Loading...
HomeMy WebLinkAbout2007 CAFRCOMPREHENSIVE ANNUAL FINANCIAL REPORT OF THE CITY OF COLUMBIA HEIGHTS STATE OF MINNESOTA FOR THE YEAR ENDED DECEMBER 31, 2007 Finance Department William J. Elrite, Finance Director -This page intentionally left blank - CITY OF COLUMBIA HEIGHTS, MINNESOTA TABLE OF CONTENTS Page Reference No. I. INTRODUCTORY SECTION Principal City Officials 3 Organizational Chart 5 Letter of Transmittal 7 Certificate of Achievement for Excellence in Financial Reporting 13 II. FINANCIAL SECTION Independent Auditor's Report 17 Management's Discussion and Analysis 21 Basic Financial Statements: Government-Wide Financial Statements: Statement of Net Assets Statement 1 36 Statement of Activities Statement 2 3 8 Fund Financial Statements: Balance Sheet -Governmental Funds Statement 3 40 Statement of Revenues, Expenditures and Changes in Fund Balance - Governmental Funds Statement 4 42 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities Statement 5 45 Statement of Net Assets -Proprietary Funds Statement 6 46 Statement of Revenues, Expenses and Changes in Fund Net Assets - Proprietary Funds Statement 7 48 Statement of Cash Flows -Proprietary Funds Statement 8 50 Statement of Fiduciary Net Assets -Fiduciary Funds Statement 9 54 Notes to Financial Statements 55 Required Supplementary Information: Budgetary Comparison Schedule -General Fund Statement 10 86 Budgetary Comparison Schedule -Economic Development Authority Administration Statement 11 88 Budgetary Comparison Schedule -Note to RSI 89 CITY OF COLUMBIA HEIGHTS, MINNESOTA TABLE OF CONTENTS Page Reference No. Combining and Individual Fund Statements and Schedules: Combining Balance Sheet -Nonmajor Governmental Funds Statement 12 96 Combining Statement of Revenues, Expenditures and Changes in Fund Balance - NonmajorGovernmental Funds Statement 13 97 Subcombining Balance Sheet -Nonmajor Special Revenue Funds Statement 14 lol Subcombining Statement of Revenues, Expenditures and Changes in Fund Balance -Nonmajor Special Revenue Funds Statement 15 105 Special Revenue Funds: Schedules of Revenues, Expenditures and Changes in Fund Balance: Budget and Actual -Community Development Fund Statement 16 108 Actual -Anoka County CDBG Fund Statement 17 109 Budget and Actual -Cable Television Fund Statement 18 110 Budget and Actual -Library Fund Statement 19 111 Actual -Special Projects Statement 20 112 Actual - C.H.A.S.E. Statement 21 113 Actual -After-School Programs Statement 22 114 Actual -Confiscated Property Statement 23 115 Budget and Actual - D.A.R.E. Program Statement 24 116 Actual -Police Grants -Other Statement 25 117 Actual -Recreation Contributed Projects Statement 26 118 Actual -Contributed Projects -Other Statement 27 119 Actual -Flex Benefit Fund Statement 28 120 Housing and Redevelopment Authority (Component Unit): Combining Balance Sheet Statement 29 121 Combining Statement of Revenues, Expenditures and Changes in Fund Balance Statement 30 122 Schedules of Revenues, Expenditures and Changes in Fund Balance -Budget and Actual: Parkview Villa North Statement 31 123 Parkview Villa South Statement 32 124 Fund Balance -Actual: Rental Housing Statement 3 3 125 Economic Development Authority (Component Unit): Business Revolving Loan Fund: Statement of Revenues, Expenditures and Changes in Fund Balance Statement 34 126 Subcombining Balance Sheet -Nonmajor Debt Service Funds Statement 35 129 Subcombining Statement of Revenues, Expenditures and Changes in Fund Balance -Nonmajor Debt Service Funds Statement 36 133 CITY OF COLUMBIA HEIGHTS, MINNESOTA TABLE OF CONTENTS Page Reference No. Subcombining Balance Sheet -Nonmajor Capital Project Funds Statement 37 138 Subcombining Statement of Revenues, Expenditures and Changes in Fund Balance -Nonmajor Capital Project Funds Statement 38 140 Enterprise Funds: Water Utility Fund: Subcombining Schedule of Net Assets Statement 39 144 Subcombining Schedule of Revenues, Expenses and Changes in Fund Net Assets Statement 40 145 Subcombining Schedule of Cash Flows Statement 41 146 Sewer Utility Fund: Subcombining Schedule of Net Assets Statement 42 147 Subcombining Schedule of Revenues, Expenses and Changes in Fund Net Assets Statement 43 148 Subcombining Schedule of Cash Flows Statement 44 149 Refuse Utility Fund: Subcombining Schedule of Net Assets Statement 45 150 Subcombining Schedule of Revenues, Expenses and Changes in Fund Net Assets Statement 46 151 Subcombining Schedule of Cash Flows Statement 47 152 Storm Sewer Utility Fund: Subcombining Schedule of Net Assets Statement 48 153 Subcombining Schedule of Revenues, Expenses and Changes in Fund Net Assets Statement 49 154 Subcombining Schedule of Cash Flows Statement 50 155 Liquor Fund: Subcombining Schedule of Net Assets Statement 51 157 Subcombining Schedule of Revenues, Expenses and Changes in Fund Net Assets Statement 52 158 Subcombining Schedule of Cash Flows Statement 53 160 Internal Service Funds: Combining Statement of Net Assets Statement 54 164 Combining Statement of Revenues, Expenses and Changes in Fund Net Assets Statement 55 165 Combining Statement of Cash Flows Statement 56 166 CITY OF COLUMBIA HEIGHTS, MINNESOTA TABLE OF CONTENTS Page Reference No. Central Garage Fund: Subcombining Schedule of Net Assets Statement 57 167 Subcombining Schedule of Revenues, Expenses and Changes in Fund Net Assets Statement 58 168 Subcombining Schedule of Cash Flows Statement 59 169 Information Systems Fund: Subcombining Schedule of Net Assets Statement 60 170 Subcombining Schedule of Revenues, Expenses and Changes in Fund Net Assets Statement 61 171 Subcombining Schedule of Cash Flows Statement 62 172 Insurance Fund: Subcombining Schedule of Net Assets Statement 63 173 Subcombining Schedule of Revenues, Expenses and Changes in Fund Net Assets Statement 64 174 Subcombining Schedule of Cash Flows Statement 65 175 Compensated Absences Fund: Subcombining Schedule of Net Assets Statement 66 176 Subcombining Schedule of Revenues, Expenses and Changes in Fund Net Assets Statement 67 177 Subcombining Schedule of Cash Flows Statement 68 178 Combining Statement of Changes in Assets and Liabilities -Agency Funds Statement 69 180 III. STATISTICAL SECTION (UNAUDITED) Financial Trends: Net Assets by Component Table 1 183 Changes in Net Assets Table 2 184 Fund Balances -Governmental Funds Table 3 186 Changes in Fund Balances -Governmental Funds Table 4 188 Revenue Capacity: Tax Capacity Value and Estimated Market Value of Taxable Property Table 5 192 Direct and Overlapping Property Tax Rates Table 6 193 Principal Property Taxpayers Table 7 195 Property Tax Levies and Collections Table 8 196 CITY OF COLUMBIA HEIGHTS, MINNESOTA TABLE OF CONTENTS Page Reference No. Debt Capacity: Ratios of Outstanding Debt by Type Table 9 198 Ratios of Outstanding Net General Bonded Debt by Type Table 10 200 Direct and Overlapping Governmental Activities Debt Table 11 202 Legal Debt Margin Information Table 12 203 Pledged Revenue Coverage Table 13 204 Demographic and Economic: Demographic and Economic Statistics Table 14 205 Principal Employers Table 15 207 Operating Information: City Government Employees by Function/Program Table 16 208 Operating Indicators by FunctionlProgram Table 17 210 Capital Asset Statistics by Function/Program Table 18 212 IV. SINGLE AUDIT AND OTHER REQUIRED REPORTS SECTION Report on Compliance with Minnesota Legal Compliance Audit Guide for Local Government 217 Report on Internal Control over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards 219 Report on Compliance with Requirements Applicable to Each Major Program and Internal Control Over Compliance in Accordance with OMB Circular A-133 223 Schedule of Expenditures of Federal Awards 229 Schedule of Findings 231 Report on Supplementary Information -Financial Data Schedule 237 Financial Data Schedule 239 -This page intentionally left blank - I. INTRODUCTORY SECTION -This page intentionally left blank - CITY OF COLUMBIA HEIGHTS, MINNESOTA PRINCIPAL CITY OFFICIALS December 31, 2007 Name Official Title Mayor and Council Gary L. Peterson Tammera Ericson Diehm Bruce Kelzenberg Bruce Nawrocki Robert A. Williams Mayor Councilmember Councilmember Councilmember Councilmember Administration Walter Fehst Linda Magee William Elrite Jim Hoeft Kevin Hansen Thomas Johnson Gary Gorman M. Rebecca Loader Scott Clark Keith Windschitl Larry Scott Lauren McClanahan City Manager Assistant to City Manager City Clerk-Treasurer, Finance Director City Attorney Public Works Director, City Engineer Chief of Police Chief of Fire Librarian Community Development Director Recreation Services Director Liquor Operations Manager Superintendent of Public Works 3 -This page intentionally left blank - City of Columbia Heights Organizational Chart 2007 Mayar: Gary L. Peterson Cauncilmembers: Tammera Diehm Brace Kelzenberg Brace Nawrocki Robed Williams City Manager: Walter Fehst POLICE Administered by Mayor} Police Chief: Thomas Johnson Secretary II Clerk-Typist II Police Captain Sergeants (3} Corporals ~3} Patrol officers (16} Community Service Officers ~2} Support Services Supervisor Secretary II-A (2} FIRE Fire Chief: Gary Gorman Assistant Fire Chief Fire Captains (3} Secretary II (PT} Clerk Typist II Firefighters ~3} 0n-Call Firefighters X23} LIBRARY Library Directar: M. >~ebecca Loader Clerk-Typist II ~2} Library Clerk (PT} Library Supervisor (4 PT} Page X11 PT} Library Aide APT} Adult Services Librarian Children's Librarian PUBLIC 1NORKS Public 1Narks DirectarlCity Engineer: Kevin Hansen Secretary II-A Assistant City Engineer Administrative Assistant PurchasinglAssessing Clerk Engineering Technician IV ~2} Engineering Technician III Public Works Superintendent Foreman (Parks, Sewer & Water, Streets} (3} Maintenance Worker (15} Supervisor-Vehicle Maintenance Maintenance III -Mechanic Maintenance III - BodymanlPainter ADMINISTRATION Assistant to the City Manager l Human Resources Directar: Linda Magee City Clerk Administrative Secretary RECREATION Recreation Directar: Keith ~ndschitl ClerklTypist II Senior Citizen Coordinator Program Coordinator Recreation Clerk APT} Head Custodian Custodian II ~9 PT} Custodian I (PT} Cammissians & Baards: Charter EDA H RA Police & Fire Civil Service Traffic Telecommunications Planning & Zoning Park & Recreation Library FINANCE Finance DirectarlCity ClerklTreasurer: William Elrite Secretary II Assistant Finance Director Accounting Coordinator PayrolllAccounting Clerk Utilities Accounting Clerk II Utilities Accounting Clerk Accounting Clerk II APT} Switchboard ~peratorlReceptionist Meter Reader APT} Liquor operations Manager Assistant Liquor operations Manager (5} Store Supervisors (2 PT} Retail Clerk (34 PT} IS Director IS Technician Imaging Technician (PT} Election Judge ovaries} COMMUNITY DEVELOPMENT Community Development Directar: Scott Clark Community Development Assistant Building official Planner Community Development Specialist Secretary II-LicensinglPermits Clerk Secretary II 5 -This page intentionally left blank - O ~ ~ a (~ e ~ Information Systems Financial Reporting ~,~. IJ Accounts Pa able :~:~: y ... . Finance Department Utility Billing Payroll 590 40t Avenue N.E. Columbia Heights, MN 55421-3878 Office (763) 706-3600 TDD (763) 706-3692 ~'~ax~( June 20, 2008 To the Citizens of the City of Columbia Heights, Mayor, Council Members, and City Manager ~'. )` d The Comprehensive Annual Financial Report of the City of Columbia Heights for the fiscal year ended December 31, 2007, is hereby submitted. The City's management assumes responsibility for both the completeness and reliability of the information contained in this report, based on a comprehensive framework of internal control that it has established for this purpose. Because the cost of internal control should not exceed its anticipated benefits, the objective is to provide reasonable, rather than absolute, assurance that the financial statements are free of any material misstatements. HLB Tautges Redpath, Ltd., Certified Public Accountants, have issued an unqualified ("clean") opinion on the City of Columbia Heights financial statements for the year ended December 31, 2007. Their independent auditors' report is located at the front of the financial section of this report. State law requires Minnesota cities to issue by June 30th of each year a complete set of audited financial statements for the preceding fiscal year ended December 31st. In addition, state law requires that Minnesota cities undergo an annual Minnesota Legal Compliance Audit. During the year ended December 31, 2007, the City expended more than $500,000 in federal grant awards. The City is therefore required to undergo an audit inconformity with the provisions of the Single Audit Act of 1984 and the United States Office of Management and Budget Circular A-133. Information related to the Minnesota Legal Compliance Audit and the Single (A-133) Audit, including the Schedule of Expenditures of Federal Awards is included in the Other Required Reports Section at the back of this report. Generally accepted accounting principals require that management provide a narrative introduction, overview, and analysis to accompany the basic financial statements in the form of Management's Discussion and Analysis (MD&A). This letter of transmittal is designed to complement the MD&A and should be read in conjunction with it. The City of Columbia Heights' MD&A can be found immediately following the report of the independent auditors. PROFILE OF THE GOVERNMENT The City of Columbia Heights, a suburb located north of the City of Minneapolis in Anoka County ineast-central Minnesota, was originally incorporated as a village in 1898. In 1921, pursuant to the adoption of a home rule City Charter by the qualified voters of the City, a council-manager form of government, was instituted. Service Is Our Business THE CITY OF COLUMBIA HEIGHTS DOES NOT DISCRIMINATE ON THE BASIS OF DISABILITY IN EMPLOYMENT OR THE PROVISION OF SERVICES EQUAL OPPORTUNITY EMPLOYER 7 -This page intentionally left blank - The City Council consists of a Mayor and four Council Members. All are elected at-large, on a non-partisan basis. The Mayor serves atwo-year term and the Council Members serve four-year terms. The City Manager is appointed by the City Council. The City covers an area of 3.52 square miles and currently has a population of 18,288. The City is empowered to levy a tax on both real and personal property within its boundaries. All City funds, departments, commissions and other organizations for which the City of Columbia Heights is financially accountable, including all component units, are presented within the Comprehensive Annual Financial Report. The Housing and Redevelopment Authority (HRA) and the Economic Development Authority (EDA) are included in the reporting entity as blended component units of the City of Columbia Heights due to the fact that the governing boards are substantively the same and the City is in a relationship of financial benefit/burden with the authorities. The City provides a full range of services to its citizens. These services include, but are not limited to, police and fire protection; water and sanitation services; the construction and maintenance of highways, streets, and infrastructure; library; recreational facilities; cultural events; and general administrative services. LOCAL ECONOMY The City is located within the varied and stable economic base of the Minneapolis-Saint Paul greater metropolitan area, which is a major center for both the state and the Upper-Midwest. As such, there has been a relatively stable level of employment for City residents and this is expected to continue. The largest employers located within the boundaries of the City itself include Medtronic Inc, a medical device manufacturer; Independent School District 13; and Crestview Corporation, a provider of elder care. Ina 2007 survey conducted by the metro area's regional government, the Metropolitan Council, metro area residents ranked transportation, including traffic congestion and road conditions, as their top concern. This, combined with high consumer gasoline prices, is expected to maintain demand for housing located centrally within the metropolitan area. With its close proximity to the Minneapolis downtown area (4 miles), the City of Columbia Heights offers many people excellent opportunities to live close to where they work. However, as an older, fully developed, inner-ring suburb of the City of Minneapolis, the management and residents of the City of Columbia Heights are faced with the problems of an aging infrastructure and increased crime statistics. The recent sharp rise nation-wide in home mortgage foreclosures has also been reflected locally. An estimated 195 home mortgages were in some stage of the foreclosure process in City of Columbia Heights in 2007. The City Council and City Management are taking a proactive approach to dealing with these concerns, and they currently have a number of initiatives in progress to address them. Some of these are described below. 9 LONG-TERM FINANCIAL PLANNING By Council resolution, a portion of the unreserved fund balance in the general fund is designated for working capital purposes. This is targeted at 45% of budgeted general fund expenditures for the following year. At December 31, 2007, there was sufficient unreserved fund balance in the general fund to designate for working capital purposes an amount equal to 43% of budgeted general fund expenditures for 2008. The City has a planned Street Rehabilitation Program including, as needed, water mains, sanitary sewer and storm sewer improvements. The program divides the City into seven street rehabilitation zones and calls for approximately one zone to be rehabilitated every one to two years. Most of the cost of street rehabilitation is charged to the benefiting properties in the form of special assessments. In some cases, the City issues bonds to initially finance the project, repaying the bonds with special assessments collected over a number of years. Since the inception of the program several years ago, the City has completed one round of rehabilitation for each zone and is now beginning a second round. RELEVANT FINANCIAL POLICIES The City's policy is to budget and recognize license and permit revenues of the community development function, such as building permit revenue, in the Community Development Fund, a non-major special revenue fund. License and permit revenues of other functions are budgeted and recognized in the general fund. For this reason, license and permit revenues in the general fund are potentially lower than other comparable Minnesota Cities, which more commonly budget for and recognize all license and permit revenues in the general fund. CURRENT MAJOR INITIATIVES Since 2004, the City has been facilitating two housing redevelopment projects by private developers, using former commercial and industrial land. When completed, the projects will consist of 231 and 550 units of housing, respectively. The developers have reimbursed some of the pre-development costs incurred by the City for these projects. Qualified costs incurred by the developer of the smaller project will be reimbursed from future tax increment collections on the property on a pay-as-go basis. No such costs have been reimbursed as of December 31, 2007 on that project. The Economic Development Authority has issued revenue bonds to reimburse qualified costs incurred by the developer of the larger project through mid-2007, with the bonds to be repaid from future tax increment collections on the property. Since 2004, the City has conducted studies and planning, with significant community involvement, of options for additional gymnasium facilities within the City. At December 31, 2007, the City had approximately $4 million designated by the City Council for such facilities. Subsequent to 2007 but prior to the date of this report, the City entered into an agreement with Independent School District 13 to jointly build gymnasium facilities on School District property. 10 In 2007, the City purchased commercial land and constructed two retail stores within the City. Subsequent to 2007, but prior to the date of this report, the City relocated its two largest municipal liquor operations from rental properties to these new facilities, in order to both reduce occupancy costs over the long-term and improve sales via these more favorable locations. In 2007, the City conducted planning for a new public safety facility. Subsequent to 2007 but prior to the date of this report, the City adopted an ordinance to issue general obligation bonds in mid-2008 of up to $11,500,000 to finance the construction of this facility in 2008. AWARD AND AKNOWLEDGEMENTS The Government Finance Officers' Association (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Columbia Heights, Minnesota for its Comprehensive Annual Financial Report for the year ended December 31, 2006. The Certificate of Achievement is a prestigious national award that recognizes conformity with the highest standards for preparation of state and local government financial reports. In order to be awarded a Certificate of Achievement, a government unit must publish an easily readable and efficiently organized Comprehensive Annual Financial Report whose contents conform to program standards. The CAFR must satisfy both generally accepted accounting principles and applicable ega requirements. A Certificate of Achievement is valid for a period of one year only. We believe our current report continues to conform to the Certificate of Achievement program requirements, and we are submitting it to the GFOA. The preparation of the Comprehensive Annual Financial Report on a timely basis was made possible by the dedicated service of the entire staff of the Finance Department. Each member of the department has our sincere appreciation for the contributions made in the preparation of this report. In closing, without the leadership and support of the City Manager and City Council, preparation of this report would not have been possible. Sincerely, William J. Elrite Finance Director Joseph P. Kloiber Assistant Finance Director 11 -This page intentionally left blank - 12 Certificate of Achievement for Excellence in Financial Reporting Presented to City of Columbia Heights Minnesota For its Comprehensive Annual Financial Report for the Fiscal Year Ended December 31, 2DD~ A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports ~CAFRs} achieve the highest standards in government accounting and financial reporting, c~ a~x,~, ~~~~~ ~ kl~Jq ~ CARP ~ ,~ FreSdent 7~~~~ ~~ti ~f1Ck~ EXeCUt1VC D1reCtor 13 -This page intentionally left blank - 14 II. FINANCIAL SECTION 15 -This page intentionally left blank - 16 Tautges Redpath, Ltd. Certified Public Accountants and Consultants fNDEPENDENT AUDfTDR'S REPORT To the Honorable Mayor and Members of the City Council City of Columbia Heights, Minnesota We have audited the accompanying financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Columbia Heights, Minnesota, as of and for the year ended December 31, Za07 which collectively comprise the City's basic financial statements as listed in the table of contents. These financial statements are the responsibility of the City of Columbia Heights, Minnesota's management. Dur responsibility is to express opinions on these financial statements based on our audit. ~Ve conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. Zn our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Columbia Heights, Minnesota, as of December 31, 2007, and the respective changes in financial position and cash flows, where applicable, thereof for the year then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Government auditing Standards, we have also issued our report dated dune 19, 208 on our consideration of the City of Columbia Heights, Minnesota's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion an the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government ~iuditing Standards and should be considered in assessing the results of our audit. 