,255,6601,000,00026,255,66096.33% 200843,388,27111,000,00032,388,27174.65% 200942,618,12913,940,00028,678,12967.29% 201038,979,70513,855,00025,124,70564.46% 201135,278,49412,698,43122,580,06364.01% 201229,067,31310,275,00018,792,31364.65% 201329,819,52912,685,00017,134,52957.46% 201428,634,25012,260,00016,374,25057.18% (A)The debt limit within Minnesota Statutes, Section 475.53, subd.1) is as follows: 1. For years after 2013, 3% of the Assessor Estimated Market Value of taxable property within the City. 2. For years prior to 2014, 3% of the Taxable Market Value of property within the City, after exclusions. (B)M.S.A. Section 475.51 (definitions) Subdivision 4. "Net debt" means the amount remaining after deducting from its gross debt the amount of current revenues which are applicable within the current fiscal year to the payment of any debt and the aggregate of the principal of the following: 1.Obligations issued for improvements which are payable wholly or partly from the proceeds of special assessments levied upon property specially benefited thereby, including those which are general obligations of the municipality issuing them, if the municipality is entitled to reimbursement in whole or in part from the proceeds of the special assessments. 2.Warrants or orders having no definite or fixed maturity. 3.Obligations payable wholly from the income from revenue producing conveniences. 4.Obligations issued to create or maintain a Permanent Improvement Revolving Fund. 5.Obligations issued for the acquisition and betterment of public water works systems and public lighting, heating or power systems, and of any combination thereof or for any other public convenience from which a revenue is or may be derived. 6.Not applicable. 7.Amount of all money and face value of all securities held as a Debt Service Fund for the extinguishment of obligations other than those deductible under this subdivision. 8.All other obligations which under the provisions of law authorizing their issuance are not to be included in computing the net debt of the municipality. 199 CITY OF COLUMBIA HEIGHTS, MINNESOTA PLEDGED REVENUE COVERAGE NON-OBLIGATION DEBT Last Ten Fiscal Years 2006 - 200720082009 Economic Development Authority Tax Increment Revenue Bonds Series 2007: Tax increment revenue from applicable parcels$ - $243,159$267,142 Intergovernmental: Market Value TIF credit - 14,00219,554 Net available revenue$0$257,161$286,696 Debt service: Principal - - 9,000 Interest - 158,325152,363 Total debt service$0$158,325$161,363 CoverageN/A162%178% Economic Development Authority Lease Revenue Bonds Series 2007B: Annual appropriation of liquor net revenues$ - $210,264$497,200 Investment income - 8,63871 Issuance costs and administration (expense)(A) - (113,491)(2,000) Net available revenue$0$105,411$495,271 Debt service: Principal$ - $ - $ - Interest - 208,264240,305 Total debt service$0$208,264$240,305 CoverageN/A51%206% (A)Restated issuance costs for yaers after 2010, to implement change in accounting principal. Note: Details regarding the City's outstanding debt can be found in Note 7 of the financial statements. Fiscal Year 200 Table 13 201020112012201320142015 $241,854$211,533$175,832$170,496$162,056$196,024 28,11834,351 - - - - $269,972$245,884$175,832$170,496$162,056$196,024 43,00048,00053,00058,00062,00068,000 151,063148,788146,263143,488140,488137,238 $194,063$196,788$199,263$201,488$202,488$205,238 139%125%88%85%80%96% $364,000$390,000$386,000$390,000$384,000$380,000 1,1051,5001,000(2,500)3,230211 (2,556)(2,000)(2,000)(2,332)(2,200)(2,667) $362,549$389,500$385,000$385,168$385,030$377,544 $140,000$150,000$155,000$165,000$170,000$180,000 237,155230,630223,768213,178209,030201,155 $377,155$380,630$378,768$378,178$379,030$381,155 96%102%102%102%102%99% Fiscal Year 201 CITY OF COLUMBIA HEIGHTS, MINNESOTA DEMOGRAPHIC AND ECONOMIC STATISTICS Table 14 Last Ten Fiscal Years Per Capita FiscalPersonalPersonalUnemployment YearPopulationIncomeIncomeRate 200618,288$442,789,056$24,2123.9% 200718,124438,818,28824,2124.5% 200818,137439,133,04424,2125.5% 200918,361444,556,53224,2128.4% 201019,496472,037,15224,2128.0% 201119,568487,243,20024,9006.8% 201219,667507,408,60025,8005.9% 201319,667478,616,11224,3365.0% 201419,674502,434,61225,5384.1% 201519,758621,863,29231,4743.6% Sources are as follows: Population: Data for the years 2006-2009 provided by the Metropolitan Council. Data for 2010 is from the 2010 US Census. Data for 2011-2015 is estimated by the US Census Bureau. Per Capita Income: Data for 2005-2015 provided by the US Census Bureau, American Community Survey. Certain information from prior years' presentations have been restated in this table to conform to the current presentation. Unemployment Rate: Provided by MN Department of Employment and Economic Development for Anoka County. Rates are not compiled for inidividual communities within counties. 