4810 White Bear Parkway White Bear Lake, Minnesota 55110 1651 426 7000 651 426 5004 Fax I www.hlbtr.com HLB Tautges Redpath, Ltd. is a member of International, a world-wide organization of accounting firms and business advisors- ~ Equal Opportunity Employer 17 -This page intentionally left blank - 18 The Management's Discussion and Analysis and the budgetary comparison information as listed in the table of contents, are not a required part of the basic financial statements but are supplementary information required by accounting principles accepted in the United States of America. we have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the supplementary information. However, we did not audit the information and express no opinion on it. Dur audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City of Columbia Heights, Minnesota's basic financial statements. The accompanying schedule of expenditures of federal awards as required by U.S. Office of Management and Budget Circular A-~33; Audits of States, Local Governments and ~'on- Prof t Organizations, along with the introductory section, combining and individual fund statements and schedules, supplementary f nancial information and statistical information as listed in the table of contents are presented for purposes of additional analysis and are not a required part of the .basic f nancial statements of the City of Columbia Heights, Minnesota. The combining and individual fund statements and schedules, supplementary financial information and schedule of expenditures of federal awards has been subjected to the auditing procedures applied in the audit of the basic f nancial statements and, in our opinion, are fairly stated in all material respects, in relation to the basic f nancial statements taken as a whole. The introductory section and statistical information have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we express no opinion on them. f~~ ~~~.f~ , ~~ HLB TAUTGES REDPATH, LTD. White Bear Lake, Minnesota June 19, 204$ 19 -This page intentionally left blank - 20 MANAGEMENT'S DISCUSSION AND ANALYSIS As management of the City of Columbia Heights, Minnesota (the City), we offer readers of the City of Columbia Heights' financial statements this narrative overview and analysis of the financial activities of the City for the fiscal year ended December 31, 2007. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal, which can be found in the introductory section of this report. Financial Highlights The assets of the City exceeded its liabilities at December 3 1, 2007, by $57,366,165 net assets. Of this amount, $27,224,224 or 47% are unrestricted net assets that may be used to meet the government's ongoing obligations to citizens and creditors in accordance with the City's fund designations and fiscal policies. During 2007, the City's total net assets increased by $554,924 or 1 %. This reflected an approximately equal increase in the both the net assets of governmental activities and the net assets of business-type activities. As of December 31, 2007, the combined fund balances of the City's governmental funds were $29,476,085. This is an increase of $7,873,969 or 36% over the prior year. This increase in governmental fund balance is much larger than the increase in net assets, because it includes the proceeds from governmental bonded debt issued in 2007. The portion of the combined governmental fund balances at December 31, 2007, that was both unreserved and undesignated was a (deficit) of ($903,224.) As of December 31, 2007, the general fund balance of $3,979,146 included $35,710 reserved for prepayments, $3,943,436 designated for working capital and $0 unreserved undesignated. During 2007, the City's total bonded debt increased by $7,840,000 to an end of year total of $16,654,999. This was primarily due to the issuance of $8,930,000 in new bonds to finance redevelopment and the construction of public buildings and streets. Overview of the Financial Statements This discussion and analysis is intended to serve as an introduction to the City's basic financial statements. The City's basic financial statements are comprised of three components: 1) government- wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-wide financial statements. The government-wide financial statements are designed to provide readers with a broad overview of the City's finances, in a manner similar to aprivate-sector usiness. 21 Management's Discussion and Analysis The statement of net assets presents information on all of the City's assets and liabilities, with the difference between the two reported as net assets. Over time, increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. The statement of activities presents information showing how the City's net assets changed during the most recent fiscal year. All changes in net assets are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g. uncollected taxes and earned but unused vacation leave). Both of the government-wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities of the City include general government, public safety, public works, culture and recreation and community development. The business-type activities of the City include water, sanitary sewer, refuse, storm sewer and liquor operations. The government-wide financial statements are presented as statements 1 and 2 of this report. Fund financial statements. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the City can be divided into three categories: governmental funds, proprietary funds, and fiduciary funds. Governmental funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near-term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government's near-term financial requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the City's near term financial decisions. Both the governmental fund balance sheet and governmental fund statement of revenues, expenditures, and change in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures, and changes in fund balances for each major governmental fund. The major governmental funds in 2007 are the following: 22 Management's Discussion and Analysis ~ General fund ~ Economic Development Authority administration fund Economic Development Authority administration lease revenue bonds 2007B fund Municipal state aid street fund ~ Community center capital building fund ~ Capital improvements development fund ~ Capital equipment replacement general government fund • Capital improvements-PIR fund. Data from the other governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these non-major governmental funds is provided in the form of combining statements elsewhere in this report. The City adopts an annual appropriated budget for its general and certain special revenue funds listed in the notes to the financial statements. A budgetary comparison statement has been provided for these funds to demonstrate compliance with this budget. The basic governmental fund financial statements are presented as statements 3 through 5 of this report. Prop~ieta~y funds. The City maintains two different types of proprietary funds. Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City uses enterprise funds to account for its water, sewer, refuse, storm sewer, and liquor operations. Internal service funds are an accounting device used to accumulate and allocate costs internally among the City's various functions. The City uses internal service funds to account for its central garage, information systems, insurance, and compensated absences services. Because the central garage, insurance and compensated absences services predominately benefit governmental rather than business-type functions, they have been included within governmental activities in the government-wide financial statements. And also, because the information systems services predominately benefit the business-type functions, it has been included within the business- type activities in the government-wide financial statements. Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for the water, sewer, refuse, storm sewer and liquor operations, all of which are considered to be major funds of the City. Conversely, the internal service funds are combined into a single, aggregated presentation in the proprietary fund financial statements. Individual fund data for the internal service funds is provided in the form of combining statements elsewhere in this report. The basic proprietary fund financial statements are presented as statements 6 through 8 of this report. Fiduciary funds. Fiduciary funds are used to account for resources held for the benefit of parties outside the government. Fiduciary funds are not reflected in the government-wide financial statements because the resources of those funds are not available to support the City's own programs. The accounting used for fiduciary funds is much like that used for proprietary funds. 23 Management's Discussion and Analysis The basic fiduciary fund financial statement is presented as statement 9 of this report. Notes to the financial statements. The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. Other information. The combining statements referred to earlier in connection with non-major governmental funds and internal service funds are presented immediately following the required supplementary information on budgetary comparisons. Combining and individual fund statements and schedules are presented as statements 12 through 70 of this report. Government-wide Financial Analysis As noted earlier, net assets may serve over time as a useful indicator of a government's financial position. In the case of the City, assets exceeded liabilities by $57,366,165 at December 3 1, 2007. A portion of the City's net assets, $24,898,769 or 43%, reflects its investment in capital assets (e.g. land, buildings, equipment and infrastructure) less any related debt used to acquire those assets that is still outstanding. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. It should be noted that, although net assets invested in capital assets are reported net of related debt, the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. A portion of the City's net assets represents resources that are subject to external restrictions on how they maybe used. The remaining balance of unrestricted net assets, $27,224,224 or 47%, maybe used to meet the City's ongoing obligations to citizens and creditors. At December 3 1, 2007, the City is able to report positive balances in all three categories of net assets, both for the government as a whole, as well as for its separate governmental and business-type activities. CITY OF COLUMBIA HEIGHTS NET ASSETS Governmental Activities Business-Type Activities Totals 2007 2006 2007 2006 2007 2006 Current and other assets $30,878,689 $27,940,375 $9,522,005 $8,646,918 $40,400,694 $36,587,293 Capital assets 24,127,354 23,609,846 13,918,962 9,008,235 38,046,316 32,618,081 Total assets $55,006,043 $51,550,221 $23,440,967 $17,655,153 $78,447,010 $69,205,374 Long term liabilities outstanding $9,361,914 $6,273,892 $8,110,655 $3,365,027 $17,472,569 $9,638,919 Other liabilities 2,070,265 1,979,694 1,538,011 775,520 3,608,276 2,755,214 Total liabilities $11,432,179 $8,253,586 $9,648,666 $4,140,547 $21,080,845 $12,394,133 Net assets Invested in capital assets net of related debt $18,859,030 $18,043,277 $6,039,739 $5,759,805 $24,898,769 $23,803,082 Restricted 3,000,889 2,294,384 2,242,283 385,227 5,243,172 2,679,611 Unrestricted 21,713,945 22,958,974 5,510,279 7,369,574 27,224,224 30,328,548 Total net assets $43,573,864 $43,296,635 $13,792,301 $13,514,606 $57,366,165 $56,811,241 24 Management's Discussion and Analysis CITY OF COLUMBIA HEIGHTS' CHANGES IN NET ASSETS Governmental Activities Business-Type Activities Totals 2007 2006 2007 2006 2007 2006 Revenues: Program revenues: Charges for services $2,779,766 $2,692,920 $12,009,745 $11,596,578 $14,789,511 $14,289,498 Operating grants and contributions 751,042 758,689 36,060 47,755 787,102 806,444 Capital grants and contributions 2,935,195 4,773,935 - 22,822 2,935,195 4,796,757 General revenues: Property taxes 6,321,467 5,953,722 - - 6,321,467 5,953,722 Tax increment collections 1,183,062 1,086,298 - - 1,183,062 1,086,298 Grants and contributions not restricted to specific programs 1,844,516 1,679,384 - - 1,844,516 1,679,384 Unrestricted investment earnings 1,379,726 706,231 321,571 181,708 1,701,297 887,939 Gain on sale of capital assets of governmental activities 44,000 15,930 - - 44,000 15,930 Total revenues 17,238,774 17,667,109 12,367,376 11,848,863 29,606,150 29,515,972 Expenses: General government 1,732,111 1,689,675 - - 1,732,111 1,689,675 Public safety 4,380,363 3,992,930 - - 4,380,363 3,992,930 Public works 2,506,913 2,353,032 - - 2,506,913 2,353,032 Culture and recreation 2,313,750 2,135,633 - - 2,313,750 2,135,633 Community development 5,919,016 2,579,084 - - 5,919,016 2,579,084 Interest onlong-term debt 495,929 118,760 - - 495,929 118,760 Water - - 2,113,121 2,026,603 2,113,121 2,026,603 Sewer - - 1,675,738 1,393,679 1,675,738 1,393,679 Refuse - - 1,170,707 1,147,879 1,170,707 1,147,879 Storm sewer - - 204,221 184,764 204,221 184,764 Liquor - - 6,539,357 6,377,805 6,539,357 6,377,805 Total expenses 17,348,082 12,869,114 11,703,144 11,130,730 29,051,226 23,999,844 Increase (decrease) in net assets before transfers (109,308) 4,797,995 664,232 718,133 554,924 5,516,128 Transfers 386,537 887,879 (386,537) 887,879 - - Increase (decrease) in net assets 277,229 5,685,874 277,695 (169,746) 554,924 5,516,128 Net assets -January 1 43,296,635 37,610,761 13,514,606 13,684,352 56,811,241 51,295,113 Net assets -December 31 $43,573,864 $43,296,635 $13,792,301 $13,514,606 $57,366,165 $56,811,241 Governmental activities. In 2007, governmental activities increased the City's net assets by $277,229 or less than 1 %, whereas in the prior year, governmental activities increased the City's net assets by $4,797,995 or 15%. Key differences between the current and prior year governmental activities changes in net assets include: • Capital grants and contributions decreased $1,838,740 or 39%. Special assessments for street improvements are a significant portion of total capital grants and contributions. The street projects assessed in the current year were smaller than those in the prior year. However, there was relatively little difference in expenses recognized between the two years for this activity, as the majority of these expenses will be recognized over the next 20 to 30 years, as the streets are used. ~ Investment income increased by $763,495 or 95%, primarily due to more favorable market conditions. ~ Interest expense on long-term debt, including issuance costs, increased by $377,169 or 318% due to the issuance of $3,890,000 of bonds in mid-2007 and $2,759,550 of bonds in December 2006. 25 Management's Discussion and Analysis Expenses of the community development function increased by $3,339,932 or 130%, primarily from a $2,537,846 reimbursement to a developer for qualifying improvements made within the Huset Park Area Tax Increment Financing District. Governmental Activities - 2007 Revenues Other revenues Charges for Tax I9% services increment 16% ~% Program- specific grants Property 21 taxes 37% Governmental Activities - 2007 Expenses Interest on General long-term government Community debt 10% development 3% 34% Public safety 25% Culture and Public recreation works 13% 15% 26 Management's Discussion and Analysis Business-type activities. In 2007, business-type activities increased the City's net assets by $277,695 or 2%, whereas in the prior year, business-type activities decreased the City's net assets by $169,746 or 1 %. Key differences between the current and prior year business-type activities changes in net assets include: Charges for services increased by $413,167 or 4%. This was mainly attributable to increases in utility rates and liquor sales. ~ Sewer expenses increased by $282,059 or 20%. Sewer lining activities increased over the prior year, but did not reach the level required for capitalization of infrastructure under the City's accounting policy for capital assets. ~ Net transfers-out to the governmental activities decreased by $501,342 or 57%, due to a one-time transfer in the prior year of $500,000 from the liquor operations to the governmental activities to fund future construction of a gymnasium. Business-Type Activities - 2007 Revenues Other revenues 3% Charges for services 9~% 27 Management's Discussion and Analysis Business-Type Activities - 2007 Expenses Liquor 58% Water Storm l~% sewer Refuse Sewer 0 ° 12% 11% Financial Analysis of the Government's Funds As noted earlier, the City uses fund accounting to ensure and demonstrate compliance with finance- relatedlegal requirements. Governmental funds. The focus of the City's governmental funds is to provide information on near- term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City's financing requirements. In particular, unreserved fund balance may serve as a useful measure of a government's net resources available for spending at the end of the fiscal year. At December 31, 2007, the City's governmental funds reported combined fund balances of $29,476,085. Of this total, $21,988,021 or 75% is unreserved fund balance. The remaining $7,458,064 of fund balance is reserved because it has already been committed as follows: ~ Long-term interfund capital construction lease receivable of $5,040,000. ~ Prepaid items of $39,054. • Real estate held for resale of $1,217,452. ~ Future program expenditures of $394,059 per grant agreements. ~ Future capital expenditures of $767,499 per state statute and bond indentures. The general fund is the chief operating fund of the City. In 2007, fund balance in the general fund increased by $3 83,298 or 11 %, whereas in the prior year, fund balance in the general fund increased 28 Management's Discussion and Analysis by $245,720 or 7%. Key differences between the current and prior year change in general fund balance include the following: Total general fund revenues and transfers-in increased by $643,742 or 8%. This was offset by an increase in total general fund expenditures and transfers-out of $505,335 or 6%. Property tax revenue increased by $280,925 or 5%. This increase was adopted by the City Council primarily to cover cost-of living/inflationary increases in expenditures ~ Intergovernmental revenue increased by $238,491 or 19%. The majority of this reflects an increase in Local Government Aid from the State of Minnesota. ~ Public safety expenditures increased by $197,729 or 5%. This primarily from increase in uniformed staff hours and the public safety portion of the 3 % cost-of living-wage increase incurred by all City departments. In 2007, the Economic Development Authority Administration Fund decreased by $29,793. This is the amount by which the tax collections in this fund fell short of the amount transferred out from this fund to the nonmajor governmental funds for community development services. The Economic Development Authority (EDA) created a major debt service fund in 2007 named the Economic Development Authority Lease Revenue Bonds 2007B Fund, to account for transactions pertaining to the EDA series 2007B bonds and the related interfund capital construction lease with the City's Liquor fund (an enterprise fund.) The issuance of the bonds and related interfund capital construction lease were the only 2007 transactions of the fund. This resulted in an end of year fund balance of $5,040,000; all of which was reserved as resources not available for current spending. The Tax Increment Financing Huset Park Area Fund increased by $35,690 from the receipt of tax increment in 2007. Additionally, this fund expended $2,537,846 in developer incentives for redevelopment in the City's Huset Park area in 2007. However, this expenditure was funded by a transfer-in from the nonmajor governmental funds, so these two transactions had no net effect on ending fund balance of the Tax Increment Financing Huset Park Area Fund. The Municipal State Aid Street Fund increased by $231,020 in 2007, as some state street aid revenue received in 2007 was for eligible expenditures charged to this fund in prior years The Community Center Capital Building Fund increased by $204,972 as a result of investment income in excess of $47,865 of planning and administrative expenditures. The Capital Improvement Development Fund increased by $156,894 in 2007. This resulted from a $201,867 transfer-in from the nonmajor funds for ongoing redevelopment projects, offset with 2007 redevelopment revenues being slightly under 2007 redevelopment expenses. The Capital Equipment Replacement General Government Fund increased by $104,680 in 2007. This resulted from investment income and transfers-in from the general and liquor funds being greater 29 Management's Discussion and Analysis than the amount of capital equipment charged to this fund in 2007, in accordance with the City's long-range capital equipment replacement plan. The Capital Improvements PIR Fund decreased by $268,193 in 2007. This primarily resulted from capital outlays for current street projects, plus transfers to the nonmajor funds for debt service on prior street projects, being greater than special assessments collected in the current year for street projects. The nonmajor governmental funds increased by $2,015,398 in 2007. This primarily resulted from two factors. Of the total governmental bonds issued during the year, $717,263 was unspent and remained in the nonmajor governmental funds at December 31, 2007. Also, the current resources received by the nonmajor governmental funds for debt service were $787,412 greater than the current debt service expenditures from these funds. These resources for debt service consisted of tax increment received by certain tax increment financing districts and certain special assessments collected by the Capital Improvements PIR Fund (referred to above) and transferred to the nonmajor governmental funds. Proprietary funds. The City's proprietary funds provide the same type of information found in the government-wide financial statements for business-type activities, but in more detail. At December 31, 2007, net assets of the major proprietary funds included the following amounts of unrestricted net assets (deficit): Water Fund ($125,748) Sewer Fund $2,691,151 • Refuse Fund $508,371 ~ Storm Sewer Fund $61,940 Liquor Fund $1,020,119 The 2007 increases (decreases) in net assets of the major proprietary funds included the following: Water Fund $123,298 Sewer Fund ($183,719) Refuse Fund $40,765 ~ Storm Sewer Fund $101,869 Liquor Fund $53,892 Other factors concerning the finances of the proprietary funds are addressed above in the analysis of the City's business-type activities. Bud eg tary High~hts General fund. The changes between the original adopted 2007 budget and the final amended 2007 budget for the general fund consisted of: A reclassification of $473,173 from tax revenue to intergovernmental revenue -market value homestead credit. The City's policy is to initially adopt the annual budget using the classifications for property tax revenues required to certify the annual tax levy to Anoka 30 Management's Discussion and Analysis County for collection. A portion of the amount calculated under this classification is never actually received from the County in the form of tax revenue. This portion is received from the State of Minnesota as intergovernmental revenue -the market value homestead credit. Each year, after the levy has been certified to Anoka County, an amendment to the original budget is recorded to reclassify this portion to its natural/object classification for reporting purposes. An increase of $47,747 to budgeted police personnel expenditures, and an equal increase to the combined amount budgeted for intergovernmental revenue (grants) and charges for services. This reflects additional police services contracted for other governments and private entities after the adoption of the original budget. An increase of $2,200 to budgeted fire personnel expenditures to conduct a specific civic event. Actual general fund revenues in 2007 were $264,661 or 3% more than budgeted. This consists of two main e ements: The increase in the fair market value of investments exceeded the budgeted change by $128,332 due to a favorable but temporary change in market conditions. During 2007, a tax increment financing (TIF) district within the City expired. Unused increment accumulated by the district was returned from the nonmaj or funds to Anoka County in 2007. Anoka County in turn, disbursed to each of the district's overlapping tax jurisdictions the proportionate amounts captured from each jurisdiction. The amount returned to the City in 2007 was $13 8,403; which is approximately 44% of the unused increment at the close of the district. As these funds are now free of tax increment restrictions, the $13 8,403 was recognized in the general fund as property tax revenue. This effect of the expiration of the TIF district was not included in the 2007 budget. Actual general fund expenditures in 2007 were $159,081 or 2% less than budgeted as follows: Roughly half of this budget variance was from public safety actual expenditures being less than budgeted, primarily from vacancies in police officer positions budgeted for 2007. Roughly half of this budget variance consisted of variances of approximately $14,000 in each of the departments that make up the general government function. This was largely attributable to similar budget estimating practices across these departments. Other 2007 general fund budget variances were offsetting and not significant. Additional budgetary comparison for the general fund is provided in Statement 10 of this financial report. 31 Management's Discussion and Analysis Capital Asset and Debt Administration City of Columbia Heights' Capital Assets Beginning Governmental activities: Capital assets -not depreciated: Land Construction in progress Total capital assets not being depreciated Capital assets -being depreciated: Buildings Equipment Infrastructure Total capital assets being depreciated Less accumulated depreciation for: Buildings Equipment Infrastructure Total accumulated depreciation Capital assets being depreciated -net Governmental activities capital assets -net Business-type activities: Capital assets -not depreciated: Land Construction in progress Total capital assets not being depreciated Capital assets -being depreciated: Buildings Equipment Infrastructure Total capital assets being depreciated Less accumulated depreciation for: Buildings Equipment Infrastructure Total accumulated depreciation Capital assets being depreciated -net Business-type activities capital assets -net Total capital assets -net Ending $3,415,458 $ - $ - $3,415,458 6,152,798 1,168,470 (2,758,391) 4,562,877 9,568,256 1,168,470 (2,758,391) 7,978,335 10,533,658 1,341,466 - 11,875,124 5,832,375 592,404 (190,283) 6,234,496 18,199,130 1,556,128 - 19,755,258 34,565,163 3,489,998 (190,283) 37,864,878 9,116,907 208,042 - 9,324,949 3,729,417 435,773 (168,568) 3,996,622 7,677,249 717,039 - 8,394,288 20,523,573 1,360,854 (168,568) 21,715,859 14,041,590 2,129,144 (21,715) 16,149,019 23,609,846 3,297,614 (2,780,106) 24,127,354 340,893 - - 340,893 875,789 5,344,020 (438,614) 5,781,195 1,216,682 5,344,020 (438,614) 6,122,088 909,689 - - 909,689 1,683,425 68,262 (39,451) 1,712,236 12,447,096 423,150 - 12,870,246 15,040,210 491,412 (39,451) 15,492,171 708,226 21,963 - 730,189 1,151,763 121,953 (31,602) 1,242,114 5,388,668 334,326 - 5,722,994 7,248,657 478,242 (31,602) 7,695,297 7,791,553 13,170 (7,849) 7,796,874 9,008,235 5,357,190 (446,463) 13,918,962 $32,618,081 $8,654,804 ($3,226,569) $38,046,316 Capital assets. The City's capital assets for its governmental and business-type activities as of December 31, 2007, amount to $38,046,316 net of accumulated depreciation. This investment in capital assets includes land, buildings, equipment, infrastructure, and construction in progress. Note that real estate that is only held for resale is not included here in the analysis of capital assets used in governmental and business-type activities. 32 Management's Discussion and Analysis At December 31, 2007, the City had $274,000 of noncancellable contractual commitments for capital asset construction in 2008. The significant capital asset events during 2007 consisted of the following construction projects: Year As of December 31, 2007 Project Started Cost to Date Status Zone 1, 7B street reconstruction 2004 $1,979,278 completed Huset parkway street reconstruction 2004 4,110,946 in-progress Municipal service center renovation 2005 1,115,870 completed Zone 1B,2,3 street reconstruction 2006 1,487,946 in-progress Two municipal liquor stores, including land acquistion costs 2007 5,000,268 in-progress Additional information on the City's capital assets can be found in Note 4 to the financial statements. Long-term debt. During 2007, the City's total bonded debt increased by $7,840,000 to an end of year total of $16,654,999. This was primarily due to the issuance of $8,930,000 in new bonds to finance redevelopment and the construction of public buildings and streets. Bonded debt outstanding at year end included both general obligation bonds, all of which are backed by the full faith and credit of the City, and revenue bonds for which only revenues from the related projects financed are pledged for repayment. Some of the general obligation bonds have specific revenue sources pledged other than property taxes, but in the event those other sources were insufficient, the City would be required to fund the shortfall through property taxes. State statute limits the net amount of certain general obligation debt a Minnesota city may issue to 2% of the taxable market value of property within the city's taxing jurisdiction. At December 31, 2007, the City's debt limitation under this statute was $27,255,660, and $1,000,000 of the City's outstanding general obligation debt was of the type included in this statutory limitation. City of Columbia Heights' Long-Term Debt Governmental Activities ~nm ~nn~ Business-Type Activities ~nm ~nn~ Totals ~nm ~nnti General obligation bonds: Repaid only with general taxes $1,000,000 $ - $ - $ - $1,000,000 $ - Withother pledged revenues 4,774,296 5,566,569 2,950,703 3,248,431 7,724,999 8,815,000 Revenue bonds 2,890,000 - 5,040,000 - 7,930,000 - Compensatedabsences 697,618 707,323 119,952 116,597 817,570 823,920 $9,361,914 $6,273,892 $8,110,655 $3,365,028 $17,472,569 $9,638,920 The City's general obligation bonds have an Al rating from Moody's, based on the City's financial margins, debt levels and continued tax base growth. The outstanding revenue bonds of the business activities at December 31, 2007, are repaid only with lease revenue and have an A3 rating from Moody's. The outstanding revenue bonds of the governmental activities at December 31, 2007, are 33 Management's Discussion and Analysis repaid only with tax increment and are unrated. In addition to bonded debt, at year end there was long-term debt in the amount of $817,570 for compensated absences. Additional information on the City's long-term debt can be found in Note 7 to the financial statements. Economic Factors and Next Year's Budget In 2007, the average annual unemployment rate for Anoka County, which includes the City, was 4.5%, which is an increase from a rate of 3.9% one year ago. This compares to the 2007 state and national rates of 4.6%. In 2007, there was an increase in the annual number of residential mortgage foreclosures in the City. Available data is insufficient to place this change in the context of the state and national trends that have emerged with the recent downturn in the housing and home-mortgage industries. Inflationary trends in the region compare favorably to national trends. These factors were considered in preparing the City of Columbia Heights' budget for the 2008 fiscal year. Requests For Information. This financial report is designed to provide a general overview of the City of Columbia Heights' finances for all those with an interest in the government's finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to the City of Columbia Heights, Finance Department, 590 40th Avenue NE, Columbia Heights, Minnesota 55421-3878. 34 BASIC FINANCIAL STATEMENTS 35 CITY OF COLUMBIA HEIGHTS, MINNESOTA STATEMENT OF NET ASSETS December 31, 2007 With Comparative Totals For December 3 1, 2006 Statement 1 Page 1 of 2 Assets Current assets: Cash and investments Cash and investments with fiscal agent Receivables: Accounts (net of allowance for uncollectibles) Special assessments -current Taxes Interest Due from other governmental units -current Internal balances Prepayments Inventory - at cost Real estate held for resale Total current assets Noncurrent assets: Special assessments receivable -noncurrent Due from other governmental units -noncurrent Capital assets (net of accumulated depreciation): Land Buildings Equipment Infrastructure Construction in process Total noncurrent assets Total assets Primary Government Governmental Business-Type Totals 2007 2006 $24,763,537 $3,086,737 $27,850,274 $26,765,616 - 3,241,492 3,241,492 - 273,115 1,171,894 1,445,009 1,339,113 438,905 - 438,905 335,350 351,523 - 351,523 260,418 177,658 43,319 220,977 211,332 573,613 44,828 618,441 1,285,095 (199,752) 199,752 - - 97,800 181,555 279,355 163,353 42,400 1,469,958 1,512,358 1,779,113 1,796,636 - 1,796,636 1,723,436 28,315,435 9,439,535 37,754,970 33,862,826 2,563,254 - 2,563,254 2,616,594 - 82,470 82,470 107,873 3,415,458 340,893 3,756,351 3,756,351 3,073,041 179,500 3,252,541 2,141,080 2,171,430 470,123 2,641,553 2,568,178 10,904,548 7,147,251 18,051,799 17,123,887 4,562,877 5,781,195 10,344,072 7,028,585 26,690,608 14,001,432 40,692,040 35,342,548 55,006,043 23,440,967 78,447,010 69,205,374 The accompanying notes are an integral part of these fmancial statements. 36 CITY OF COLUMBIA HEIGHTS, MINNESOTA STATEMENT OF NET ASSETS December 31, 2007 With Comparative Totals For December 3 1, 2006 Statement 1 Page 2 of 2 Primary Government Governmental Business-Type Totals Liabilities Current liabilities: Accounts payable Accrued salaries and withholdings payable Contracts payable -retained percentage Due to other governmental units Unearned revenue Accrued interest payable Deposits Compensated absences payable -current Bonds payable -current Total current liabilities Noncurrent liabilities: Compensated absences payable -noncurrent Bonds payable -noncurrent Total noncurrent liabilities Total liabilities Net assets Invested in capital assets - net of related debt Restricted for: Debt service Tax increment purposes Grant programs Capital asset additions Unrestricted Total net assets .ctivities Activities 2007 2006 $524,570 $974,883 $1,499,453 $1,086,880 305,318 72,025 377,343 326,967 81,068 146,859 227,927 210,505 163,325 224,445 387,770 391,067 691,210 - 691,210 496,224 144,827 118,799 263,626 70,923 159,947 1,000 160,947 172,648 36,834 6,334 43,168 56,026 3,136,935 1,904,509 5,041,444 3,901,240 660,784 113,618 774,402 767,894 7,634,460 7,630,539 15,264,999 7,724,999 8,295,244 7,744,157 16,039,401 8,492,893 11,432,179 9,648,666 21,080,845 12,394,133 18,859,030 6,039,739 24,898,769 23,803,082 1,232,411 775,036 2,007,447 1,338,304 428,090 - 428,090 462,774 394,059 - 394,059 386,115 946,329 1,467,247 2,413,576 492,418 $43,573,864 $13,792,301 $57,366,165 $56,811,241 The accompanying notes are an integral part of these fmancial statements. 37 CITY OF COLUMBIA HEIGHTS, MINNESOTA STATEMENT OF ACTIVITIES For The Year Ended December 31, 2007 Charges For Expenses Services Functions/Pro r.~ ams Primary government: Government activities: General government $1,732,111 $177,378 Public safety 4,380,363 670,017 Public works 2,506,913 130,351 Culture and recreation 2,313,750 297,341 Community development 5,919,016 1,504,679 Interest on long-term debt 495,929 - Total government activities 17,348,082 2,779,766 Business-type activities: Water 2,113,121 2,273,980 Sewer 1,675,738 1,419,252 Refuse 1,170,707 1,303,472 Storm sewer 204,221 290,419 Liquor 6,539,357 6,722,622 Total business-type activities 11,703,144 12,009,745 Total primary government $29,051,226 $14,789,511 The accompanying notes are an integral part of these fmancial statements. 38 Statement 2 Net (Expense) Revenue and Program Revenues Changes in Net Assets Operating Capital Primary Government Grants and Grants and Governmental Business-Type Totals Contributions Contributions Activities Activities 2007 2006 $ - $ - ($1,554,733) 389,325 103,974 (3,217,047) 154,309 1,448,180 (774,073) 47,784 71,516 (1,897,109) 159,624 1,311,525 (2,943,188) - (495,929) 751,042 2,935,195 (10,882,079) 36,060 36,060 0 0 $787,102 $2,935,195 ($10,882,079) General revenues: Property taxes Tax increment collections Grants and contributions not restricted to specific programs Unrestricted investment earnings Gain on sale of capital assets used in government activities Transfers Total general revenues and transfers Change in net assets Net assets -beginning Net assets -ending $ - ($1,554,733) ($1,515,760) - (3,217,047) (3,056,359) - (774,073) 1,972,966 - (1,897,109) (1,650,959) - (2,943,188) (274,698) - (495,929) (118,760) 0 (10,882,079) (4,643,570) 160,859 160,859 137,867 (256,486) (256,486) (19,462) 168,825 168,825 163,143 86,198 86,198 85,703 183,265 183,265 169,174 342,661 342,661 536,425 $342,661 (10,539,418) (4,107,145) $6,321,467 $ - 6,321,467 5,953,722 1,183,062 - 1,183,062 1,086,298 1,844,516 - 1,844,516 1,679,384 1,379,726 321,571 1,701,297 887,939 44,000 - 44,000 15,930 386,537 (386,537) - - 11,159,308 (64,966) 11,094,342 9,623,273 277,229 277,695 554,924 5,516,128 43,296,635 13,514,606 56,811,241 51,295,113 $43,573,864 $13,792,301 $57,366,165 $56,811,241 The accompanying notes are an integral part of these financial statements. 39 CITY OF COLUMBIA HEIGHTS, MINNESOTA BALANCE SHEET GOVERNMENTAL FUNDS December 31, 2007 Econ Dev Econ Dev Authority Authority Tax Increment Administration Lease Revenue Financing Fund Bonds 2007B Huset Park General Fund (Component Unit) Area Fund Assets Cash and investments $4,315,897 $48,899 $ - $35,645 Receivables: Accounts 63,044 - - - Special assessments - - - - Taxes 294,949 13,694 - 128 Interest 22,398 - - 80 Due from other governmental units 59,605 - - - Interfundreceivable 31,094 - - - Interfundcapital construction lease receivable - - 5,040,000 - Prepayments 3 5,710 - - - Realestate held for resale - 985,134 - - Total assets $4,822,697 $1,047,727 $5,040,000 $35,853 Liabilities and Fund Balances Liabilities: Accounts payable $126,124 $ - $ - $ - Accruedsalaries and withholdings payable 250,822 - - - Contracts payable -retained percentage - - - - Due to other governmental units 104,433 - - - Interfundpayable - 1,400,000 - 74,179 Deferred revenue 3 62,172 11,3 5 8 - - Deposits - - - - Total liabilities 843,551 1,411,358 0 74,179 Fund balances: Reserved for: Interfund capital construction lease receivable - - 5,040,000 - Prepayments 3 5,710 - - - Realestate held for resale - 985,134 - - Program expenditures - - - - Capital expenditures - - - - Unreserved: Designated, reported in: General fund 3,943,436 - - - Special revenue funds - - - - Debtservice funds - - - - Capital projects funds - - - - Undesignated, reported in: Special revenue funds - (1,348,765) - - Debtservice funds - - - (38,326) Total fund balances 3,979,146 (363,631) 5,040,000 (38,326) Total liabilities and fund balances $4,822,697 $1,047,727 $5,040,000 $35,853 The accompanying notes are an integral part of these fmancial statements. 40 Statement 3 Capital Capital Municipal Community Improvements Equipment Capital Other Intra Totals State Aid Center Capital Development Replacement Improvements Governmental Activity Governmental Street Fund Building Fund Fund General Gov't PIR Fund Funds Eliminations Funds $ - $4,185,233 $754,950 $4,215,331 $981,776 $8,394,758 $ - $22,932,489 - - 54,309 - 99,890 55,872 - 273,115 - - - - 3,002,159 - - 3,002,159 - - - - - 42,752 - 351,523 - 33,720 3,140 41,220 8,970 53,660 - 163,188 63,000 - 213,657 - 5,971 231,380 - 573,613 - - 800,000 806,486 74,179 690,076 (1,595,350) 806,485 - - - - - - - 5,040,000 - - - - - 3,344 - 39,054 - - 211,205 - 43,500 556,797 - 1,796,636 $63,000 $4,218,953 $2,037,261 $5,063,037 $4,216,445 $10,028,639 ($1,595,350) $34,978,262 $4,052 $270 $12,253 $ - $4,385 $338,269 $ - $485,353 3,551 - 2,696 - 26 40,454 - 297,549 - - - - 78,348 2,720 - 81,068 - - 2,100 - 3,215 53,577 - 163,325 18,909 - - - - 442,328 (1,595,350) 340,066 - - - - 2,990,780 610,559 - 3,974,869 - - 136,953 - - 22,994 - 159,947 26,512 270 154,002 0 3,076,754 1,510,901 (1,595,350) 5,502,177 5,040,000 - - - - - 3,344 - 39,054 - - 211,205 - - 21,113 - 1,217,452 - - - - - 394,059 - 394,059 - - - - - 767,499 - 767,499 - - - - - - - 3,943,436 - - - - - 1,138,561 - 1,138,561 - - - - - 1,921,200 - 1,921,200 36,488 4,218,683 1,672,054 5,063,037 1,139,691 3,788,095 - 15,918,048 - - - - - 621,294 - (727,471) - - - - - (137,427) - (175,753) The accompanying notes are an integral part of these financial statements. 41 CITY OF COLUMBIA HEIGHTS, MINNESOTA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE GOVERNMENTAL FUNDS For The Year Ended December 31, 2007 Econ Dev Econ Dev Authority Authority Tax Increment Administration Lease Revenue Financing Fund Bonds 2007B Huset Park General Fund (Component Unit) Area Fund Revenues: Taxes $5,483,751 $275,740 $ - $ - Tax increment collections - - - 32,367 Special assessments - - - - Licenses and permits 137,787 - - - Intergovernmental 1,988,013 11,695 2,967 Charges for services 572,697 - - - Park dedication fees - - - - Fines and forfeitures 142,568 - - - Investment income: Interest and dividends 114,500 - - 420 Change in fair value 53,332 - - 200 Other revenues 35,339 - - - Totalrevenues 8,527,987 287,435 0 35,954 Expenditures: Current: General government 1,597,801 - - - Publicsafety 3,996,791 - - - Publicworks 1,304,925 - - - Culture and recreation 1,486,251 - - - Community development - - - 264 Capital outlay: Public safety - - - - Public works 31,834 - - - Culture and recreation - - - - Community development - - - - Debtservice: Principal retirement - - - - Interest and fiscal charges - - - - Issuance costs - - - - Developer incentives - - - 2,537,846 Total expenditures 8,417,602 0 0 2,538,110 Revenues over (under) expenditures 110,385 287,435 0 (2,502,156) Other financing sources (uses): Transfers in 470,512 - - 2,537,846 Transfers out (197,599) (317,228) - - Bonds issued - - 5,040,000 - Bonddiscount - - - - Sale of capital assets - - - - Total other financing sources (uses) 272,913 (317,228) 5,040,000 2,537,846 Net change in fund balance 383,298 (29,793) 5,040,000 35,690 Fund balance -January 1 3,595,848 (333,838) - (74,016) Fund balance -December 31 $3,979,146 ($363,631) $5,040,000 ($38,326) The accompanying notes are an integral part of these financial statements. 42 Statement 4 Capital Capital Municipal Community Improvements Equipment Capital Other Intra Total State Aid Center Capital Development Replacement Improvements Governmental Activity Governmental Street Fund Building Fund Fund General Gov't PIR Fund Funds Eliminations Funds $ - $ - $ - $ - $ - $504,748 $ - $6,264,239 - - - - - 1,147,593 - 1,179,960 - - - - 1,137,576 - - 1,137,576 - - - - 307,046 - 444,833 402,220 - 829,997 - 994,522 - 4,229,414 6,105 - 296,548 - 146,906 973,603 - 1,995,859 - - - - - 46,179 - 46,179 - - - - - 17,815 - 160,383 - 172,470 16,040 210,820 45,890 322,184 - 882,324 - 80,370 7,480 98,240 21,380 127,890 - 388,892 - - - 88,826 - 124,165 408,325 252,840 1,150,065 309,060 1,351,752 4,530,406 0 16,853,824 - - - - - 18,573 - 1,616,374 - - - - 105,900 19,720 - 4,122,411 148,595 - - 3,834 173,480 9,879 - 1,640,713 - - - - - 752,542 - 2,238,793 - 47,865 1,192,759 - - 1,836,422 - 3,077,310 - - - 41,460 - 213,268 - 254,728 - - - 181,691 794,482 295,290 - 1,303,297 - - - 139,395 - 135,501 - 274,896 - - 132,176 - - 174,156 - 306,332 - - - - - 792,273 - 792,273 - - - - - 219,065 - 219,065 - - - - - 148,213 - 148,213 - - - - - 47,767 - 2,585,613 148,595 47,865 1,324,935 366,380 1,073,862 4,662,669 0 18,580,018 259,730 204,975 (174,870) (57,320) 277,890 (132,263) 0 (1,726,194) - 201,867 100,000 197,729 1,990,057 (4,927,637) 570,374 (28,710) - - - (743,812) (3,710,288) 4,927,637 (70,000) - - - 3,890,000 - 8,930,000 - - - (22,108) - (22,108) - 129,897 62,000 - - - 191,897 (28,710) 0 331,764 162,000 (546,083) 2,147,661 0 9,600,163 231,020 204,975 156,894 104,680 (268,193) 2,015,398 0 7,873,969 (194,532) 4,013,708 1,726,365 4,958,357 1,407,884 6,502,340 - 21,602,116 $36,488 $4,218,683 $1,883,259 $5,063,037 $1,139,691 $8,517,738 $0 $29,476,085 1llC d~GUlll~dllylll~' llUl.CS dfC dll 1[1l.C~i-dl ~di~l. Ul ~llC~C 11I1dllGldl 5l.dlClllClll~. 43 -This page intentionally left blank - 44 CITY OF COLUMBIA HEIGHTS, MINNESOTA RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES For The Year Ended December 31, 2007 Statement 5 Amounts reported for governmental activities in the statement of activities (Statement 2) are different because: Net changes in fund balances -total governmental funds (Statement 4) Governmental funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense. The difference is the amount by which capital outlays for capital assets used in governmental activities exceeded depreciation in the current year. Revenues that are earned in the current year but are not currently available, are not reported in the governmental funds. They are, however, reported in the statement of activities. The issuance oflong-term debt provides current financial resources to the governmental funds, while repayment of the principal oflong-term debt consumes the current financial resources of the governmental funds. Neither transaction has any effect on net assets however. This amount is the net effect of these differences in the treatment of long-term debt. Interest that accrues >n the current year on long-term debt, but is not paid in the current year, does not consume current financial resources, and is therefore not reported in the governmental. funds. It does reduce net assets however, and is reported as an expense in the statement of activities. The net expenses of certain activities of internal service funds are reported with governmental activities >n the statement of activities. Change in net assets of governmental activities (Statement 2) The accompanying notes are an integral part of these fmancial statements. $7,873,969 549,278 102,543 (8,137,727) (106,543) (4,291) $277,229 45 CITY OF COLUMBIA HEIGHTS, MINNESOTA STATEMENT OF NET ASSETS PROPRIETARY FUNDS December 31, 2007 Business-Type Activities -Enterprise Funds Assets: Water Sewer Refuse Current assets: Cash and cash equivalents $476,579 $1,430,565 $247,872 Cash and cash equivalents with fiscal agent - - - Receivables: Accounts (net of allowance for uncollectibles) 477,747 311,781 313,040 Interest 5,870 17,150 2,210 Due from other governmental units -current - 7,586 36,060 Interfund receivable 403,611 842,868 1,427 Prepayments - 70,075 - Inventory - at cost 2,571 - - Total current assets 1,366,378 2,680,025 600,609 Noncurrent assets: Due from other governmental units -noncurrent - 82,470 - Capital assets: Land 45,223 36,586 - Buildings 559,826 100,426 6,000 Equipment 456,629 707,615 108,690 Infrastructure 6,744,007 4,804,853 - Construction in process 418,310 206,467 - Total capital assets 8,223,995 5,855,947 114,690 Less: accumulated depreciation (3,205,148) (3,435,854) (96,806) Net capital assets 5,018,847 2,420,093 17,884 Total noncurrent assets 5,018,847 2,502,563 17,884 Total assets 6,385,225 5,182,588 618,493 Liabilities: Current liabilities: Accounts payable 71,368 13,206 91,303 Accrued salaries and withholdings payable 13,468 12,183 935 Contracts payable -retained percentage - 11,995 - Due to other governmental units 155,653 - - Interfundpayable 906,418 - - Accruedinterest payable 34,574 235 - Deposits 1,000 - - Compensatedabsences payable -current 1,027 1,525 - Bondspayable -current 230,037 4,356 - Total current liabilities 1,413,545 43,500 92,238 Noncurrent liabilities: Compensated absences payable -noncurrent 18,432 27,361 - Interfundcapital construction lease payable -noncurrent - - - Bondspayable -noncurrent 1,954,729 9,122 - Total noncurrent liabilities 1,973,161 36,483 0 Total liabilities 3,386,706 79,983 92,238 Net assets: Invested in capital assets, net of related debt 2,834,081 2,406,615 17,884 Restricted for debt service 290,186 4,839 - Restrictedfor capital asset additions - - - Unrestricted (125,748) 2,691,151 508,371 Total net assets $2,998,519 $5,102,605 $526,255 Adjustments to reflect the consolidation of internal service fund activities related to enterprise funds Net assets of business-type activities The accompanying notes are an integral part of these financial statements. 