202 CITY OF COLUMBIA HEIGHTS, MINNESOTA PRINCIPAL EMPLOYERS Table 15 Current Year and Nine Years Ago Percentage ofPercentage of Total AnokaTotal Anoka County (A)County (A) Principal Employers Within CityEmployeesRankEmploymentEmployeesRankEmployment Medtronic Inc60010.32%60010.35% Independent School District 1349520.27%52420.30% Crestview Lutheran Home27130.15%23330.14% City of Columbia Heights20240.11%19640.12% Fairview - Columbia Heights Clinic12050.06%9850.06% Unique Thrift Store10060.05%N/AN/AN/A Rainbow FoodsN/AN/AN/A8560.05% Invest Cast Inc8670.05%6570.04% La Casita Mexican Restaurant45100.02%5980.03% Bobby & Steve's Auto World5380.03%46100.03% McDonald'sN/AN/AN/A4990.03% SAVERS4890.03%N/AN/AN/A Total 2,0201.09%1,9551.15% (A) Employment data is not compiled for individual cities within Minnesota counties. Sources: The employee count for the City of Columbia Heights is from Table 16. 2015 data for other employers was compiled from ReferenceUSA, written and telephone survey (August 2014), and the Minnesota Department of Employment and Economic Development. 2006 data from Official Statement for the City of Columbia Heights 2006A GO bond series. 20062015 203 CITY OF COLUMBIA HEIGHTS, MINNESOTA CITY GOVERNMENT EMPLOYEES BY FUNCTION/PROGRAM Last Ten Fiscal Years Function/Program200620072008 General government Mayor/council555 Administration444 Finance121313 Public safety: Police313134 Fire363329 Public works171617 Culture and recreation: Library222225 Parks555 Recreation161617 Community development776 Water454 Sewer443 Refuse- - - Storm sewer- - 1 Liquor374238 Total200203201 Source: Organizational Chart in the City of Columbia Heights CAFR. Note: The above table shows the distribution of all employees by head count (including full-time, part-time and paid on-call), by function. This bears a strong relationship to the distribution of employee costs across functions. However, many employees provide services to more than one function, and employee costs are charged to each function based on the services received by each function. Certain information from prior years' presentations has been restated in this table to conform to the current presentation. Employees as of December 31, 204 Table 16 2009201020112012201320142015 5555555 51011111044 14131413131313 35363537363535 31303233313130 18171616152123 21192120212118 5555555 14131615151515 6554444 4444444 3333444 - - - - - - - 1 1 1 1 1 1 1 40413940404041 202202207207204203202 Employees as of December 31, 205 CITY OF COLUMBIA HEIGHTS, MINNESOTA OPERATING INDICATORS BY FUNCTION/PROGRAM Last Ten Fiscal Years 200620072008 General government: Resolutions approved by City Council (A)234198247 Ordinances adopted by City Council141226 Public safety: Police: Part I crimes (B)1,1671,2461,098 Part II crimes (B)3,1843,1442,966 Fire: Emergency medical calls (B)1,8061,8882,093 Fire calls (B)387445385 Inspections & Related Actions (B)3,7094,6036,955 Public works: Street paving and patching (tons of asphalt)7101,9101,415 Street sweeping (tons of debris)637 648 420 Trees removed 188 357 175 Culture and recreation: Library: Items in collection 70,354 71,594 72,420 Circulation 119,593 125,222 126,271 Reference inquiries 15,106 13,715 13,793 Parks and recreation: Athletics participants (C)1,654 1,537 1,510 Other programs, estimated attendance (D)9,000 8,000 8,000 Number of paid room rentals 191 185 190 Community development: Number of business licenses issued 342 306 363 Number of building permits issued (E)1,701 1,313 1,113 Construction value of permits issued $26,798,827$22,230,118$21,917,792 Water: Consumption (thousands of gallons)529,581 538,844 518,791 Sewer (sanitary): Wastewater (thousands of gallons, 12 months ended June 30)536,920 495,580 511,090 Miles of line cleaned/rodded/root-sawed 39 27 29 Refuse: Refuse (tons)8,397 6,587 7,323 Recycling (tons)1,721 1,522 1,318 Yardwaste (tons)645 654 727 Storm sewer: No operating indicators available not avail not avail not avail Liquor: Number of units sold 758,000 768,000 920,121 (A)In 2006, the City significantly increased enforcement of ordinances concerning nuisance/hazardous conditions of properties within the City. Resolutions per year sharply increased, given one resolution per significant enforcement action. (B)Public safety operating