46 Statement 6 Business-Type Activities -Enterprise Funds Storm Intra Activity Total Internal Total Sewer Liquor Eliminations Enterprise Funds Service Funds Proprietary Funds $165,885 $65,446 $ - $2,386,347 $2,531,438 $4,917,785 - 3,241,492 - 3,241,492 - 3,241,492 68,149 1,177 - 1,171,894 - 1,171,894 2,571 9,908 - 37,709 20,080 57,789 - 1,182 - 44,828 - 44,828 185,277 - (1,093,116) 340,067 - 340,067 - 111,480 - 181,555 58,746 240,301 - 1,467,387 - 1,469,958 42,400 1,512,358 421,882 4,898,072 (1,093,116) 8,873,850 2,652,664 11,526,514 - - - 82,470 - 82,470 254,724 4,360 - 340,893 - 340,893 - 243,437 - 909,689 1,510,174 2,419,863 - 343,948 - 1,616,882 275,322 1,892,204 1,321,385 - - 12,870,245 - 12,870,245 156,151 5,000,267 - 5,781,195 - 5,781,195 1,732,260 5,592,012 0 21,518,904 1,785,496 23,304,400 (333,312) (564,709) - (7,635,829) (597,998) (8,233,827) 1,398,948 5,027,303 0 13,883,075 1,187,498 15,070,573 1,398,948 5,027,303 0 13,965,545 1,187,498 15,153,043 1,820,830 9,925,375 (1,093,116) 22,839,395 3,840,162 26,679,557 8,712 788,262 - 972,851 41,249 1,014,100 854 37,917 - 65,357 14,437 79,794 - 134,864 - 146,859 - 146,859 1,860 66,932 - 224,445 - 224,445 186,698 806,486 (1,093,116) 806,486 - 806,486 12,247 71,743 - 118,799 - 118,799 - - - 1,000 - 1,000 69 3,236 - 5,857 37,311 43,168 125,771 - - 360,164 - 360,164 336,211 1,909,440 (1,093,116) 2,701,818 92,997 2,794,815 1,230 58,047 - 105,070 669,332 774,402 - 5,040,000 - 5,040,000 - 5,040,000 626,688 - - 2,590,539 - 2,590,539 627,918 5,098,047 0 7,735,609 669,332 8,404,941 964,129 7,007,487 (1,093,116) 10,437,427 762,329 11,199,756 646,489 98,783 - 6,003,852 1,187,498 7,191,350 148,272 331,739 - 775,036 - 775,036 - 1,467,247 - 1,467,247 - 1,467,247 61,940 1,020,119 - 4,155,833 1,890,335 6,046,168 $856,701 $2,917,888 $0 12,401,968 $3,077,833 $15,479,801 1,390,333 $13,792,301 The accompanying notes are an integral part of these financial statements. 47 CITY OF COLUMBIA HEIGHTS, MINNESOTA STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND NET ASSETS PROPRIETARY FUNDS For The Year Ended December 31, 2007 Operating revenues: Charges for services Charges for sales Total operating revenues Operating expenses: Cost of sales, services and goods sold Operating expense Depreciation Total operating expenses Net income (loss) from operations Nonoperating revenues (expenses): Investment income: Interest and dividends Change in fair value Intergovernmental Miscellaneous revenues Miscellaneous expenses Interest and fiscal charges Total nonoperating revenues (expenses) Net income (loss) before capital contributions and transfers Capital contribution -capital asset Transfers in Transfers out Total transfers Change in net assets Total net assets -beginning Total net assets -ending Business-Type Activities -Enterprise Funds $154,062 $1,419,252 $1,303,472 2,119,918 - 2,273,980 1,419,252 1,303,472 1,001,074 819,698 1,068,972 799,214 654,858 52,014 201,021 168,723 11,169 2,001,309 1,643,279 1,132,155 30,000 110,614 11,320 13,980 40,870 5,280 - - 36,060 2,892 1,226 - (84,432) (590) - (37,560) 152,120 52,660 235,111 (71,907) 223,977 822,971 447,814 - (934,784) (559,626) (183,212) (ll 1,813) (111,812) (183,212) 123,298 (183,719) 40,765 Change in net assets as reported above Adjustment to reflect the consolidation of internal service fund activities related to enterprise funds Change in net assets of business-type activities The accompanying notes are an integral part of these financial statements. 48 Statement 7 Business-Type Activities -Enterprise Funds Intra Activity Total Internal Total Storm Sewer Liquor Eliminations Enterprise Funds Service Funds Proprietary Funds $290,419 $ - $ - $3,167,205 $853,059 $4,020,264 - 6,722,390 - 8,842,308 131,716 8,974,024 290,419 6,722,390 0 12,009,513 984,775 12,994,288 - 5,144,882 - 8,034,626 1,072,993 9,107,619 117,170 1,286,540 - 2,909,796 - 2,909,796 60,478 22,404 - 463,795 46,216 510,011 177,648 6,453,826 0 11,408,217 1,119,209 12,527,426 112,771 268,564 0 601,296 (134,434) 466,862 13,140 48,167 - 213,241 102,710 315,951 6,130 10 - 66,270 47,860 114,130 - - - 36,060 - 36,060 - 232 - 4,350 - 4,350 - (7,849) - (7,849) - (7,849) (30,172) (40,532) - (155,726) - (155,726) (10,902) 28 0 156,346 150,570 306,916 101,869 268,592 0 757,642 16,136 773,778 - - - - 1,115, 870 1,115, 870 242,886 6,388,875 (7,902,546) - 239,000 239,000 (242,886) (6,603,575) 7,902,546 (621,537) (117,837) (739,374) 0 (214,700) 0 (621,537) 1,237,033 615,496 101,869 53,892 0 136,105 1,253,169 1,389,274 754,832 2,863,996 - 12,265,863 1,824,664 14,090,527 $856,701 $2,917,888 $0 $12,401,968 $3,077,833 $15,479,801 $136,105 141,588 $277,693 The accompanying notes are an integral part of these financial statements. 49 CITY OF COLUMBIA HEIGHTS, MINNESOTA STATEMENT OF CASH FLOWS PROPRIETARY FUNDS For The Year Ended December 31, 2007 Cash flows from operating activities: Cash received from customers Cash received from interfund goods and services provided Cash paid to suppliers for goods and services Cash payments to employees for services Net cash flows from operating activities Cash flows from noncapital fmancing activities: Transfers in Transfers out Interfund receivable repaid by (advanced to) other funds Interfund payable (repaid to) advanced by other funds Miscellaneous revenues Net cash flows from noncapital financing activities Cash flows from capital and related financing activities: Acquisition of capital assets Proceeds from sales of capital assets Transfers in Transfers out Interfund payable (repaid to) advanced by other funds Principal payments -bonds Advances under interfund capital construction lease Interest and fiscal charges -including capitalized interest Net cash flows from capital and related financing activities Cash flows from investing activities: Investment income: Interest and dividends Change in fair value Net cash flows from investing activities Net increase (decrease) in cash and cash equivalents Business-Type Activities -Enterprise Funds «r n r r $2,245,285 $1,412,878 $1,290,707 (1,458,749) (1,220,773) (1,098,742) (380,821) (232,311) (22,174) 405,715 (40,206) 169,791 171,126 339,584 - (282,939) (451,396) (183,212) (15,911) (1,643) (162) 24 8,172 - - 120,448 (113,455) (183,374) (204,265) (108,745) - 2,892 1,226 - 651,845 108,230 - (651,845) (108,230) - (179,705) (4,162) - (71,691) (661) - (452,769) (112,342) 0 29,480 109,933 11,380 ~n nnn ~n nnn r nnn ~/,wv i/v,vv/ iv,vvv 116,854 (115,200) 3,077 Total cash and cash equivalents -January 1 Total cash and cash equivalents -December 31 476,579 1,430,565 247,872 (Less) cash and cash equivalents with fiscal agent -December 31 Cash and cash equivalents -December 31 The accompanying notes are an integral part of these financial statements. 50 Statement 8 Page 1 of 2 Business-Type Activities -Enterprise Funds Total Storm Sewer Liquor Enterprise Funds $285,354 $6,721,910 $11,956,134 (54,690) (5,244,956) (9,077,910) (54,994) (823,330) (1,513,630) 175,670 653,624 1,364,594 - - 510,710 - (214,700) (1,132,247) (185,277) - (202,993) 7,351 - 255,523 - 232 232 (177,926) (50,730) 242,886 (242,886) (113,860) (28,425) (193,015) (214,468) (4,370,677) 6,388,875 (6,388,875) 806,486 5,040,000 (113,764) 1,362,045 (568,775) (4,734,417) 4,118 7,391,836 (7,391,836) 806,486 (297,727) 5,040,000 (214,541) 603,919 11,039 6,130 17,169 (178,102) 343,987 165,885 165,885 46,649 10 46,659 1,847,860 1,459,078 3,306,938 (3,241,492) 65,446 208,481 66,270 274,751 1,674,489 3,953,350 5,627,839 (3,241,492) 2,386,347 Internal Service Funds $ - 1,348,098 (764,048) (697,284) (113,234) 235,000 (25,000) 210,000 (4,738) 4,000 (92,837) (93,575) 102,469 47,860 150,329 153,520 2,377,918 2,531,438 2,531,438 The accompanying notes are an integral part of these financial statements. 51 Total Proprietary Funds $11,956,134 1,348,098 (9,841,958) (2,210,914) 1,251,360 745,710 (1,157,247) (202,993) 255,523 232 (358,775) (4,739,155) 4,118 7,395,836 (7,484,673) 806,486 (297,727) 5,040,000 (214,541) 510,344 310,950 114,130 425,080 1,828,009 6,331,268 8,159,277 (3,241,492) 4,917,785 CITY OF COLUMBIA HEIGHTS, MINNESOTA STATEMENT OF CASH FLOWS PROPRIETARY FUNDS For The Year Ended December 31, 2006 Business-Type Activities -Enterprise Funds «r , ~ r Reconciliation of operating income (loss) to net cash flows from operating activities Operating income (loss) Adjustments to reconcile operating income (loss) to net cash flows from operating activities: Depreciation expense Changes in assets and liabilities: (Increase) decrease in accounts receivable (Increase) decrease in due from other governmental units (Increase) decrease in prepayments Adjustment for nonoperating portion (Increase) decrease in inventory, at cost Increase (decrease) in accounts payable Adjustment for nonoperating portion Increase (decrease) in accrued salaries and withholdings payable Adjustment for nonoperating portion Increase (decrease) in contracts payable -retained percentage Adjustment for nonoperating portion Increase (decrease) in due to other governmental units Increase (decrease) in deposits Increase (decrease) in compensated absences payable Total adjustments Net cash flows from operating activities Noncash capital and related fmancing activities Capital assets purchased/constructed on account Contribution of capital assets from government $272,671 ($224,027) $171,317 201,021 168,723 11,169 (27,695) (24,191) (12,765) - 17,817 - - (1,767) - 85 - - 36,673 7,964 156 (45,582) - 1,237 1,837 (86) - 11,995 - (33,089) - - (1,000) - - 1,394 1,443 - 133,044 183,821 (1,526) $405,715 ($40,206) $169,791 $45,582 $ - $ - $ - $ - $ - The accompanying notes are an integral part of these financial statements. 52 Statement 8 Page 2 of 2 Business-Type Activities -Enterprise Funds Total Storm Sewer Liquor Enterprise Funds $112,771 $268,564 $601,296 60,478 22,404 463,795 (5,065) (242) (69,958) - (238) 17,579 - (93,958) (95,725) - 111,480 111,480 - 258,691 258,776 7,090 516,971 568,854 - (441,625) (487,207) (229) 4,084 6,843 - (2,096) (2,096) - 134,864 146,859 - (134,864) (134,864) 785 4,818 (27,486) - - (1,000) (160) 4,771 7,448 62,899 385,060 763,298 $175,670 $653,624 $1,364,594 $ - $578,585 $624,167 $ - $ - $ - Internal Service Funds ($134,434) 46,216 (19,905) 7,979 (2,329) 3,037 (13,798) 21,200 ($113,234) $ - $1,115,870 Total Proprietary Funds $466,862 510,011 (69,958) 17,579 (115,630) 111,480 266,755 566,525 (487,207) 9,880 (2,096) 146,859 (134,864) (27,486) (1,000) (6,350) 784,498 $1,251,360 $624,167 $1,115,870 The accompanying notes are an integral part of these financial statements. 53 CITY OF COLUMBIA HEIGHTS, MINNESOTA STATEMENT OF FIDUCIARY NET ASSETS FIDUCIARY FUNDS December 31, 2007 Statement 9 Assets: Cash and investments Due from other governmental units Total assets Liabilities: Due to other governmental units Total liabilities Net assets The accompanying notes are an integral part of these financial statements. $4,735 12,518 17,253 17,253 17,253 54 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2007 Note 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The City of Columbia Heights, Minnesota (the City) was incorporated in 1898. A Council composed of an elected mayor and four council members governs the City. The Council exercises legislative authority and determines all matters of policy. The Manager, appointed by the Council, is responsible for the proper administration of all affairs relating to the City. The financial statements of the City of Columbia Heights have been prepared in conformity with generally accepted accounting principles as applied to governmental units by the Governmental Accounting Standards Board (GASB). The following is a summary of the significant policies. A. FINANCIAL REPORTING ENTITY The component units discussed below are included in the City's reporting entity because of the significance of their operational or financial relationships with the City. The City of Columbia Heights has two component units -the Housing and Redevelopment Authority (HRA) and the Economic Development Authority (EDA). The HRA and the EDA are considered component units because the governing boards are substantively the same as that of the City and because the City is in a relationship of financial benefit or burden with each of the entities. The fmancial position and results of operations of the HRA and the EDA component units are presented using the blended method. These blended component units, although legally separate entities, are, in substance, part of the City's operations. The component units include Governmental Funds using the modified accrual basis of accounting, and as such are reported as Special Revenue Funds. Separate financial statements for the HRA and EDA are not prepared. B. GOVERNMENT-WIDE AND FUND FINANCIAL STATEMENTS The government-wide fmancial statements (i.e., the statement of net assets and the statement of changes in net assets) report information on all of the nonfiduciary activities of the primary government and its component units. For the most part, the effect of interfund activity has been removed from these statements. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment is offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not included among program revenues are reported instead as general revenues. 55 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2007 Separate financial statements are provided for governmental funds, proprietary funds, and fiduciary funds, even though the latter are excluded from the government-wide financial statements. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. C. MEASUREMENT FOCUS, BASIS OF ACCOUNTING, AND FINANCIAL STATEMENT PRESENTATION The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. The City's only fiduciary funds are agency funds. Agency funds are custodial in nature, and do not involve measurement of results of operations. Governmental fund financial statements are reported using the current financial resources measurement focus and the mod f ed accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the government considers all revenues, except reimbursement grants, to be available if they are collected within 60 days of the end of the current fiscal period. Reimbursement grants are considered available if they are collected within one year of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, special assessments, intergovernmental revenues, charges for services and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Only the portion of special assessments receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the government. The government reports the following major governmental funds: The general fund is the government's primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. The Economic DevelopmentAuthority administration fund is a fund of the component unit, Economic Development Authority. It was established to account for revenues and expenditures associated with business development and community redevelopment projects in the City. 56 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2007 The Economic Development Authority lease revenue bonds 20078 fund is a fund of the component unit, Economic Development Authority. It was established to account for revenues and expenditures associated with EDA lease revenue bond series 2007B and the related interfund capital construction lease issued to finance construction of two municipal liquor stores in the City. The tax increment financing Huset Park area fund was established to account for the revenues and expenditures of the Huset Park area redevelopment tax increment financing district established under state statute. The municipal state aid street fund is maintained according to state statue to account for maintenance and construction of municipal state aid street systems. The community center capital building fund was established to account for the planning, development and construction of a community center. The capital improvement development fund is used to account for improvements to various redevelopment areas within the City. The capital equipment replacement -general government fund was established to account for the replacement of capital assets as needed. The capital improvement - PIR fund was established to account for projects that will be fully assessed to the affected properties. The government reports the following major proprietary funds: The water fund accounts for revenue and expenses associated with water services to area residents. The sewer fund accounts for revenues and expenses associated with sewer disposal within the City. The refuse fund accounts for revenues and expenses associated with organized collection of refuse and recycling within the City. The storm sewer fund accounts for revenues and expenses associated with storm water disposal. The liquor fund accounts for revenues and expenses associated with the operation of three off sale liquor stores. Additionally, the government reports the following fund types: Internal service funds account for central garage, information systems, insurance, and compensated absences services provided to other departments of the government on a cost reimbursement basis. Agency -The permit surcharge agency fund is used to account for SAC charges and surcharges collected for and remitted to the State of Minnesota. The Tri-City GIS fund is used to account for the joint purchase of certain services for which the City is fiscal agent on behalf of the City of Columbia Heights, the City of Fridley and the City of Andover. 57 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2007 Private-sector standards of accounting and financial reporting issued prior to December 1,1989, generally are followed in both the government-wide and proprietary-fund financial statements to the extent that those standards do not conflict with or contradict guidance of the Governmental Accounting Standards Board. Governments also have the option of following subsequent private-sector guidance for their business-type activities and enterprise funds, subject to this same limitation. The government has elected not to follow subsequent private-sector guidance. As a general rule the effect of interfund activity has been eliminated from the government-wide financial statements. Exceptions to this general rule are transactions that would be treated as revenues, expenditures or expenses if they involved external organizations, such as buying goods and services or payments in lieu of taxes, are similarly treated when they involve other funds of the City of Columbia Heights. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. Amounts reported as program revenues include 1) charges to customers or applicants for goods, services, or privileges provided, 2) operating grants and contributions, and 3) capital grants and contributions, including special assessments. Internally dedicated resources are reported as general revenues rather than as program revenues. Likewise, general revenues include all taxes. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the water, sewer, refuse, storm sewer and liquor operations enterprise funds and of the internal service funds are charges to customers for sales and services. Operating expenses for enterprise funds and internal service funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. When both restricted and unrestricted resources are available for use, it is the government's policy to use restricted resources first, and then use unrestricted resources as they are needed. D. BUDGETARY DATA The City Manager submits to the City Council a proposed operating budget for the fiscal year commencing on January 1 of the following year. At least one special Council meeting is conducted to obtain public comments as required by the State Truth in Taxation Law. 58 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2007 The City Council annually adopts budgets prior to January 1 for the General fund and the following special revenue funds: Major special revenue funds: Economic Development Authority administration fund Nonmajor special revenue funds: Community development fund Cable television fund Library fund D.A.R.E. program fund Housing and Redevelopment Authority (component unit): Parkview villa north fund Parkview villa south fund The budgets are prepared by fund, function, and activity. The budgets are adopted on a basis consistent with generally accepted accounting principles and all appropriations lapse at the end of the budget year to the extent that they have not been expended. Total expenditures appropriated in the budget resolution may not legally exceed the estimated revenues available from various sources. Formal budgetary integration is employed as a management control device during the year. Budget revisions between functions or activities may be made by the City Manager. Budget revisions at the fund level are authorized by the City Council in accordance with the City Charter at the request of the City Manager. The legal level of budgetary control is therefore at the fund level. The City does not use encumbrance accounting. E. CASH AND INVESTMENTS Cash balances from all funds of the City are pooled and invested to the extent available in authorized investments. Investments are stated at fair value, based upon quoted market prices. Investment income is allocated to the individual funds on the basis of applicable cash balance participation by each fund using an average of monthly beginning cash and investment balances. The City provides temporary advances to funds that have insufficient cash balances by means of an advance from another fund shown as interfund receivables in the advancing fund, and an interfund payable in the fund with the deficit, until adequate resources are received. The interfund balances are eliminated on the government-wide financial statements. F. RECEIVABLES AND PAYABLES During the course of operations, numerous transactions occur between individual funds for goods provided or services rendered. Short-term interfund loans are classified as "interfund receivables/payables." All short-term interfund receivables and payables at December 31 are planned to be eliminated in the subsequent year. Long-term interfund loans are classified as "interfund loan receivablelpayable." Long- term interfund capital leases to finance construction are classified as "interfund capital construction lease 59 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2007 receivablelpayable." Any residual balances outstanding between the governmental activities and business- type activities are reported in the government-wide fmancial statements as "internal balances." Because utility bills are considered liens on property, no estimated uncollectible amounts are established. Uncollectible amounts are not material for property taxes, special assessments and other receivables, and have not been reported. G. PROPERTY TAX REVENUE RECOGNITION The City Council annually adopts a tax levy and certifies it to the County in December (levy/assessment date) of each year for collection in the following year. The County is responsible for billing and collecting all property taxes for itself, the City, the local School District and other taxing authorities. Such taxes become a lien on January 1 and are recorded as receivables by the City at that date. Real property taxes are payable (by property owners) on May 15 and October 15 of each calendar year. Personal property taxes are payable by taxpayers on February 28 and June 30 of each year. These taxes are collected by the County and remitted to the City on or before July 7 and December 2 of the same year. Delinquent collections for November and December are received the following January. The City has no ability to enforce payment of property taxes by property owners. The County possesses this authority. GOVERNMENT-WIDE FINANCIAL STATEMENTS The City recognizes property tax revenue in the period for which the taxes were levied. Uncollectible property taxes are not material and have not been reported. GOVERNMENTAL FUND FINANCIAL STATEMENTS The City recognizes property tax revenue when it becomes both measurable and available to fmance expenditures of the current period. In practice, current and delinquent taxes received by the City are recognized as revenue for the current year. Delinquent taxes that are collected by the County by December 31(remitted to the City the following January) are also recognized as revenue for the current year. All remaining delinquent taxes receivable in governmental funds are offset by deferred revenue. H. SPECIAL ASSESSMENT REVENUE RECOGNITION Special assessments are levied against benefited properties for the cost or a portion of the cost of special assessment improvement projects in accordance with state statutes. These assessments are collectible by the City over a term of years usually consistent with the term of the related bond issue. Property owners are allowed to (and often do) prepay future installments without interest or prepayment penalties. Once a special assessment roll is adopted, the amount attributed to each parcel is a lien upon that property until full payment is made or the amount is determined to be excessive by the City Council or court action. If special assessments are allowed to go delinquent, the property is subject to tax forfeit sale. Proceeds of sales from tax forfeit properties are allocated first to the County's costs of administering all tax forfeit properties. Pursuant to state statutes, a property shall be subject to a tax forfeit sale after three years unless it is homesteaded, agricultural or seasonal recreational land, in which event the property is subject to such sale after five years. 60 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2007 GOVERNMENT-WIDE FINANCIAL STATEMENTS The City recognizes special assessment revenue in the period that the assessment roll was adopted by the City Council. Uncollectible special assessments are not material and have not been reported. GOVERNMENTAL FUND FINANCIAL STATEMENTS Revenue from special assessments is recognized by the City when it becomes measurable and available to finance expenditures of the current fiscal period. In practice, current and delinquent special assessments received by the City are recognized as revenue for the current year. Special assessments that are collected by the County by December 31(remitted to the City the following January) are also recognized as revenue for the current year. All remaining delinquent and deferred special assessments receivable in governmental funds are offset by deferred revenue. L INVENTORIES GOVERNMENTAL FUNDS The original cost of materials and supplies has been recorded as expenditures at the time of purchase. These funds do not maintain material amounts of inventories. Real estate held for resale is valued at the lower of cost or market. PROPRIETARY FUNDS Inventories of the Proprietary Funds are stated at cost, which approximates market, using the first-in, first- out (FIFO) method. J. PREPAID ITEMS Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government-wide and fund financial statements. K. CAPITAL ASSETS Capital assets, which include land, buildings, equipment, and infrastructure assets (e.g., roads, sidewalks, water systems, sewer systems and similar items), are reported in the applicable governmental or business- type activities columns in the government-wide financial statements. The government defines capital assets as assets with an estimated useful life in excess of one year and an initial individual cost of more than the following: Capitalization Threshold Land $1 Buildings 25,000 Equipment 5,000 Infrastructure 250,000 61 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2007 Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Infrastructure assets acquired prior to June 30,1980 are not recorded. Donated capital assets are recorded at estimated fair market value at the date of donation. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets lives are not capitalized. Major outlays for capital assets and improvements are capitalized as projects are constructed. Interest incurred during the construction phase of capital assets of business-type activities is included as part of the capitalized value of the assets constructed. For the year ended December 31, 2007, interest of $33,495 was capitalized in connection with construction in progress. Property, plant, and equipment of the primary government, as well as the component units, is depreciated using the straight line method over the following estimated useful lives: Capital Assets Buildings 20 - 50 years Equipment 3 -15 years Infrastructure 20-60 years L. COMPENSATED ABSENCES It is the City's policy to permit employees to accumulate earned but unused vacation and sick pay benefits. All vacation pay and one-third of sick pay is accrued when incurred in the government-wide and proprietary fund financial statements. A liability for these amounts is reported in governmental funds only if they have matured, for example, as a result of employee resignations and retirements. In accordance with the provisions of Statement of Government Accounting Standards No. 16, Accounting for Compensated Absences, no liability is recorded for nonvesting accumulating rights to receive sick pay benefits. However, a liability is recognized for that portion of accumulating sick leave benefits that is vested as severance pay. Typically, resources from the compensated absences fund are used to liquidate the liability for compensated absences. M. LONG-TERM OBLIGATIONS In the government-wide fmancial statements and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprietary fund type statement of net assets. Bond premiums and discounts, as well as issuance costs, are immaterial and are expensed in the year of bond issuance. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. 62 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2007 N. FUND EQUITY In the fund financial statements, governmental funds report reservations of fund balance for amounts not available for appropriation or legally segregated for a specific future use. Designated fund balances represent tentative plans for future use of financial resources. 0. INTERFUND TRANSACTIONS Interfund services provided and used are accounted for as revenues, expenditures or expenses. Transactions that constitute reimbursements to a fund for expenditures/expenses initially made from it that are properly applicable to another fund, are recorded as expenditures/expenses in the reimbursing fund and as reductions of expenditures/expenses in the fund that is reimbursed. Interfund loans are reported as an Interfund loan receivable or payable which offsets the movement of cash between funds. All other Interfund transactions are reported as transfers. P. USE OF ESTIMATES The preparation of financial statements in accordance with generally accepted accounting principles (GAAP) requires management to make estimates that affect amounts reported in the financial statements during the reporting period. Actual results could differ from such estimates. Q. COMPARATIVE DATA/RECLASSIFICATIONS Certain comparative total data for the prior year has been presented in the government-wide financial statements in order to provide an understanding of the changes in the City's financial position and operations. Certain amounts presented in the prior year data have been reclassified in order to be consistent with the current year's presentation. R. RECONCILIATION OF GOVERNMENT-WIDE AND FUND FINANCIAL STATEMENTS 1. EXPLANATION OF CERTAIN DIFFERENCES BETWEEN THE GOVERNMENTAL FUND BALANCE SHEET AND THE GOVERNMENT-WIDE STATEMENT OF NET ASSETS The governmental fund balance sheet includes a reconciliation between fund balance -total governmental funds and net assets -governmental activities as reported in the government-wide statement of net assets. One element of that reconciliation explains that "long-term liabilities, including bonds payable, are not due and payable in the current period and therefore are not reported in the funds." The details of this (513,849,123) difference are as follows: Bonds payable ($13,704,296) Accrued interest payable (144,827) Net adjustment to reduce fund balance -total governmental funds to arrive at net assets of governmental activities. ($13,849,123) 63 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2007 2. EXPLANATION OF CERTAIN DIFFERENCES BETWEEN THE GOVERNMENTAL FUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES AND THE GOVERNMENT-WIDE STATEMENT OF ACTIVITIES The governmental fund statement of revenues, expenditures, and changes in fund balances includes a reconciliation between net changes in fund balances -total governmental funds and changes in net assets of governmental activities as reported in the government-wide statement of activities. One element of that reconciliation explains that "Governmental funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense." The details of this 5549,278 difference are as follows: Total capital outlay in government fund financial statements $2,139,253 Capital outlay for real estate held for resale (13 8,916) Capital outlay on behalf of other governmental unit (103,974) Cost of capital assets sold, net of accumulated depreciation (18,000) Depreciation expense (1,329,085) Net adjustment to increase net changes in fund balance - total governmental funds to arrive at changes in net assets of governmental activities. 5549,278 Another element of that reconciliation states, "Revenues earned in the current year, that do not provide current financial resources, are not reported in the governmental funds. They are, however, reported in the statement of activities." The details of this $102,543 difference are as follows: General property taxes deferred revenue: At December 31, 2006 (5200,670) At December 31, 2007 257,897 Tax increment taxes deferred revenue: At December 31, 2006 (31,881) At December 31, 2007 34,983 Special assessments deferred revenue: At December 31, 2006 (2,948,566) At December 31, 2007 2,990,780 Net adjustment to decrease net changes in fund balances -total governmental funds to arrive at changes in net assets of governmental activities. 5102,543 64 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2007 Another element of that reconciliation states that, "The issuance oflong-term debt provides current financial resources to the governmental funds, while repayment of the principal oflong-term debt consumes the current financial resources of governmental funds. Neither transaction has any effect on net assets however. This amount is the net effect of these differences in the treatment oflong-term debt." The details of this ($8,137,727) difference are as follows: Debt issued: General obligation bonds -street reconstruction ($1,000,000) Lease revenue bonds (5,040,000) Tax increment revenue bonds (2,890,000) Principal repayments: General obligation bonds -tax increment 610,000 General obligation bonds -improvement 182,273 Net adjustment to increase net changes in fund balances -total governmental funds to arrive at changes in net assets of governmental activities. ($8,137,727) S. STATEMENT OF CASH FLOWS For purposes of the Statement of Cash Flows, the City considers all highly liquid debt instruments with an original maturity of three months or less to be cash equivalents. All of the Proprietary Funds' equity in the City-wide cash and investment management pool is considered to be cash equivalents. Note 2 DEPOSITS AND INVESTMENTS The City maintains a cash and investment pool that is available for use by all funds of the City. Also at December 3 1, 2007, the remaining unspent bond proceeds of the Economic Development Authority Lease Revenue Series 2007B Bonds were held in trust by a fiscal agent and restricted for use for liquor store construction and debt service on the bonds. The following is a reconciliation of the City's total cash and investment balances as of December 3 1, 2007: Carrying Amount At Fair Value Investments $27,943,411 Deposits 3,146,780 Cash on hand 6,310 (Less) fidicuiary fund cash (4,735) $31,091,766 Cash and investments $27,850,274 Cash and investments with fiscal agent 3,241,492 X31.091.766 65 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2007 A. DEPOSITS In accordance with Minnesota Statutes, the City maintains deposits at those depository banks authorized by the City Council, all of which are members of the Federal Reserve System. Minnesota Statutes require that all City deposits be protected by insurance, surety bond, or collateral. The market value of collateral pledged must equal 110% of the deposits not covered by insurance or bonds. Minnesota Statutes require that securities pledged as collateral be held in safekeeping by the City Clerk/Treasurer or in a financial institution other than that furnishing the collateral. Authorized collateral includes the following: (1) United States government treasury bills, treasury notes, treasury bonds; (2) Issues of United States government agencies and instrumentalities as quoted by a recognized industry quotation service available to the government entity; (3) General obligation securities of any state or local government with taxing powers which is rated "A" or better by a national bond rating service, or revenue obligation securities of any state or local government with taxing powers which is rated "AA" or better by a national bond rating service; (4) Unrated general obligation securities of a local government with taxing powers may be pledged as collateral against funds deposited by that same local government entity; (5) Irrevocable standby letters of credit issued by Federal Home Loan Banks to a municipality accompanied by written evidence that the bank's public debt is rated "AA" or better by Moody's Investors Service, Inc., or Standard & Poor's Corporation; and (6) Time deposits that are fully insured by the Federal Deposit Insurance Corporation. Deposits at December 31, 2007 are as follows: Carrying Bank Amount At Balances Fair Value Demand deposits $1,070,484 $557,943 Time deposits 2,601,800 2,588,837 Total $3,672,284 $3,146,780 B. INVESTMENTS Minnesota Statutes Section 118A authorizes the City to invest in the following: a) Direct obligations or obligations guaranteed by the United States or its agencies, its instrumentalities, or organizations created by an act of congress, excluding mortgage-backed securities defined as high risk. b) Shares of investment companies described in Section ll 8A.05. This includes primarily money market funds rated in the top two rating categories by a national rating service, and companies whose only investments are described in items a) through h) of this note. c) Obligations of the State of Minnesota or any of its municipalities as follows: 66 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2007 (1) any security which is a general obligation of any state or local government with taxing powers which is rated "A" or better by a national bond rating service. (2) any security which is a revenue obligation of any state or local government with taxing powers which is rated "AA" or better by a national bond rating service; and (3) a general obligation of the Minnesota housing finance agency which is a moral obligation of the State of Minnesota and is rated "A" or better by a national bond rating agency. d) Bankers acceptance of United States banks eligible for purchase by the Federal Reserve System. e) Commercial paper issued by United States corporations or their Canadian subsidiaries, of the highest quality, and maturing in 270 days or less. f) Repurchase or reverse repurchase agreements with banks that are members of the Federal Reserve System with capitalization exceeding $10,000,000; a primary reporting dealer in U.S. government securities to the Federal Reserve Bank of New York; certain Minnesota securities broker-dealers; or, a bank qualified as a depositor. g) General obligation temporary bonds of the same governmental entity issued under section 429.091, subdivision 7, 469.178, subdivision 5 or 475.61, subdivision 6. h) Guaranteed investment contracts with certain U.S. fmancial institutions carrying only high quality unsecured debt, if the City has withdrawal rights upon a decline in debt quality. As of December 3 1, 2007 the City had the following investments and maturities: Weighted Average Carrying Percentage Maturities Amount At of Fair Value In Years Fair Value Per Issuer Notes guaranteed by U.S. government agencies: Federal Home Loan Bank 6.3 $7,478,155 26.8% Federal Home Loan Mortgage Corporation 6.1 6,825,404 24.4% Federal National Mortgage Association 6.1 3,241,807 11.6% Federal Farm Credit Bank 11.0 300,564 l.l% Commercial paper: General Electric Capital Corporation 0.1 2,991,870 10.7% Money market mutual funds: First American Treasury Obligation Fd NIA 3,241,492 11.6% Wachovia Securities NIA 3,142,344 11.3% Various other issuers N/A 721,775 2.6% Total investments $ 27,943,411 100.0% 67 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2007 C. INVESTMENT RISKS The City's investment policy is to follow Minnesota State Statutes as described above which reduces the City's exposure to credit, custodial credit, and interest rate risks. Specific risk information for the City is as follows: a) Interest rate risk -The City's investment policy requires the City to diversify its investment portfolio to eliminate the risk of loss resulting from over concentration of assets in a specific maturity. The policy also states the City's investment portfolio will remain sufficiently liquid to enable the City to meet all operating requirements which might be reasonably anticipated. b) Credit risk - As of December 3 1, 2007, the City's investments in the FHLB, FHLMC, FNMA, and FFCB Notes were all rated AAA by Standard & Poor's, and Aaa by Moody's Investors Service. As of December 3 1, 2007 ,the City's investments in Commercial Paper were all rated A 1 by Standard & Poor's, and P 1 by Moody's Investors Service. The money market funds in which the City held shares at December 31, 2007, were invested solely in U.S. Government Obligations and/or securities guaranteed by the U.S. government, and those underlying securities are rated AAA by Standard and Poors and Aaa by Moody's Investor Service. c) Concentration of credit risk -The City places no limit on the amount the City may invest in any one issuer. The table above details the percentage of the City's investments with each issuer at December 3 1, 2007. d) Custodial credit risk -For investments, custodial credit risk is the risk that in the event of a failure of the counterparty, the City will not be able to recover the value of its investments that are in the possession of an outside party. As of December 3 1, 2007, all investments of the City were insured, registered and held by the City or its agent in the City's name. Note 3 RECEIVABLES Significant receivables balances not expected to be collected within one year of December 3 1, 2007 are as follows: Major Funds Capital Improvement PIR Fund Sewer Total Special assessments receivable $2,563,254 $ - $2,563,254 Due from other governmental units - 82,470 82,470 Total $2,563,254 $82,470 $2,645,724 As of January 1,1996, the Metropolitan Council (MCES) assumed ownership of an existing interceptor pursuant to an agreement with the City of Hilltop regarding usage of interceptors owned and maintained by the City of Columbia Heights. The MCES acquired the interceptor at a cost of $330,414. This amount is being amortized through current value payments from MCES over a 15-year period with interest at 4%. As of December 3 1, 2007, a balance of $82,470 remained to be collected over the next three years. This receivable is presented as due from other governmental units in the Sewer Utility Fund. 68 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2007 Governmental funds report deferred revenue in connection with receivables for revenues that are not considered to be available to liquidate liabilities of the current period. Governmental funds also defer revenue recognition in connection with resources that have been received, but not yet earned. At the end of the current fiscal year, the various components of deferred revenue-unavailable and deferred revenue-unearned reported in the governmental funds were as follows: Unavailable Unearned Delinquent property tares receivable (General fund) Delinquent property tares receivable (Econ. Dev. Authority Administration fund) Delinquent tax increment (Nonmajor Funds) Delinquent special assessments (Capital Improvements -PIR fund) Special assessments not yet due (Capital Improvements -PIR fund) Contract service fees received but unearned (General Fund) Rental fees received but unearned (Nonmajor Funds) Real estate held for resale -unearned grant revenue (Anoka County CDBG fund) Total deferred revenue for governmental funds $246,539 $ - ll,358 - 34,983 - 28, ll 7 - 2,962,663 - - 115,633 - 42,252 - 533,324 X3.283.660 $691.209 69 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2007 Note 4 CAPITAL ASSETS Capital asset activity for the year ended December 3 1, 2007 is as follows: Beginning Ending Governmental activities: Capital assets -not depreciated: Land Construction in progress Total capital assets not being depreciated Capital assets -being depreciated: Buildings Equipment Infrastructure Total capital assets being depreciated Less accumulated depreciation for: Buildings Equipment Infrastructure Total accumulated depreciation Capital assets being depreciated -net Governmental activities capital assets -net Business-type activities: Capital assets -not depreciated: Land Construction in progress Total capital assets not being depreciated Capital assets -being depreciated: Buildings Equipment Infrastructure Total capital assets being depreciated Less accumulated depreciation for: Buildings Equipment Infrastructure Total accumulated depreciation Capital assets being depreciated -net Business-type activities capital assets -net Total capital assets -net $3,415,458 $ - $ - $3,415,458 6,152,798 1,168,470 (2,758,391) 4,562,877 9,568,256 1,168,470 (2,758,391) 7,978,335 10,533,658 1,341,466 - 11,875,124 5,832,375 592,404 (190,283) 6,234,496 18,199,130 1,556,128 - 19,755,258 34,565,163 3,489,998 (190,283) 37,864,878 9,116,907 208,042 - 9,324,949 3,729,417 435,773 (168,568) 3,996,622 7,677,249 717,039 - 8,394,288 20,523,573 1,360,854 (168,568) 21,715,859 14,041,590 2,129,144 (21,715) 16,149,019 23,609,846 3,297,614 (2,780,106) 24,127,354 340,893 - - 340,893 875,789 5,344,020 (438,614) 5,781,195 1,216,682 5,344,020 (438,614) 6,122,088 909,689 - - 909,689 1,683,425 68,262 (39,451) 1,712,236 12,447,096 423,150 - 12,870,246 15,040,210 491,412 (39,451) 15,492,171 708,226 21,963 - 730,189 1,151,763 121,953 (31,602) 1,242,114 5,388,668 334,326 - 5,722,994 7,248,657 478,242 (31,602) 7,695,297 7,791,553 13,170 (7,849) 7,796,874 9,008,235 5,357,190 (446,463) 13,918,962 $32,618,081 $8,654,804 ($3,226,569) $38,046,316 ~~ CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2007 Depreciation expense was charged to functions/programs of the primary government - governmental activities as follows: Governmental activities: General government $61,442 Public safety 167,444 Public works 892,038 Culture and recreation 88,947 Community development 119,214 Depreciation on capital assets held by governmental internal service activities is charged to each function based on use: Central garage 31,769 Total depreciation expense -capital assets held by governmental activities $1,360,854 Depreciation expense was charged to functions/programs of the primary government -business-type activities as follows: Business-type activities: Water $201,021 Sewer 168,723 Refuse 11,169 Storm sewer 60,478 Liquor 22,405 Depreciation on capital assets held bybusiness-type internal service activities is charged to each function based on use: Information Systems 14,446 Total depreciation expense -capital assets held bybusiness-type activities $478,242 71 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2007 Note 5 INTERFUND RECEIVABLES, PAYABLES ,CAPITAL LEASES AND TRANSFERS INTERFUND RECEIVABLES, PAYABLES Individual fund interfund receivable and payable balances at December 3 1, 2007 are as follows: Fund Maj or Funds General Fund Economic Dev. Authority Admin. Tax Increment Huset Park Area Fund Municipal State Aid Street Fund Capital Improvement Development Capital Equipment Replacement General Govt. Capital Improvements PIR Fund Water Sewer Refuse Storm Sewer Liquor Nonmaj or funds Total Receivable Payable $31,094 $ - - 1,400,000 - 74,179 - 18,909 800,000 - 806,486 - 74,179 - 403,611 906,418 842,868 - 1,427 - 185,277 186,698 - 806,486 h9~.