indicators include services provided to the City of Hilltop under contractual agreements. The City of Hilltop is completely encircled by the City of Columbia Heights and has a population of 744. (C)This operating indicator includes duplicate counts for participation in more than one team/league by some persons. (D)This operating indicator includes duplicate counts for attendance at more than one program by some persons. It is rounded to the nearest thousand attendees based on review of attendance data. (E)This operating indicator includes inspection permits issued for new construction, building alteration/addition, plumbing, heating, street excavation and sign installation. Certain information from prior years' presentations have been restated in this table to conform to the current presentation. Sources: Various City departments. Function/Program Fiscal Year 206 Table 17 2009201020112012201320142015 170115159159949896 1212155329 882768755742674684673 1,2751,6831,5761,4081,3261,0521,018 1,6941,6641,7221,8391,9421,8111,980 660846764752852729787 3,7245,7206,0735,4135,2495,0774,855 1,0331,0548691,029224782696 581638712350574540470 121180180157284217282 69,70272,05571,30372,98576,65878,13773,907 120,705131,885125,051129,624121,827117,888109,018 17,77114,35216,60114,54716,06813,20813,923 1,6021,5004,2994,2325,5345,12510,836 8,0008,0008,0009,00010,48510,63722,679 210160177135139140153 379393334323346339359 1,1871,3511,2901,0581,3031,2122,164 $13,376,732$14,481,712$7,986,467$7,203,199$7,388,271$7,609,375$25,476,137 518,299516,068454,223495,870461,520449,415417,687 437,520444,820485,000455,210455,310467,680415,000 39262526333326 7,2396,7706,7896,5636,6846,6486,895 1,0361,6991,6051,6101,6901,6701,824 7731,1001,2701,2701,1691,2501,450 not availnot availnot availnot availnot availnot availnot avail 1,029,1391,028,1601,060,1501,103,7901,045,1881,038,9851,090,131 Fiscal Year 207 CITY OF COLUMBIA HEIGHTS, MINNESOTA CAPITAL ASSET STATISTICS BY FUNCTION/PROGRAM Last Ten Fiscal Years Function/Program200620072008 General government: City hall square footage 28,53028,53028,530 Public safety: Police Stations111 Fire Stations 111 Public Safety Bldg square footageNote ANote ANote A Public works: Office and shop square footage31,07531,07531,075 Trunk highway miles333 County road miles666 City street miles626262 Alley miles191919 Culture and recreation: Libraries111 Library square footage7,8967,8967,896 Parks131313 Playgrounds111111 Gymnasiums square footage - - - Mtg & banquet rooms square footage22,00022,00022,000 Community development: Senior high-rise apartments (B)145145145 Water: Watermain miles666666 Sewer: Sanitary sewer miles595959 Refuse: Recycling centers111 Storm sewer: Storm sewer miles343434 Liquor: Retail stores owned113 Retail stores leased22 - (A)For years prior to 2010, the police and fire stations are included in the City Hall square footage reported above. Beginning in 2010, the police and fire stations were in a separate public safety facility. (B)In 2015, Senior high-rise apartment building was sold Sources: Various City departments. Fiscal Year 208 Table 18 2009201020112012201320142015 28,53028,53028,53028,53028,53028,53028,530 1111111 1111111 Note A47,08847,08847,08847,08847,08847,088 31,07531,07531,07531,07531,07531,07531,075 3333333 6666666 62626262626262 19191919191919 1111111 7,8967,8967,8967,8967,8967,8967,896 13131313131313 11111111111111 12,72612,72612,72612,72612,72612,72612,726 22,00022,00022,00022,00022,00022,00022,000 145145145145145145 - 66666666666666 59595959595959 1111111 34343434343434 3333333 - - - - - - - Fiscal Year 209 - This page intentionally left blank - 210 IV. OTHER REQUIRED REPORTS SECTION 211 - This page intentionally left blank - 212 4810 White Bear Parkway, St. Paul, MN, 55110 651.426.7000 www.redpathcpas.com MINNESOTA LEGAL COMPLIANCE REPORT To the Honorable Mayor and Members of the City Council City of Columbia Heights, Minnesota We have audited, in accordance with auditing standards generally accepted in the United States of America, and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States, the financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Columbia Heights, Minnesota as of and for the year ended December 31, 2015, and the related notes to the financial statements, and have issued our report thereon dated June 13, 2016. The Minnesota Legal Compliance Audit Guide for Cities, promulgated by the State Auditor pursuant to Minn. Stat. § 6.65, contains seven categories of compliance to be tested: contracting and bidding, deposits and investments, conflicts of interest, public