~7h 442.328 ~3,~35,U1~ ~3,~35,U18 $27,059 of these interfund balances reflect services provided in 2007 and reimbursed in 2008. All other interfund balances at December 31, 2007 reflect lending arrangements to cover deficit cash balances at year end, including some to fmance the acquisition of certain real estate held for resale. All amounts are expected to be repaid within one year. INTERFUND CAPITAL CONSTRUCTION LEASE During 2007, the Economic Development Authority issued $5,040,000 in lease revenue bonds, and in turn entered into a capital lease for the same amount and payment terms with the Liquor Fund, to finance construction of two municipal liquor stores. The lease is recorded as an interfund capital construction lease receivable in the Economic Development Authority Lease Revenue Bonds 2007B Fund and an interfund capital construction lease payable in the Liquor Fund. In the government-wide financial statements, the interfund lease is eliminated and the bonds payable are reported under the business activities. The present value of the minimum required future lease payments equals the $5,040,000 original principal of the bonds. The annual minimum required lease payments (principal and interest) match the annual debt service to maturity for the bonds. As these are also currently the only outstanding revenue bonds of the business activities, the annual minimum required lease payments (principal and interest) required under the lease match the annual debt service to maturity of the business activities revenue bonds listed in Note 7. 72 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2007 INTERFUND TRANSFERS Interfund transfers during the year ended December 3 1, 2007 are as follows: From To Amount Purpose Community Development General Fund $21,700 Labor allocation Cable Television General Fund 65,581 Labor allocation Library General Fund 10,194 Labor allocation Water Utility Operating Account General Fund 76,813 Labor allocation Sewer Utility Operating Account General Fund 76,812 Labor allocation Refuse Utility Fund General Fund 74,106 Labor allocation Refuse Utility Fund General Fund 74,106 Labor allocation Liquor Operating Account General Fund 70,700 Labor allocation Tax Increment Bonds GO Tax Increment Refunding Bonds 2004A 643,800 Debt service Municipal State Aid Street Fund GO ImprovementBonds 2006A 28,710 Debt service Capital Improvements PIlZFund GO ImprovementBonds 2006A 615,366 Debt service Capital Improvements PIR Fund GO ImprovementBonds 1999A 25,421 Debt service Capital Improvements PIR Fund GO ImprovementBonds 2003A 103,025 Debt service Water Utility Operating Account Water Utility Debt Service Account 281,992 Debt service Sewer Utility Operating Account Sewer Utility Debt Service Account 4,800 Debt service StormSewer Utility Operating Account StormSewer Utility Debt Service Account 178,616 Debt service General Fund Capital Improvements PIR Fund 12,599 Allocate project costs Infrastructure Fund Capital Improvements PIR Fund 185,130 Allocate project costs Water Utility Capital Equipment Replacement Account Water Utility Operating Account 59,403 Place capital assets into service Water Utility Construction Account Water Utility Operating Account 285,450 Place capital assets into service Sewer Utility Construction Account Sewer Utility Operating Account 78,430 Place capital assets into service StormSewer Utility Construction Account StormSewer Utility Operating Account 59,270 Place capital assets into service Contributed Projects -Other General Fund 500 Allocate project costs General Fund Capital Improvement Parks 50,000 Fund capital improvements: Parks Central Garage Operating Account Capital Improvement General GovtBldgs 88,837 Fund building improvements: General General Fund Capital Equipment Replacement General Government 50,000 Fund equipment replacement Water Utility Operating Account Water Utility Capital Equipment Replacement Account 25,000 Fund equipment replacement Sewer Utility Operating Account Sewer Utility Capital Equipment Replacement Account 25,000 Fund equipment replacement StormSewer Utility Operating Account StormSewer Utility Capital Equipment Replacement Account 5,000 Fund equipment replacement Liquor Operating Account Capital Equipment Replacement General Government 50,000 Fund equipment replacement Central Garage Operating Account Central Garage Capital Equipment Replacement Account 4,000 Fund equipment replacement Water Utility Operating Account Water Utility Construction Account 171,126 Allocate project costs Sewer Utility Operating Account Sewer Utility Construction Account 339,584 Allocate project costs Liquor Operating Account Liquor Capital Construction Account 1,832,793 Fund store construction Liquor Debt Service Account Liquor Capital Construction Account 4,556,082 Finance store construction Liquor Operating Account DARE Program 9,000 Fund DARE program General Fund Infrastructure Fund 50,000 Fund construction Liquor Operating Account Infrastructure Fund 50,000 Fund construction General Fund Data Processing Operating Account 35,000 Fund data processing services Cable Television Data Processing Operating Account 35,000 Fund data processing services Water Utility Operating Account Data Processing Operating Account 35,000 Fund data processing services Sewer Utility Operating Account Data Processing Operating Account 35,000 Fund data processing services Refuse Utility Fund Data Processing Operating Account 35,000 Fund data processing services Liquor Operating Account Data Processing Operating Account 35,000 Fund data processing services Central Garage Operating Account Data Processing Operating Account 25,000 Fund data processing services EDA Administration Community Development 317,228 Fund Community Development Community Development Capital Improvements Development 201,867 Fund certain redevelopment activity Special Projects Contributed Projects-Recreation 8,670 City match of contributed project EDA TIF Revenue Bonds 2007 Series Huset Park Area TIF 2,537,846 Finance redevelopment $13,639,557 73 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2007 Transfers In Major Funds Governmental Enterprise Nonmajor Funds TIF Capital Capital Eq. Capital Nonmajor Huset Park Improvement Replacement Improvement Storm Gov't Internal General Area Development Gen. Godt PIR Water Sewer Sewer Liquor Funds Service Total Transfers out: Major funds: Governmental: General $ - $ - $ - $50,000 $12,599 $ - $ - $ - $ - $100,000 $35,000 $197,599 Econ. Dev. Authority Admin. - - - - - - - - - 317,228 - 317,228 Municipal State Aid Street - - - - - - - - - 28,710 - 28,710 Capital Improvements PIR - - - - - - - - - 743,812 - 743,812 Enterprise: Water 76,813 - - - - 822,971 - - - - 35,000 934,784 Sewer 76,812 - - - - - 447,814 - - - 35,000 559,626 Refuse 148,212 - - - - - - - - - 35,000 183,212 Storm sewer - - - - - - - 242,886 - - 242,886 Liquor 70,700 - - 50,000 - - - - 6,388,875 59,000 35,000 6,603,575 Nonmajor governmental funds 97,975 2,537,846 201,867 - 185,130 - - - - 652,470 35,000 3,710,288 Internal service funds - - - - - - - - - 88,837 29,000 117,837 Total $470,512 $2,537,846 $201,867 $100,000 $197,729 $822,971 $447,814 $242,886 $6,388,875 $1,990,057 $239,000 $13,639,557 Note 6 OPERATING LEASE EXPENSE The City has leased premises for a liquor store (Top Valu I) under a lease agreement that originally expired December 3 1, 2004. This lease was renewed through February 29, 2008. This lease is considered for accounting purposes to be an operating lease. Lease expenditures for the year ended December 31, 2007 amounted to $132,009. The City also leased premises for its Top Valu II liquor store under afive-year lease that originally expired February 28,1998, with afive-year renewal option in 1998 and 2003. The City exercised the 2003 renewal option. This lease is considered for accounting purposes to be an operating lease. Lease expenditures for the year ended December 3 1, 2007 amounted to 576,588. Future minimum rental payments are as follows: Year Top Value I Top Value II 2008 S 15,488 59,194 Upon expiration of these two leases, the Top Valu I and Top Valu II operations will be relocated to two City-owned facilities constructed in 2007. These new facilities are financed with the interfund capital construction lease described in Note 5. Note 7 LONG-TERM DEBT GENERAL OBLIGATION BONDS The City issues General Obligation Bonds to provide funds for the acquisition and construction of major capital asset additions. General Obligation Bonds have been issued for both governmental and business-type activities. General Obligation Bonds are direct obligations and are backed by the full faith and credit of the City. Although, some of these general obligation bonds are repaid solely through general property taxes, most have other pledged revenues that are applied to the annual debt service. Any deficiencies in these revenues will be offset by general property taxes. All of the bonds are serial bonds, which require semiannual payments of principal andlor interest 74 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2007 from the date the bonds are issued. There are a number of limitations and restrictions contained in the various bond indentures. The City is incompliance with all significant limitations and restrictions. General obligation bonds outstanding at December 3 1, 2007 are as follows: Pledged revenue, if any, in addition to general property taxes Original Interest Issue Issue Rate Date Final Balance Maturity End of Year Governmental activities: GO Street rehabilitation series 2007A General taxes only $1,000,000 4.00-4.375% 9/19/2007 2/1/2018 $1,000,000 GO Tax increment refunding series 2004A Tax increment 1,985,000 2.00-2.75% 12/16/2004 9/1/2009 775,000 GO Improvement series 1999A Special assessments 860,000 3.45-4.30% 5/1/1999 2/1/2010 235,000 GO Improvement series 2003A Special assessments 1,332,829 L10-4.00% 6/1/2003 2/1/2018 1,004,746 GO Improvement series 2006A Special assessments 2,759,550 4.00% 12/7/2006 2/1/2020 2,759,550 Business-type activities: GO Improvement series 2003A Utility revenues 222,172 1.10-4.00% 6/1/2003 2/1/2018 115,254 GO Improvement series 2006A Utility revenues 645,450 4.00% 12/7/2006 2/1/2020 645,450 GO Utility revenue series 1999B Utility revenues 1,935,000 3.45-4.30% 5/1/1999 2/1/2010 680,000 GO Utility revenue series 2003A Utility revenues 1,045,000 1.10-4.00% 6/1/2003 2/1/2018 840,000 GO Utility revenue series 2006A Utility revenues 670,000 4.00% 12/7/2006 2/1/2020 670,000 Total general obligation bonds outstanding $8,725,000 As of December 3 1, 2007, the annual debt service requirements to maturity for general obligation bonds are as follows: Fiscal Year Ending Governmental Activities Business-Type Activities December 31 Principal Interest Principal Interest 2008 $1,029,836 $202,947 5360,164 $106,839 2009 774,972 173,502 375,028 93,085 2010 642,736 144,886 412,264 77,776 2011 595,620 120,851 199,380 65,979 2012 611,399 97,358 238,601 57,835 2013 504,899 75,443 250,101 48,570 2014 486,083 55,780 268,917 38,582 2015 271,583 40,660 243,417 28,617 2016 279,313 29,585 245,687 19,035 2017 288,146 18,001 271,854 8,807 2018 239,709 7,028 85,291 1,706 2019 25,000 1,500 - - 2020 25,000 500 - - Total $5,774,296 $968,041 $2,950,704 $546,831 75 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2007 REVENUE BONDS The City issues revenue bonds for which the City pledges only the income derived from the acquired or constructed assets to pay the debt service. In 2007, the City issued $7,930,000 of such bonds and no such bonds were outstanding from prior years. All of the bonds are serial bonds, which require semiannual payments of principal and/or interest from the date the bonds are issued. There are a number of limitations and restrictions contained in the bond indentures. The City is incompliance with all significant limitations and restrictions. Revenue bonds outstanding at December 3 1, 2007 are as follows: Original Interest Issue Final Balance Pledged revenue Issue Rate Date Maturity End of Year Governmental activities: Tax increment revenue series 2007 Business-type activities: Public facility lease revenue series 2007B Total revenue bonds outstanding Tax increment $2,890,000 5.00-5.375% Liquor revenues 5,040,000 4.50-5.00% 8/3/2007 2/15/2032 $2,890,000 9/19/2007 2/1/2030 5,040,000 $7,930,000 As of December 3 1, 2007, the annual debt service requirements to maturity for revenue bonds are as follows: Fiscal Year Ending Governmental Activities Business-Type Activities December 31 Principal Interest Principal Interest 2008 $ - $157,675 $ - $208,263 2009 9,000 152,363 - 240,305 2010 43,000 151,063 140,000 237,155 2011 48,000 148,788 150,000 230,630 2012 53,000 146,263 155,000 223,768 2013 58,000 143,488 165,000 216,568 2014 62,000 140,488 170,000 209,030 2015 68,000 137,238 180,000 201,155 2016 74,000 133,688 185,000 192,942 2017 80,000 129,838 195,000 184,393 2018 87,000 125,576 205,000 175,239 2019 94,000 120,870 215,000 165,474 2020 102,000 115,774 230,000 155,128 2021-2025 636,000 486,675 1,330,000 595,453 2026-2030 900,000 282,294 1,720,000 223,106 2031-2032 576,000 34,722 - - Total $2,890,000 $2,606,803 $5,040,000 $3,458,609 76 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2007 CHANGES IN LONG-TERM LIABILITIES Long-term liability activity for the year ended December 3 1, 2007, is as follows: Beginning Ending Due Within Governmental activities: Bonds payable General obligation bonds repaid only with general taxes General obligation bonds with other pledged revenues Revenue bonds Total bonds payable Compensated absences Total governmental activity long-term liabilities Business-type activities: Bonds payable General obligation bonds repaid only with general taxes General obligation bonds with other pledged revenues Revenue bonds Total bonds payable Compensated absences Total business-type activity long-term liabilities $ - $1,000,000 $ - $1,000,000 $ - 5,566,569 - (792,273) 4,774,296 1,029,836 - 2,890,000 - 2,890,000 - 5,566,569 3,890,000 (792,273) 8,664,296 1,029,836 707,323 373,696 (383,401) 697,618 36,834 $6,273,892 $4,263,696 ($1,175,674) $9,361,914 $1,066,670 3,248,431 - (297,728) 2,950,703 360,164 - 5,040,000 - 5,040,000 - 3,248,431 5,040,000 (297,728) 7,990,703 360,164 116,597 75,497 (72,241) 119,853 6,334 $3,365,028 $5,115,497 ($369,969) $8,110,556 $366,498 For governmental activities, compensated absences are generally liquidated by the compensated absences fund, an internal service fund. Note 8 CONDUIT DEBT From time to time, the City of Columbia Heights has issued Revenue Bonds to provide financial assistance to private-sector entities for the acquisition and construction of facilities deemed to be in the public interest. The bonds are secured by the property financed and are payable solely from private-sector entity revenues. Upon repayment of the bonds, ownership of the acquired facilities transfers to the private-sector entity served by the bond issuance. Neither the City of Columbia Heights, the State of Minnesota, nor any political subdivision thereof, is obligated in any manner for repayment of the bonds. Accordingly, the bonds are not reported as liabilities in the accompanying financial statements. As of December 3 1, 2007, there were Revenue Bonds of this type outstanding with an estimated aggregate principal amount payable of approximately $23,115,000. 77 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2007 Note 9 FUND EQUITY The following funds had a fund deficit as of December 31, 2007: Major Funds: Special Revenue Funds: Economic Development Authority Administration ($363,631) Debt Service Funds: Tax Increment Financing Huset Park Area (38,326) Nonmajor Funds: Special Revenue Funds: Anoka County CDBG ($11,872) Debt Service Funds: Sheffield TIF Redevelopment (280,682) TIF Multi-Use Redevelopment Plan (18,478) Total fund deficits ($712,989) The City will finance these deficits through external or internal sources in future years. At December 3 1, 2007 the City has reserved and designated portions of its various fund equities through legal restrictions and City Council authorizations. A summary of such reservations and designations are as follows: General Fund: Reserved for prepayments Designated for working capital Special Revenue Funds: Reserved for prepayments Reserved for real estate held for resale Reserved for program expenditures Designated for working capital Designated for maintenance Debt Service Funds: Reserved for interfund capital lease Designated for debt service Capital Projects Funds: Reserved for real estate held for resale Reserved for program expenditures Reserved for capital expenditures Designated for capital expenditures Major Nonmaj or Funds Funds Totals $35,710 S - 535,710 3,943,436 - 3,943,436 - 3,344 3,344 985,134 21,113 1,006,247 - 394,059 394,059 - 48,924 48,924 - 1,089,637 1,089,637 5,040,000 - 5,040,000 - 1,921,200 1,921,200 211,205 - 211,205 - 767,499 767,499 12,129,953 3,788,095 15,918,048 rhnn n ~r nnn rl~n nnn nnn rl~nn nnn nnn 78 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2007 Note 10 DEFINED BENEFIT PENSION PLANS -STATEWIDE A. PLAN DESCRIPTION All full-time and certain part-time employees of the City of Columbia Heights are covered by defined benefit plans administered by the Public Employees Retirement Association of Minnesota (PERA). PERA administers the Public Employees Retirement Fund (PEKE) and the Public Employees Police and Fire Fund (PEPFF) which are cost-sharing, multiple-employer retirement plans. These plans are established and administered in accordance with Minnesota Statute, Chapters 353 and 356. PERF members belong to either the Coordinated Plan or the Basic Plan. Coordinated Plan members are covered by Social Security and Basic Plan members are not. The City has no current employees that are Basic Plan members. All new members must participate in the Coordinated Plan. All police officers and firefighters who qualify for membership by statute are covered by the PEPFF. PERA provides retirement benefits as well as disability benefits to members, and benefits to survivors upon death of eligible members. Benefits are established by state statute, and vest after three years of credited service. The defined retirement benefits are based on a member's highest average salary for any five successive years of allowable service, age, and years of credit at termination of service. Two methods are used to compute benefits for PERF's Coordinated and Basic Plan members. The retiring member receives the higher of astep-rate benefit accrual formula (Method 1) or a level accrual formula (Method 2). Under Method 1, the annuity accrual rate for a Basic Plan member is 2.2% of average salary for each of the first 10 years of service and 2.7% for each remaining year. The annuity accrual rate for a Coordinated Plan member is 1.2% of average salary for each of the first 10 years and 1.7% for each remaining year. Under Method 2, the annuity accrual rate is 2.7% of average salary for Basic Plan members and 1.7% for Coordinated Plan members for each year of service. For PEPFF members, the annuity accrual rate is 3.0% for each year of service. For all PEPFF and PERF members whose annuity is calculated using Method 1, a full annuity is available when age plus years of service equal 90. A reduced retirement annuity is also available to eligible members seeking early retirement. There are different types of annuities available to members upon retirement. A normal annuity is a lifetime annuity that ceases upon the death of the retiree - no survivor annuity is payable. There are also various types of joint and survivor annuity options available which will reduce the monthly normal annuity amount, because the annuity is payable over joint lives. Members may also leave their contributions in the fund upon termination of public service in order to qualify for a deferred annuity at retirement age. Refunds of contributions are available at any time to members who leave public service, but before retirement benefits begin. The benefit provisions stated in the previous paragraphs of this section are current provisions and apply to active plan participants. Vested, terminated employees who are entitled to benefits but are not receiving them yet are bound by the provisions in effect at the time they last terminated their public service. PERA issues a publicly available financial report that includes financial statements and required supplementary information for PERF and PEPFF. That report maybe obtained by writing to PERA, 60 Empire Drive #200, St. Paul, Minnesota, 55103-1855 or by calling (651) 296-7460 or 1-800-652-9026. 79 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2007 B. FUNDING POLICY Minnesota Statutes Chapter 353 sets the rates for employer and employee contributions. These statutes are established and amended by the state legislature. The City makes annual contributions to the pension plans equal to the amount required by state statutes. PERF Coordinated Plan members are required to contribute 5.75% of their annual covered salary. The PEPFF members are required to contribute 7.80% of their annual covered salary. The City of Columbia Heights is required to contribute the following percentages of annual covered payroll: 6.25% for Coordinated Plan PERF members, and 11.70% for PEPFF members. The City's contributions for the last three years, which were equal to the contractually required contributions for each year as set by state statute, are as follows: Year Ended December 31 PERF PEPFF 2005 $231,162 $194,487 2006 256,283 227,111 2007 276,252 269,611 Note 11 DEFINED BENEFIT PENSION PLAN -POLICE AND FIRE CONSOLIDATION FUND TERMINATED PLAN -PFCF Until July 1,1999, the City of Columbia Heights was a participant in the PERA Police and Fire Consolidation Fund (PFCF), an agent, multiple-employer defined benefit plan. Effective July 1,1999 this plan was terminated and all assets and liabilities were transferred to the Police and Fire Fund (PEPFF), a cost sharing multiple-employer plan. Upon termination, a final actuarial valuation determined the unfunded actuarial accrued liability (UAAL) for each participant. The City of Columbia Heights' remaining obligation to the PFCF was repayment of the UAAL, which was payable in 10 equal annual installments from 1999 - 2009. Annual payments for the City of Columbia Heights were $56,706 for the fire and police accounts. During 2003, the entire outstanding amount of $325,675 was paid off. Note 12 DEFINED CONTRIBUTION PLAN A. FIRE RELIEF ASSOCIATION, PAID ON-CALL DIVISION The Columbia Heights Fire Department Relief Association is the administrator of asingle-employer pension plan for the paid on-call members of the City of Columbia Heights Fire Department. Through October 26,1997, the association operated as a defined benefit plan. Effective October 27,1997, the association amended its by-laws and converted to a defined contribution plan. The pension plan was fully funded at the time of conversion. Benefits and contribution requirements are established by the association's by-laws and can be amended by the association's board of directors with approval from the City of Columbia Heights. All provisions are within limitations established by Minnesota statutes. 