indebtedness, claims and disbursements, miscellaneous provisions and tax increment financing. Our audit considered all of the listed categories. In connection with our audit, nothing came to our attention that caused us to believe that the City of Columbia Heights, Minnesota failed to comply with the provisions of the Minnesota Legal Compliance Audit Guide for Cities. However, our audit was not directed primarily toward obtaining knowledge of such noncompliance. Accordingly, had we performed additional procedures, other matters may have come to our attention regarding the City of Columbia Heights, Minnesota’s noncompliance with the above referenced provisions. The purpose of this report is solely to describe the scope of our testing of compliance and the results of that testing, and not to provide an opinion on compliance. Accordingly, this communication is not suitable for any other purpose. REDPATH AND COMPANY, LTD. St. Paul, Minnesota June 13, 2016 213 - This page intentionally left blank - 214 4810 White Bear Parkway, St. Paul, MN, 55110 651.426.7000 www.redpathcpas.com INDEPENDENT AUDITOR’S REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS To the Honorable Mayor and Members of the City Council and Management City of Columbia Heights, Minnesota We have audited, in accordance with the auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States, the financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Columbia Heights, Minnesota, as of and for the year ended December 31, 2015, and the related notes to the financial statements, which collectively comprise the City of Columbia Heights, Minnesota’s basic financial statements, and have issued our report thereon dated June 13, 2016. Internal Control Over Financial Reporting In planning and performing our audit of the financial statements, we considered the City of Columbia Heights, Minnesota’s internal control over financial reporting (internal control) to determine the audit procedures that are appropriate in the circumstances for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the City of Columbia Heights, Minnesota’s internal control. Accordingly, we do not express an opinion on the effectiveness of the City of Columbia Heights, Minnesota’s internal control. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control such that there is a reasonable possibility that a material misstatement of the entity’s financial statements will not be prevented, or detected and corrected on a timely basis. A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance. Our consideration of internal control was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies. Given these limitations, during our audit we did not identify any deficiencies in internal control that we consider to be material weaknesses. However, material weaknesses may exist that have not been identified. 215 City of Columbia Heights, Minnesota Report on Internal Control over Financial Reporting and on Compliance and Other Matters Page 2 Compliance and Other Matters As part of obtaining reasonable assurance about whether the City of Columbia Heights, Minnesota’s financial statements are free from material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. Purpose of this Report The purpose of this report is solely to describe the scope of our testing of internal control and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the entity’s internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the entity’s internal control and compliance. Accordingly, this communication is not suitable for any other purpose. REDPATH AND COMPANY, LTD. St. Paul, Minnesota June 13, 2016 216 4810 White Bear Parkway, St. Paul, MN, 55110 651.426.7000 www.redpathcpas.com REPORT ON SUPPLEMENTARY INFORMATION – FINANCIAL DATA SCHEDULE To the Honorable Mayor and Members of the City Council City of Columbia Heights, Minnesota We have audited the financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Columbia Heights, Minnesota as of and for the year ended December 31, 2015, and have issued our report thereon June 13, 2016. Our audit was performed for the purpose of forming opinions on the financial statements that collectively comprise the City of Columbia Heights, Minnesota’s basic financial statements. The accompanying Financial Data Schedule is presented for purposes of additional analysis as required by the U.S. Department of Housing and Urban Development and is not a required part of the basic financial statements. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the financial statements. The information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the financial statements or to the financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the information is fairly stated in all material respects in relation to the basic financial statements taken as a whole. This report is intended solely for the information and use of the City of Columbia Heights, Minnesota and federal awarding agencies and pass-through entities and is not intended to be, and should not be, used by anyone other than those specified parties. REDPATH AND COMPANY, LTD. St. Paul, Minnesota June 13, 2016 217 CITY OF COLUMBIA HEIGHTS, MINNESOTA U.S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT FINANCIAL DATA SCHEDULE As of And For The Year Ended December 31, 2015 Line ItemAccount DescriptionTotal Projects Assets: Current assets: 111 Cash - unrestricted $921,740 100 Total cash 921,740 Accounts and notes receivable: 125 Accounts receivable - miscellaneous8,910 120 Total receivables, net of allowance8,910 150 Total current assets 930,650 Noncurrent assets: 171Notes, Loans and Morgages Receivable - Non-Current5,200,000 180 Total noncurrent assets5,200,000 190 Total assets 6,130,650 Liabilities: Current liabilities: 312 Accounts payable <= 90 days$3,510 331 Accounts payable - HUD PHA programs6,127,140 310 Total current liabilities6,130,650 350 Total noncurrent liabilities0 300 Total liabilities 6,130,650 Net Position: 508.4 Net investment in capital assets - 512.4 Unrestricted net position - 513 Total net position $0 218 CITY OF COLUMBIA HEIGHTS, MINNESOTA U.S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT FINANCIAL DATA SCHEDULE As of And For The Year Ended December 31, 2015 Page 2 of 2 Public HousingPublic Housing OperatingCapital Fund Line SubsidyProgram ItemAccount Description14.85014.872Total Projects Revenue: 703 Net tenant rental revenue$260,780$ - $260,780 704 Tenant revenue - other3,162 - 3,162 706 HUD PHA grants96,27464,791161,065 715 Other revenue6,146 - 6,146 711 Investment income -unrestricted2,717 - 2,717 700 Total revenue369,079 64,791 433,870 Expenses: 911 Administrative salaries19,125 - 19,125 912 Auditing fees4,550 - 4,550 913 Outside management fees115,226 - 115,226 914 Advertising and marketing - - - 916 Office Expenses1,157 - 1,157 917 Legal expense - - - 919 Other expense2,037 - 2,037 931 Water 6,214 - 6,214 932 Electricity44,432 - 44,432 933 Gas 22,735 - 22,735 936 Sewer 3,393 - 3,393 938 Other utilities expense14,573 - 14,573 942 Ordinary maintenance and operations - materials and other9,395 - 9,395 943 Ordinary maint. and operations contracts - HVAC12,155 - 12,155 943 Ordinary maint. and operations contracts - snow removal1,647 - 1,647 943 Ordinary maint. and operations contracts - elevator6,643 - 6,643 943 Ordinary maint. and operations contracts - grounds9,278 - 9,278 943 Ordinary maint. and operations contracts - unit turnaround9,857 - 9,857 943 Ordinary maint. and operations contracts - extermination882 - 882 943 Ordinary maint. and operations contracts - janitorial37,450 - 37,450 943 Ordinary maint. and operations contracts - routine maintenance8,382 - 8,382 943 Ordinary maint. and operations contracts - miscellaneous235 - 235 952 Protective services12,414 - 12,414 961 Insurance premiums11,327 - 11,327 962 Other general expenses3,432 - 3,432 963 Payments in lieu of taxes17,834 - 17,834 969 Total operating expenses374,373 0 374,373 974 Depreciation52,83752,837 900 Total expenses427,210 0 427,210 1001Operating transfers in64,791 - 64,791 1002Operating transfers out - (64,791)(64,791) 1008Special Items (net gain/loss)(2,065,049) - (2,065,049) 1010 Total other financing sources (uses)(2,000,258)(64,791)(2,065,049) 1000Excess (deficiency) of revenue over expenses and and other financing uses (sources)($2,058,389)$0($2,058,389) Memo account information: 1103 Beginning equity$2,058,389$ - $2,058,389 1120 Unit months available909 - 909 1121 Number of unit months leased879 - 879 219 CITY OF COLUMBIA HEIGHTS, MINNESOTA U.S DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT FINANCIAL DATA SCHEDULE - STATEMENT AND CERTIFICATION OF ACTUAL MODERNIZATION COSTS For The Year Ended December 31, 2015 FY 2012FY 2013FY 2014 MN 46P105501-12MN 46P105501-13MN 46P105501-14 A.The actual modernization costs are as follows: Funds approved$84,944$81,917$85,284 Funds (expended)(84,944)(81,917)(85,284) Excess of funds approved (expended)$0$0$0 Funds advanced - HUD CFP Grants$84,944$81,917$85,284 Funds (expended): In prior years($79,856)($70,097)($37,401) In current year(5,088)(11,820)(47,883) Excess of funds advanced (expended)$0$0$0 220