80 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2007 Type of Benefit. The exclusive pension provided by the association is a "Defined Contribution Lump Sum Service Pension" as defined in Minnesota Statutes §424A.02, Subdivision 4. Contributions Rewired and Contributions Made. No contributions are required from the plan members or the City of Columbia Heights. The plan is funded through state aid, investment income and discretionary contributions from the City of Columbia Heights. For 2007, state aid was contributed to the plan. This state aid revenue and the related contribution expense/expenditure of $89,645 are recognized in the accompanying financial statements for the year ended December 3 1, 2007. B. COUNCIL MEMBERS Certain council members of the City of Columbia Heights are covered by the Public Employees Defined Contribution Plan (PEDCP), amultiple-employer deferred compensation plan administered by the Public Employees Retirement Association of Minnesota (PERA). The PEDCP is a tax qualified plan under section 401(a) of the Internal Revenue Code and all contributions by or on behalf of the employees are tax deferred until time of withdrawal. Plan benefits depend solely on amounts contributed to the plan plus investment earnings, less administrative expenses. Minnesota Statutes, Chapter 353D.03, specifies the employee and employer contribution rates for those qualified personnel who elect to participate. An eligible elected official who decides to participate contributes 5% of salary, which is matched by the elected official's employer. Employer and employee contributions are combined and used to purchase shares in one or more of the seven accounts of the Minnesota Supplemental Investment Fund. For administering the plan, PERA receives 2% of employer contributions and four-tenths of 1% of the assets in each member's account annually. Note 13 COMMITMENTS AND CONTINGENCIES A. RISK MANAGEMENT The City is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. Workers compensation coverage is provided through a pooled self insurance program through the League of Minnesota Cities Insurance Trust (LMCIT). The City pays an annual premium to LMCIT. The City is subject to supplemental assessments if deemed necessary by the LMCIT. The LMCIT reinsures through Workers Compensation Reinsurance Association (WCRA) as required by law. For workers compensation, the City is not subject to a deductible. The City's workers compensation coverage is retrospectively rated. With this type of coverage, final premiums are determined after loss experience is known. The amount of premium adjustment, if any, is considered immaterial and not recorded until received or paid. Property, casualty, and automobile insurance coverage are provided through a pooled self insurance program through the LMCIT. The City pays an annual premium to the LMCIT. The City is subject to supplemental assessments if deemed necessary by the LMCIT. The LMCIT reinsures through commercial 81 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2007 companies for claims in excess of various amounts. The City retains risk for the deductible portions. These deductibles are considered immaterial to the financial statements. The City continues to carry commercial insurance for all other risks of loss, including employee health and disability insurance. There were no significant reductions in insurance from the previous year or settlements in excess of insurance coverage for any of the past three fiscal years. B. LITIGATION The City attorney has indicated that any existing and pending lawsuits, claims and other actions in which the City is a defendant are either covered by insurance or development agreements; of an immaterial amount; or, in the judgment of the City attorney, remotely recoverable by plaintiffs. C. FEDERAL AND STATE FUNDS Amounts received or receivable from federal and state agencies are subject to agency audit and adjustment. Any disallowed claims, including amounts already collected, may constitute a liability of the applicable funds. The amount, if any, of funds which maybe disallowed by the agencies cannot be determined at this time although the City expects such amounts, if any, to be immaterial. D. TAX INCREMENT DISTRICTS The City's tax increment districts are subject to review by the State of Minnesota Office of the State Auditor (OSA). Any disallowed claims or misuse of tax increments could become a liability of the applicable fund. Management has indicated that they are not aware of any instances of noncompliance which would have a material effect on the financial statements. E. CONTRACTUAL COMMITMENTS The City has entered into several contractual commitments that are in process at year end. At December 31, 2007, the City's committed obligation for such projects was approximately $274,000. Additionally, under the terms of six tax increment financing agreements, the City has commitments to reimburse developers for certain qualifying redevelopment costs. These future reimbursements are limited, however, to the future tax increment received from certain tax increment districts. The amount to be paid under these agreements is not determinable at this time. Additionally, under the terms of a private redevelopment contract, the City has a commitment to pay for a portion of the pollution remediation costs necessary to redevelop certain land formerly used for industrial purposes. Under the agreement, the City is obligated for 50 percent of costs in excess of amounts funded by grants, with a maximum exposure of $1 million. The amount to be paid under this agreement is not determinable at this time. However, at December 3 1, 2007, only monitoring activities remained to be performed in the remediation plan. 82 CITY OF COLUMBIA HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2007 Note 14 SUBSEQUENT EVENTS In March 2008, the City entered into a joint powers agreement with Columbia Heights Independent School District 13, providing for the City's use of a gymnasium to be constructed at City expense on school district property. The city has designated the fund balance of the Community Capital Building Fund to be pay for the construction. In May 2008, the City adopted an ordinance to issue general obligation bonds in mid-2008 of up to $11,500,000 to finance 2008 construction of a public safety facility. Note 15 RECENTLY ISSUED ACCOUNTING STANDARDS For the year ended December 3 1, 2007, the City implemented the following statement issued by the Governmental Accounting Standards Boards (GASB), which did not have a material effect on the accompanying financial statements: Statement No. 48 Sales and Pledges of Receivables and Future Revenues and Intra-Entity Transfers of Assets and Future Revenues. The Governmental Accounting Standards Boards (GASB) recently approved the following statements which were not implemented for the accompanying financial statements for the year ended December 31, 2007. The effect these standards may have on future financial statements is not determinable at this time: Statement No. 45 Accounting and Financial Reporting by Employers for Post Employment Benefits Other than Pensions. Implementation is required in three phases based on a government's total annual revenues in the first fiscal year ending after June 15,1999. This Statement is effective for periods beginning after December 15, 2006, for phase 1 governments (those with total annual revenues of $100 million or more); after December 15, 2007, for phase 2 governments (those with total annual revenues of $10 million or more but less than $100 million); and after December 15, 2008, for phase 3 governments (those with total annual revenues of less than $10 million). Statement No. 49 Accounting and Financial Reporting for Pollution Remediation Obligations. The provisions of this Statement are effective for fiscal periods beginning after December 15, 2007. Statement No. 50 Pension Disclosures-an amendment of GASB Statements No. 25 and No. 27. The provisions of this Statement are effective for fiscal periods beginning after June 15, 2007. Statement No. 51 Accounting and Financial Reporting for Intangible Assets. The provisions of this Statement are effective for fiscal periods beginning after June 15, 2009. Statement No. 52 Land and Other Real Estate Held as Investments By Endowments. The provisions of this Statement are effective for fiscal periods beginning after June 15, 2008. 83 -This page intentionally left blank - 84 REQUIRED SUPPLEMENTARY INFORMATION 85 CITY OF COLUMBIA HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION BUDGETARY COMPARISON SCHEDULE -GENERAL FUND For The Year Ended December 31, 2007 With Comparative Totals For The Year Ended December 3 1, 2006 Statement 10 Page 1 of 2 2007 Revenues: Taxes Licenses and permits Intergovernmental: Market value homestead credit All other Charges for services Fines and forfeitures Investment income: Interest and dividends Change in fair value Other revenues Total revenues Expenditures: General government: Council Manager Legal Finance and elections Assessing General government buildings Total general government Public safety: Police and animal control Fire and emergency management Total public safety Public works: Engineering Maintenance Sanitation Total public works Other departments: Parks and recreation Contingencies Total other departments Total expenditures Revenues over (under) expenditures Variance with Budgeted Amounts Final Budget 2006 Actual Positive Actual Original Final Amounts (Negative) Amounts $5,854,967 $5,381,794 $5,483,751 $101,957 $5,202,826 120,600 120,600 137,787 17,187 127,827 - 473,173 473,173 - 517,322 1,515,688 1,530,877 1,514,840 (16,037) 1,276,349 488,998 521,556 572,697 51,141 530,473 120,000 120,000 142,568 22,568 129,400 150,000 150,000 114,500 (35,500) 92,984 (75,000) (75,000) 53,332 128,332 (1,622) 40,326 40,326 35,339 (4,9871 9,515 179,484 179,484 205,312 (25,828) 178,893 397,698 397,698 382,712 14,986 377,982 186,500 186,500 168,658 17,842 166,620 636,000 636,000 621,164 14,836 635,673 107,670 107,670 93,109 14,561 96,842 156,139 156,139 114,349 41,790 111,193 1,663,491 1,663,491 1,585,304 78,187 1,567,203 2,911,275 2,959,022 2,863,176 95,846 2,732,133 1,120,835 1,123,035 1,133,615 (10,5801 1,066,929 4,032,110 4,082,057 311,316 311,316 932,346 932,346 1,385,420 1,385,420 1,400,879 1,400,879 3,799,062 224,209 87,107 338,884 974,121 (41,775) 806,609 138,429 3,329 152,258 1,336,759 48,661 1,297,751 1,486,251 (85,3721 1,356,321 (311,157) (313,357) 110,385 423,742 (135,263) 86 CITY OF COLUMBIA HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION BUDGETARY COMPARISON SCHEDULE -GENERAL FUND For The Year Ended December 31, 2007 With Comparative Totals For The Year Ended December 3 1, 2006 Statement 10 Page 2 of 2 2007 Variance with Budgeted Amounts Final Budget 2006 Actual Positive Actual Original Final Amounts (Negative) Amounts Other financing sources (uses): Transfers in $470,012 $470,012 $470,512 $500 5469,683 Transfers out ~ISS,ooo~ ~ISS,ooo> ~I97,s99~ ~IZ,s99~ ~88,700~ Total other financing sources (uses) 285,012 285,012 272,913 (12,099) 380,983 Net change in fund balance Fund balance -beginning Fund balance -ending ($26,145) ($28,345) 383,298 $411,643 245,720 3,595,848 3,350,128 ~~ a~a ~ ~ ti ~~ sas Q~ Q 87 CITY OF COLUMBIA HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 11 BUDGETARY COMPARISON SCHEDULE -ECONOMIC DEVELOPMENT AUTHORITY ADMINISTRATION (COMPONENT UNIT) For The Year Ended December 31, 2007 With Comparative Totals For The Year Ended December 3 1, 2006 2007 Revenues: Taxes Intergovernmental Market value homestead credit Investment income: Interest and dividends Change in fair value Total revenues Expenditures Revenues over (under) expenditures Other financing sources (uses): Transfers out Net change in fund balance Fund balance -beginning Fund balance -ending Budgeted Amounts Original Final $317,228 $129,203 - 11,695 317,228 140,898 Variance with Final Budget- 2006 Actual Positive Actual Amounts (Negative) Amounts $275,740 $146,537 $223,480 11,695 - 13,113 - - 981 - - (20) 287,435 146,537 237,554 287,435 146,537 (317,228) (317,228) (317,228) - $0 ($176,330) (29,793) $146,537 (333,838) ($363,631) 237,554 (246,331) (8,777) (325,061) ($333,838) 88 CITY OF COLUMBIA HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION BUDGETARY COMPARISON SCHEDULE -NOTE TO RSI December 31, 2007 Note A BUDGETS The City of Columbia Heights' budget is legally adopted on a basis consistent with generally accepted accounting principles. The legal level of budgetary control is at the fund level. 89 -This page intentionally left blank - 90 COMBINING AND INDIVIDUAL FUND STATEMENTS AND SCHEDULES 91 -This page intentionally left blank - 92 NONMAJOR GOVERNMENTAL FUNDS 93 -This page intentionally left blank - 94 SPECIAL REVENUE FUNDS A Special Revenue Fund is used to account for the proceeds of special revenue sources that are legally restricted to expenditures for specified purposes. DEBT SERVICE FUNDS The Debt Service Funds are used to account for the accumulation of resources for, and payment of, interest, principal, and related costs on general long-term debt (other than debt of the proprietary funds.) CAPITAL PROJECT FUNDS The Capital Projects Funds account for financial resources to be used for the acquisition or construction of major capital facilities (other than those financed by proprietary funds.) 95 CITY OF COLUMBIA HEIGHTS, MINNESOTA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS December 31, 2007 Statement 12 Total Nonmaj or Special Debt Capital Governmental Assets Revenue Service Project Funds Cash and investments $2,050,481 $2,209,371 $4,134,906 $8,394,758 Receivables: Accounts 52,811 - 3,061 55,872 Taxes - 42,752 - 42,752 Interest 14,150 9,380 30,130 53,660 Due from other governmental units 231,380 - - 231,380 Interfund receivable 90,076 - 600,000 690,076 Prepayments 3,344 - - 3,344 Real estate held for resale 556,797 - - 556,797 Total assets $2,999,039 $2,261,503 $4,768,097 $10,028,639 Liabilities and Fund Balance Liabilities: Accounts payable $100,593 $25,533 $212,143 $338,269 Accrued salaries and withholdings payable 40,454 - - 40,454 Contracts payable -retained percentage 2,360 - 360 2,720 Due to other governmental units 39,447 14,130 - 53,577 Interfund payable 39,244 403,084 - 442,328 Deferred revenue 575,576 34,983 - 610,559 Deposits 22,994 - - 22,994 Total liabilities 820,668 477,730 212,503 1,510,901 Fund balance: Reserved for: Prepayments 3,344 - - 3,344 Real estate held for resale 21,113 - - 21,113 Program expenditures 394,059 - - 394,059 Capital expenditures - - 767,499 767,499 Unreserved: Designated for working capital 48,924 - - 48,924 Designated for maintenance 1,089,637 - - 1,089,637 Designated for debt service - 1,921,200 - 1,921,200 Designated for capital expenditures - - 3,788,095 3,788,095 Undesignated 621,294 (137,427) - 483,867 Total fund balance 2,178,371 1,783,773 4,555,594 8,517,738 Total liabilities and fund balance $2,999,039 $2,261,503 $4,768,097 $10,028,639 96 CITY OF COLUMBIA HEIGHTS, MINNESOTA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE NONMAJOR GOVERNMENTAL FUNDS For The Year Ended December 31, 2007 Statement 13 Revenues: Taxes Tax increment collections Licenses and permits Intergovernmental Charges for services Park dedication fees Fines and forfeits Investment income: Interest and dividends Change in fair value Other revenues Total revenues Expenditures: Current: General government Public safety Public works Culture and recreation Community development Capital outlay: Public safety Public works Culture and recreation Community development Debt service: Principal retirement Interest and fiscal charges Issuance costs Developer incentives Total expenditures Revenues over (under) expenditures Other financing sources (uses): Transfers in Transfers out Bonds issued Bond discount Total other fmancing sources (uses) Net change in fund balance Fund balance -beginning Fund balance -ending Total Nonmaj or Special Debt Capital Governmental Revenue Service Project Funds $504,748 $ - $ - $504,748 - 1,147,593 - 1,147,593 307,046 - - 307,046 897,245 97,277 - 994,522 973,329 - 274 973,603 - - 46,179 46,179 17,815 - - 17,815 120,113 47,931 154,140 322,184 33.720 22.350 71.820 127.890 2,942,842 1,315,151 272,413 4,530,406 18,573 - - 18,573 14,374 - 5,346 19,720 - - 9,879 9,879 702,744 - 49,798 752,542 1,484,969 333,734 17,719 1,836,422 103,974 - 109,294 213,268 - - 295,290 295,290 18,241 - 117,260 135,501 174,156 - - 174,156 - 792,273 - 792,273 - 219,065 - 219,065 - 124,185 24,028 148,213 - 47,767 - 47,767 2,517,031 1,517,024 628,614 4,662,669 425,811 (201,873) (356,201) (132,263) 334,898 1,416,322 238,837 1,990,057 (343,512) (3,181,646) (185,130) (3,710,288) - 2,890,000 1,000,000 3,890,000 - (22,108) - (22,108) (8,614) 1,102,568 1,053,707 2,147,661 417,197 900,695 697,506 2,015,398 1,761,174 883,078 3,858,088 6,502,340 $2,178,371 $1,783,773 $4,555,594 $8,517,738 97 -This page intentionally left blank - 98 NONMAJOR SPECIAL REVENUE FUNDS The City of Columbia Heights had the following Nonmaj or Special Revenue Funds during the year: Community Development Fund 201 -established to account for revenues and expenditures associated with planning, building inspections, and community development projects within the city. Anoka County CDBG Fund 202 -established to account for revenues and expenditures associated with federal community development block grants passed though Anoka County to the City. Cable Television Fund 225 -established to account for revenues and expenditures associated with the cable television franchise. Library Fund 240 - established in 1993 to account for revenues and expenditures of the library. Special Projects Fund 226 -established to monitor revenues from special projects and related expen itures. C.H.A.S.E. Fund 250 -established to account for revenues and expenditures associated with a State grant passed though Independent school District 13 to the City for youth enrichment programs. After-School Programs Fund 261 -established to account for revenues and expenditures associated with youth enrichment services provided to Independent school District 13, by which the City is a vendor, not a grantee. D.A.R.E. Program Fund 270 -established to account for revenues and expenditures of DARE (Drug Abuse Resistance Education) Program. Confiscated Property Fund 265 -established to account for funds from property confiscated by the Police Department. Contributed Projects-Recreation Fund 881- established to monitor contributions for recreational activities and related expenditures. 99 Contributed Projects-Other Fund 883 -established to monitor contributions and related expenditures for activities other than recreation. Flex Benefit Fund 887 -established to account for contributions by employees and related expenditures for flexible benefits. Housing and Redevelopment Authority- a separate legal entity from the City. The mayor and City Council comprise the majority membership of this component unit. Its purpose is to provide housing in the City. Parkview Villa North Fund 203 -established to account for revenues and expenditures associated with low-income federally subsidized senior housing. Parkview Villa South Fund 213 -established to account for revenues and expenditures associated with an EDA owned senior housing complex. Rental Housing Fund 23 5 - established to account for revenues and expenditures of City- . owne renta properties. Economic Development Authority - a separate legal entity from the City. The mayor and City Council comprise the majority membership of this component unit. Its purpose is economic development in the City. Business Revolving Loan Fund 299 -established to account for revenues and expenditures associated with business development through a business revolving loan fund. 100 CITY OF COLUMBIA HEIGHTS, MINNESOTA SUBCOMBINING BALANCE SHEET NONMAJOR SPECIAL REVENUE FUNDS December 31, 2007 Statement 14 Page 1 of 2 Community Development Anoka County Cable Fund CDBG Television Librarv Assets Cash and investments Receivables: Accounts Interest Due from other governmental units Interfund receivable Prepayments Real estate held for resale Total assets Liabilities and Fund Balance Liabilities: Accounts payable Accrued salaries and withholdings payable Contracts payable -retained percentage Due to other governmental units Interfund payable Deferred revenue Deposits Total liabilities Fund balance: Reserved for prepayments Reserved for real estate held for resale Reserved for program expenditures Unreserved: Designated for working capital Designated for maintenance Undesignated Total fund balance Total liabilities and fund balance $57,600 $ - $99,118 $79,619 - - 39,455 - 410 - 730 1,690 - 51,392 - - 8,442 - - - - - - 3,344 $66,452 $587,076 $139,303 $84,653 $1,534 $51,079 $ - $7,239 19,266 - - 21,049 - 2,360 - - - - - 4,097 - 12,185 - - - 533.324 - - 20,800 598,948 0 32,385 3,344 - - - 48,924 - - 139,303 - 45,652 (11,872) - 45,652 (11,872) 139,303 52,268 $66,452 $587,076 $139,303 $84,653 101 CITY OF COLUMBIA HEIGHTS, MINNESOTA SUBCOMBINING BALANCE SHEET NONMAJOR SPECIAL REVENUE FUNDS December 31, 2007 Special After-School Confiscated Proiects C.H.A.S.E. Programs Proaerty Assets Cash and investments Receivables: Accounts Interest Due from other governmental units Interfund receivable Prepayments Real estate held for resale Total assets Liabilities and Fund Balance Liabilities: Accounts payable Accrued salaries and withholdings payable Contracts payable -retained percentage Due to other governmental units Interfund payable Deferred revenue Deposits Total liabilities Fund balance: Reserved for prepayments Reserved for real estate held for resale Reserved for program expenditures Unreserved: Designated for working capital Designated for maintenance Undesignated Total fund balance Total liabilities and fund balance $242,980 $59,675 $26,988 $392 1,320 480 170 - - - 1,237 - $244,300 $60,155 $28,395 $392 $ - $ - $778 $ - - - 139 - - - - 310 42.252 - - - 42,252 0 917 310 - 60,155 27,478 - 202,048 60,155 27,478 82 $244,300 $60,155 $28,395 $392 102 Statement 14 Page 2 of 2 Housing and Economic Contributed Contributed Redevelopment Development Total D.A.R.E. Police Grants Projects Projects Flex Auth. Funds Auth. Fund 299 Nonmajor Program -Other- -Recreation- -Other- Benefit (Component (Component Special Revenue Fund 270 Fund 272 Fund 881 Fund 883 Fund 887 Unit) Unit) Funds $42,943 $ - $62,564 $61,733 $45,379 $901,154 $370,336 $2,050,481 - - - - - 13,356 - 52,811 - - 460 - - 5,840 3,050 14,150 - 5,483 - - - 173,268 - 231,380 - - - - - 11,276 70,358 90,076 - - - - - - - 3,344 - - - - - - 21,113 556,797 $42,943 $5,483 $63,024 $61,733 $45,379 $1,104,894 $464,857 $2,999,039 $ - $ - $ - $ - $5,701 $34,262 $ - $100,593 - - - - - - - 40,454 - - - - - - - 2,360 - 5,483 - - - 29,557 - 39,447 - - - - - 27,059 - 39,244 - - - - - - - 575,576 - - - - - 22,994 - 22,994 0 5,483 0 0 5,701 113,872 0 820,668 - - - - - - - 3,344 - - - - - - 21,113 21,113 - - - - - - 306,426 394,059 - - - - - - 48,924 - - - - 950,334 - 1,089,637 42,943 - 63,024 61,733 39,678 40,688 137,318 621,294 42,943 0 63,024 61,733 39,678 991,022 464,857 2,178,371 $42,943 $5,483 $63,024 $61,733 $45,379 $1,104,894 $464,857 $2,999,039 103 -This page intentionally left blank - 104 CITY OF COLUMBIA HEIGHTS, MINNESOTA SUBCOMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE NONMAJOR SPECIAL REVENUE FUNDS For The Year Ended December 31, 2007 Statement 15 Page 1 of 2 Community Development Anoka County Fund CDBG Cable Television Librarv Revenues: Taxes $ - $ - $ - $504,748 Licenses & permits 307,046 - - - Intergovernmental - 296,240 - 150,062 Fees/program revenues - 156,808 7,264 Rents - - - - Fines and Forfeits - - - 15,814 Investment income: Interest and dividends 2,100 - 3,760 8,640 Change in fair value 980 - 1,750 4,020 Other revenues: Contributions - - - - Miscellaneous - - - - Total revenues 310,126 296,240 162,318 690,548 Expenditures: Personal services 442,793 - 2,250 462,839 Supplies 7,261 - 285 96,189 Other services and charges 67,787 275,000 13,324 87,094 Capital outlay - 21,240 - - Total expenditures 517,841 296,240 15,859 646,122 Revenues over (under) expenditures (207,715) 0 146,459 44,426 Other financing sources (uses): Transfers in 317,228 - - - Transfers out (223,567) - (100,581) (10,194) Total other financing sources (uses) 93,661 0 (100,581) (10,194) Net change in fund balance (114,054) 0 45,878 34,232 Fund balance -beginning 159,706 (11,872) 93,425 18,036 Fund balance -ending $45,652 ($11,872) $139,303 $52,268 105 CITY OF COLUMBIA HEIGHTS, MINNESOTA SUBCOMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE NONMAJOR SPECIAL REVENUE FUNDS For The Year Ended December 31, 2007 Special Proiects Revenues: Taxes $ - Licenses & permits - Intergovernmental - Fees/Program revenues 117,505 Rents 42,441 Fines and Forfeits - Investment income: Interest and dividends 6,730 Change in fair value 3,13 0 Other revenues: Contributions - Miscellaneous - Total revenues 169,806 Expenditures: Personal services - Supplies - Other services and charges 36,644 Capital outlay - Total expenditures 36,644 Revenues over (under) expenditures 133,162 Other financing sources (uses): Transfers in - Transfers out (8,670) Total other financing sources (uses) (8,670) Net change in fund balance 124,492 Fund balance -beginning 77,556 Fund balance -ending $202,048 After-School Confiscated C.H.A.S.E. Programs Proaerty - ~ - ~ - - 41,727 - - - 2,001 2,440 890 - 1,140 420 - 3,580 43,037 2,001 - 26,923 - - 1,783 6,321 44 9,923 900 44 38,629 7,221 3,536 4,408 (5,220) 0 0 0 3,536 4,408 (5,220) 56,619 23,070 5,302 $60,155 $27,478 $82 106 Statement 15 Page 2 of 2 Housing and Economic Contributed Contributed Redevelopment Development Total D.A.R.E. Police Grants Projects Projects Flex Auth. Funds Auth. Fund 299 Nonmajor Program -Other- -Recreation- -Other- Benefit (Component (Component Special Revenue Fund 270 Fund 272 Fund 881 Fund 883 Fund 887 Unit) Unit) Funds $ - $ - $ - $ - $ - S - $ - 5504,748 - - - - - - - 307,046 2,058 103,974 - - - 344,911 - 897,245 - - 919 - 8,878 - - 333,101 - - - - - 597,787 - 640,228 - - - - - - - 17,815 - - 2,350 - - 29,880 63,323 120,113 - - 1,100 - - 13,920 7,260 33,720 - - 45,070 30,301 - - - 75,371 - - - - - 13,455 - 13,455 2,058 103,974 49,439 30,301 8,878 999,953 70,583 2,942,842 - - - - - 33,943 - 968,748 2,648 - 13,683 4,191 - 90,885 - 223,246 2,717 - 1,678 245 2,654 530,656 - 1,028,666 - 103,974 18,241 - - 152,916 - 296,371 5,365 103,974 33,602 4,436 2,654 808,400 0 2,517,031 (3,307) 0 15,837 25,865 6,224 191,553 70,583 425,811 9,000 - 8,670 - - - - 334,898 - - - (500) - - - (343,512) 9,000 0 8,670 (500) 0 0 0 (8,614) 5,693 0 24,507 25,365 6,224 191,553 70,583 417,197 37,250 - 38,517 36,368 33,454 799,469 394,274 1,761,174 $42,943 $0 $63,024 $61,733 539,678 5991,022 $464,857 52,178,371 107 CITY OF COLUMBIA HEIGHTS, MINNESOTA SPECIAL REVENUE FUND -COMMUNITY DEVELOPMENT FUND 201 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL For The Year Ended December 31, 2007 With Comparative Totals For the Year Ended December 3 1, 2006 Statement 16 2007 Revenues: Licenses & permits Charges for services Investment income: Interest and dividends Change in fair value Total revenues Expenditures: Personal services Supplies Other services and charges Total expenditures Revenues over (under) expenditures Other financing sources (uses): Transfers in Transfers out Total other financing sources (uses) Net change in fund balance Fund balance -beginning Fund balance -ending Variance with Budgeted Amounts Final Budget- 2006 Actual Positive Actual Original Final Amounts (Negative) Amounts $599,983 $559,983 $307,046 ($252,937) $469,730 - - 2,089 - - 2,100 2,100 7,040 - - 980 980 (120) 465,571 465,571 442,793 22,778 421,264 14,597 14,597 7,261 7,336 13,124 602,819 602,819 517,841 84,978 488,507 (2,836) (42,836) (207,715) (164,879) (9,768) 317,228 317,228 317,228 - 247,331 (314,392) (223,567) 90,825 (214,593) $314,392 ($40,000) (114,054) ($74,054) $45,652 22,970 $159,706 108 CITY OF COLUMBIA HEIGHTS, MINNESOTA SPECIAL REVENUE FUND - ANOKA COUNTY CDBG FUND 202 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE For The Year Ended December 3 1, 2007 With Comparative Amounts For the Year Ended December 31, 2006 Statement 17 Revenues: Intergovernmental Charges for services Total revenues Expenditures: Other services and charges Capital outlay Total expenditures Revenues over (under) expenditures Other fmancing sources (uses): Transfers in Sale of capital assets Total other financing sources (uses) Net change in fund balance Fund balance (deficit) -beginning Fund balance (deficit) -ending 2007 $296,240 296,240 275,000 21,240 296,240 0 0 0 31,027 (11,872) (42,899) ($11,872) ($11,872) 2006 $64,000 1,000 65,000 64,000 64,000 1,000 16,763 13,264 30,027 109 CITY OF COLUMBIA HEIGHTS, MINNESOTA SPECIAL REVENUE FUND -CABLE TELEVISION FUND 225 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL For The Year Ended December 3 1, 2007 With Comparative Actual Amounts For the Year Ended December 3 1, 2006 2007 Revenues: Franchise fees Investment income: Interest and dividends Change in fair value Total revenues Expenditures: Personal services Supplies Other services and charges Capital outlay Total expenditures Revenues over expenditures Other fmancing sources (uses): Transfers out Net change in fund balance Fund balance -beginning Fund balance -ending Budgeted Amounts Original Final $145,000 $145,000 Statement 18 Variance with Final Budget- 2006 Actual Positive Actual Amounts (Negative) Amounts $156,808 $11,808 $150,031 3.760 3.760 1.780 145,000 145,000 162,318 17,318 151,781 6,443 6,443 2,250 4,193 2,301 1,650 1,650 285 1,365 1,077 61,400 61,400 13,324 48,076 8,763 20,000 20,000 - 20,000 - 89,493 89,493 15,859 73,634 12,141 55,507 55,507 146,459 90,952 139,640 (100,581) (100,581) (100,581) - (97,967) ($45,074) ($45,074) 45,878 $90,952 41,673 $139,303 $93,425 110 CITY OF COLUMBIA HEIGHTS, MINNESOTA SPECIAL REVENUE FUND -LIBRARY FUND 240 Statement 19 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL For The Year Ended December 31, 2007 With Comparative Actual Amounts For the Year Ended December 3 1, 2006 Revenues: Taxes Intergovernmental Charges for services Fines Investment income: Interest and dividends Change in fair value Other revenues: Miscellaneous Total revenues Expenditures: Personal services Supplies Other services and charges Capital outlay Total expenditures Revenues over expenditures Other financing sources (uses): Transfers out Net change in fund balance Fund balance -beginning Fund balance -ending 2007 Variance with Budgeted Amounts Final Budget- 2006 Actual Positive Actual Original Final Amounts (Negative) Amounts $504,748 $504,748 $504,748 $ - $478,319 150,062 150,062 150,062 - 150,062 8,500 8,500 7,264 (1,236) 7,712 14,000 14,000 15,814 1,814 12,372 4,000 4,000 8,640 4,640 7,330 - - 4,020 4,020 (130) 750 750 - (750) - 682,060 682,060 690,548 8,488 655,665 481,794 481,794 462,839 18,955 453,459 93,944 93,944 96,189 (2,245) 95,154 92,163 92,163 87,094 5,069 85,123 5,000 5,000 - 5,000 - 672,901 672,901 646,122 26,779 633,736 9,159 9,159 44,426 35,267 21,929 (10,194) (10,194) (10,194) - (9,848) ($1,035) ($1,035) 34,232 $35,267 12,081 $52,268 $18,036 111 CITY OF COLUMBIA HEIGHTS, MINNESOTA SPECIAL REVENUE FUND -SPECIAL PROJECTS FUND 226 Statement 20 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE For The Year Ended December 31, 2007 With Comparative Amounts For the Year Ended December 31, 2006 2007 2006 Revenues: Fees/program revenue $117,505 $14,370 Rents 42,441 3 9, 016 Investment income: Interest and dividends 6,730 3,970 Change in fair value 3,130 (70) Total revenues 169,806 57,286 Expenditures: Other services and charges 36,644 63,934 Revenues over (under) expenditures 133,162 (6,648) Other financing sources (uses): Transfers out (8,670) - Net change in fund balance 124,492 (6,648) Fund balance -beginning 77,556 84,204 Fund balance -ending $202,048 $77,556 112 CITY OF COLUMBIA HEIGHTS, MINNESOTA SPECIAL REVENUE FUND - C .H .A .S .E . FUND 250 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE For The Year Ended December 31, 2007 With Comparative Amounts For the Year Ended December 31, 2006 Statement 21 2007 2006 Revenues: Investment income: Interest and dividends $2,440 $2,010 Change in fair value 1,140 (40) Total revenues 3,580 1,970 Expenditures 44 36 Revenues over expenditures 3,536 1,934 Fund balance -beginning 56,619 54,685 Fund balance -ending $60,155 $56,619 113 CITY OF COLUMBIA HEIGHTS, MINNESOTA SPECIAL REVENUE FUND -TWENTY-FIRST CENTURY GRANT FUND 261 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE For The Year Ended December 31, 2007 With Comparative Amounts For the Year Ended December 31, 2006 Statement 22 2007 2006 Revenues: Fees/program revenues $41,727 $50,503 Investment income: Interest and dividends 890 460 Change in fair value 420 (10) Total revenues 43,037 50,953 Expenditures: Personal services 26,923 27,248 Supplies 1,783 1,971 Other services and charges 9,923 17,316 Total expenditures 38,629 46,535 Revenues over expenditures 4,408 4,418 Fund balance -beginning 23,070 18,652 Fund balance -ending $27,478 $23,070 114 CITY OF COLUMBIA HEIGHTS, MINNESOTA SPECIAL REVENUE FUND -CONFISCATED PROPERTY FUND 265 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE For The Year Ended December 31, 2007 With Comparative Amounts For the Year Ended December 31, 2006 Statement 23 2007 2006 Revenues: Forfeitures $2,001 $3,890 Expenditures: Supplies 6,321 4,099 Other services and charges 900 965 Total expenditures 7,221 5,064 Revenues over (under) expenditures (5,220) (1,174) Fund balance -beginning 5,302 6,476 Fund balance -ending $82 $5,302 115 CITY OF COLUMBIA HEIGHTS, MINNESOTA SPECIAL REVENUE FUND - D.A.R.E. PROGRAM FUND 270 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL For The Year Ended December 31, 2007 With Comparative Actual Amounts For the Year Ended December 3 1, 2006 Statement 24 2007 Revenues: Intergovernmental Expenditures: Supplies Other services and charges Total expenditures Revenues over (under) expenditures Other financing sources (uses): Transfers in Net change in fund balance Fund balance -beginning Fund balance -ending Variance with Budgeted Amounts Final Budget- 2006 Actual Positive Actual Original Final Amounts (Negative) Amounts 3,200 2,175 5,375 (5,375) 3,200 2,648 552 3,596 2.175 2.717 (5421 1.242 5,375 5,365 10 4,838 (5,375) (3,307) 2,068 9,000 9,000 - $3,625 $3,625 S,by3 ~Z,U68 $42,943 (3,135) 5,865 $37,250 116 CITY OF COLUMBIA HEIGHTS, MINNESOTA SPECIAL REVENUE FUND -POLICE GRANTS OTHER -FUND 272 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE For The Year Ended December 31, 2007 With Comparative Amounts For the Year Ended December 31, 2006 Statement 25 2007 Revenues: Intergovernmental $103,974 Expenditures: Capital outlay 103,974 Revenues over expenditures 0 Fund balance -beginning - Fund balance -ending $0 2006 $ - 0 $0 117 CITY OF COLUMBIA HEIGHTS, MINNESOTA SPECIAL REVENUE FUND -RECREATION CONTRIBUTED PROJECTS -FUND 881 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE For The Year Ended December 3 1, 2007 With Comparative Amounts For the Year Ended December 31, 2006 Statement 26 2007 2006 Revenues: Fees/program revenue $919 $616 Investment income: Interest and dividends 2,350 3,730 Change in fair value 1,100 (70) Other revenue: Contributions 45,070 41,600 Total revenues 49,439 45,876 Expenditures: Supplies 13,683 20,042 Other services and charges 1,678 6,275 Capital outlay 18,241 85,493 Total expenditures 33,602 111,810 Revenues over (under) expenditures 15,837 (65,934) Other fmancing sources (uses): Transfers in 8,670 - Net change in fund balance 24,507 (65,934) Fund balance -beginning 38,517 104,451 Fund balance -ending $63,024 $38,517 118 CITY OF COLUMBIA HEIGHTS, MINNESOTA SPECIAL REVENUE FUND -CONTRIBUTED PROJECTS OTHER -FUND 883 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE For The Year Ended December 3 1, 2007 With Comparative Amounts For the Year Ended December 31, 2006 Statement 27 2007 2006 Revenues: Contributions $30,301 $47,079 Expenditures: Supplies 4,191 3,950 Other services and charges 245 1,054 Capital outlay - 40,504 Total expenditures 4,436 45,508 Revenues over (under) expenditures 25,865 1,571 Other fmancing sources (uses): Transfers out (500) (1,000) Net change in fund balance 25,365 571 Fund balance -beginning 36,368 35,797 Fund balance -ending $61,733 $36,368 119 CITY OF COLUMBIA HEIGHTS, MINNESOTA SPECIAL REVENUE FUND -FLEX BENEFIT FUND 887 Statement 28 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE For The Year Ended December 31, 2007 With Comparative Amounts For the Year Ended December 3 1, 2006 2007 2006 Revenues: Fees/program revenue $8,878 $9,613 Expenditures: Other services and charges 2,654 2,652 Revenues over expenditures 6,224 6,961 Other financing sources (uses): Transfers out - (25,000) Net change in fund balance 6,224 (18,039) Fund balance -beginning 33,454 51,493 Fund balance -ending $39,678 $33,454 120 CITY OF COLUMBIA HEIGHTS, MINNESOTA SPECIAL REVENUE FUNDS -HOUSING AND REDEVELOPMENT AUTHORITY (COMPONENT UNIT) Statement 29 COMBINING BALANCE SHEET December 31, 2007 Parkview Parkview Total Villa Villa Rental Housing and North South Housing Redevelopment Fund 203 Fund 213 Fund 23 5 Authority Assets Cash and investments $553,596 $306,870 $40,688 $901,154 Receivables: Accounts 9,631 3,725 - 13,356 Interest 4,250 1,590 - 5,840 Due from other governmental units 173,268 - - 173,268 Interfund receivable - 11,276 - 11,276 Total assets $740,745 $323,461 $40,688 $1,104,894 Liabilities and Fund Balance Liabilities: Accounts payable $31,947 $2,315 $ - $34,262 Due to other governmental units 18,222 11,335 - 29,557 Interfund payable 26,858 201 - 27,059 Deposits 14,212 8,782 - 22,994 Total liabilities 91,239 22,633 0 113,872 Fund balance: Unreserved: Designated for maintenance 649,506 300,828 - 950,334 Undesignated - - 40,688 40,688 Total fund balance 649,506 300,828 40,688 991,022 Total liabilities and fund balance $740,745 $323,461 $40,688 $1,104,894 121 CITY OF COLUMBIA HEIGHTS, MINNESOTA SPECIAL REVENUE FUNDS -HOUSING AND REDEVELOPMENT AUTHORITY (COMPONENT UNIT) Statement 30 COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE For The Year Ended December 31, 2007 Parkview Parkview Total Villa Villa Rental Housing and North South Housing Redevelopment Fund 203 Fund 213 Fund 235 Authority Revenues: Intergovernmental $344,911 $ - $ - $344,911 Rents 314,558 283,229 - 597,787 Investment income: Interest and dividends 21,740 8,140 - 29,880 Change in fair value 10,130 3,790 - 13,920 Other revenues: Miscellaneous 8,932 4,523 - 13,455 Total revenues 700,271 299,682 0 999,953 Expenditures: Personal services 22,463 11,480 - 33,943 Supplies 70,797 20,088 - 90,885 Other services and charges 367,988 162,668 - 530,656 Capital outlay 127,216 25,700 - 152,916 Total expenditures 588,464 219,936 0 808,400 Revenues over (under) expenditures 111,807 79,746 0 191,553 Fund balance -beginning 537,699 221,082 40,688 799,469 Fund balance -ending $649,506 $300,828 $40,688 $991,022 122 CITY OF COLUMBIA HEIGHTS, MINNESOTA SPECIAL REVENUE FUND -HOUSING & REDEVELOPMENT AUTHORITY- Statement 31 PARKVIEW VILLA NORTH FUND 203 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL For The Year Ended December 3 1, 2007 With Comparative Actual Amounts For the Year Ended December 3 1, 2006 2007 Revenues: Intergovernmental revenue Rents Investment income: Interest and dividends Change in fair value Other revenues Total revenues Expenditures: Personal services Supplies Other services and charges Capital outlay Total expenditures Revenues over expenditures Fund balance -beginning Fund balance -ending Budget Amounts Original Final $222,241 $222,241 298,105 298,105 5,000 5,000 Variance with Final Budget- 2006 Actual Positive Actual Amounts (Negative) Amounts $344,911 $122,670 $263,739 314,558 16,453 301,897 21,740 16,740 16,020 10,130 10,130 (280) 528,446 528,446 700,271 171,825 585,625 - - 22,463 (22,463) 22,533 21,765 21,765 70,797 (49,032) 46,768 397,098 397,098 367,988 29,110 377,428 101,041 101,041 127,216 (26,175) 115,311 519,904 519,904 588,464 (68,560) 562,040 $8,542 $8,542 111,807 $103,265 23,585 537,699 514,114 $649,506 $537,699 123 CITY OF COLUMBIA HEIGHTS, MINNESOTA SPECIAL REVENUE FUND -HOUSING & REDEVELOPMENT AUTHORITY - Statement 32 PARKVIEW VILLA SOUTH FUND 213 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL For The Year Ended December 31, 2007 With Comparative Actual Amounts For the Year Ended December 3 1, 2006 2007 Revenues: Rents Investment income: Interest and dividends Change in fair value Other Total revenues Expenditures: Personal services Supplies Other services and charges Capital outlay Total expenditures Revenues over expenditures Fund balance -beginning Fund balance -ending Budgeted Amounts Original Final $276,013 $276,013 2,500 2,500 Variance with Final Budget- 2006 Actual Positive Actual Amounts (Negative) Amounts $283,229 $7,216 $266,128 8,140 5,640 5,210 3.790 3.790 (901 280,470 280,470 299,682 19,212 274,591 - - 11,480 (11,480) 11,480 11,500 11,500 20,088 (8,588) 11,198 201,139 201,139 162,668 38,471 173,718 30,000 30,000 25,700 4,300 - 242,639 242,639 219,936 22,703 196,396 $37,831 $37,831 79,746 $41,915 78,195 $300,828 $221,082 124 CITY OF COLUMBIA HEIGHTS, MINNESOTA SPECIAL REVENUE FUND -HOUSING & REDEVELOPMENT AUTHORITY RENTAL HOUSING FUND 235 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE For The Year Ended December 31, 2007 With Comparative Actual Amounts For the Year Ended December 3 1, 2006 Statement 33 2007 Revenues: Investment income: Interest and dividends $ - Change in fair value - Total revenues 0 Expenditures: Other services and charges - Revenues over expenditures 0 Fund balance -beginning 40,688 2006 $1,440 (30) 1,410 1,410 39,278 Fund balance -ending $40,688 $40,688 125 CITY OF COLUMBIA HEIGHTS, MINNESOTA SPECIAL REVENUE FUND -ECONOMIC DEVELOPMENT AUTHORITY (COMPONENT UNIT) BUSINESS REVOLVING LOAN FUND 299 STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE For The Year Ended December 31, 2007 With Comparative Totals For the Year Ended December 3 1, 2006 Statement 34 2007 2006 Revenues: Fees/program revenues $ - $526 Investment income: Interest and dividends 63,323 13,210 Change in fair value 7,260 (230) Total revenues 70,583 13,506 Expenditures - - Revenues over expenditures 70,583 13,506 Fund balance -beginning 394,274 380,768 Fund balance -ending $464,857 $394,274 126 NONMAJOR DEBT SERVICE FUNDS The City of Columbia Heights had the following kinds of Nonmaj or Debt Service Funds during the year: Bond Debt Service Funds -are separate funds used to account for the revenues and expenditures of each separate bond issue. Tax Increment Financing -are separate funds used to account for the revenues and expenditures of each separate Tax Increment Financing District. 127 -This page intentionally left blank - 128 CITY OF COLUMBIA HEIGHTS, MINNESOTA SUBCOMBINING BALANCE SHEET NONMAJOR DEBT SERVICE FUNDS December 31, 2007 Statement 35 Page 1 of 2 G.O. G.O. G.O. G.O. Improvement/ Tax Increment Improvement/ Improvement Revenue Refunding Revenue Bonds 1999A Bonds 2003A Bonds 2004A Bonds 2006A Fund 3 87 Fund 3 8 8 Fund 3 50 Fund 340 Assets Cash and investments $397,679 $69,182 $27,916 $574,268 Receivables: Taxes - - - - Interest 3,020 - 1,220 260 Interfund capital construction lease receivable - - - - Total assets $400,699 $69,182 $29,136 $574,528 Liabilities and Fund Balance Liabilities: Accounts payable $ - $ - $ - $ - Due to other governmental units - - - - Interfundpayable - - - - Deferredrevenue: Property taxes -delinquent - - - - Total liabilities 0 0 0 0 Fund balance: Unreserved: Designated for debt service 400,699 69,182 29,136 574,528 Undesignated - - - Total fund balance 400,699 69,182 29,136 574,528 Total liabilities and fund balance $400,699 $69,182 $29,136 $574,528 129 CITY OF COLUMBIA HEIGHTS, MINNESOTA SUBCOMBINING BALANCE SHEET NONMAJOR DEBT SERVICE FUNDS December 31, 2007 Tax Sheffield TIF Multi-Use Increment TIF Redevelopment TIF Bonds Redevelopment Plan District #2 Assets Cash and investments Receivables: Taxes Interest Interfund capital construction lease receivable Total assets Liabilities and Fund Balance Liabilities: Accounts payable Due to other governmental units Interfund payable Deferred revenue: Property taxes -delinquent Total liabilities Fund balance: Unreserved: Designated for debt service Undesignated Total fund balance Total liabilities and fund balance $374,228 $48,184 $52,060 $5,295 38,227 3,310 19 - 1.370 550 180 - $413,825 $52,044 $52,259 $5,295 $ - $ - $379 $ - 14,130 - - - - 332,726 70,358 - 49,113 332,726 70,737 0 364.712 - - - 130 5,295 $5,295 Statement 35 Page 2 of 2 TIF Medtronic Fund 378 $ - $0 $ - 0 0 $0 TIF Scattered Site Fund 370 & 379 $155,163 385 890 $156,438 $ - 0 156,438 156,43 8 $156,438 TIF Transition Block Fund 389 $51,454 190 $51,644 $25,154 25,154 26,490 26,490 $51,644 TIF 4747 Central Avenue Fund 371 $243,371 811 980 $245,162 $ - 0 245,162 245,162 $245,162 Economic Dev. Authority (Component Unit) TIF Revenue Bonds 2007 Fund 373 $210,571 720 $211,291 $ - 0 211,291 211,291 $211,291 Total Nonmaj or Debt Service Funds $2,209,371 42,752 9,380 $2,261,503 $25,533 14,130 403,084 34,983 477,730 1,921,200 (137,427) 1,783,773 $2,261,503 131 -This page intentionally left blank - 132 CITY OF COLUMBIA HEIGHTS, MINNESOTA SUBCOMBINING STATEMENT OF REVENUES, EXPENDITURES AND Statement 36 CHANGES IN FUND BALANCE Page 1 of 2 NONMAJOR DEBT SERVICE FUNDS For The Year Ended December 31, 2007 G.O. G.O. G.O. G.O. Improvement/ Tax Increment Improvement/ Improvement Revenue Refunding Revenue Bonds 1999A Bonds 2003A Bonds 2004A Bonds 2006A Fund 387 Fund 388 Fund 350 Fund 340 Revenues: Tax increment collections $ - $ - $ - $ - Intergovernmental - - - - Investment income: Interest and dividends 15,430 - 6,240 1,350 Change in fair value 7,190 - 2,910 630 Total revenues 22,620 0 9,150 1,980 Expenditures: Current: Other services and charges - - - - Debtservice: Principal retirement 90,000 92,273 610,000 - Interestand fiscal charges 12,211 35,098 33,906 71,528 Issuance costs - - - - Developer incentives - - - - Total expenditures 102,211 127,371 643,906 71,528 Revenues over (under) expenditures (79,591) (127,371) (634,756) (69,548) Other financing sources (uses): Transfers in 25,421 103,025 643,800 644,076 Transfers out - - - - Bonds issued - - - - Bonddiscount - - - - Total other financing sources (uses) 25,421 103,025 643,800 644,076 Net change in fund balance (54,170) (24,346) 9,044 574,528 Fund balance (deficit) -beginning 454,869 93,528 20,092 - Fund balance (deficit) -ending $400,699 $69,182 $29,136 $574,528 133 CITY OF COLUMBIA HEIGHTS, MINNESOTA SUBCOMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE NONMAJOR DEBT SERVICE FUNDS For The Year Ended December 31, 2007 Revenues: Tax increment collections Intergovernmental Investment income: Interest and dividends Change in fair value Total revenues Expenditures: Current: Other services and charges Debt service: Principal retirement Interest and fiscal charges Issuance costs Developer incentives Total expenditures Revenues over (under) expenditures Other financing sources (uses): Transfers in Transfers out Bonds issued Bond discount Total other financing sources (uses) Net change in fund balance Fund balance (deficit) -beginning Fund balance (deficit) -ending Tax Sheffield TIF Multi-Use Increment TIF Redevelopment TIF Bonds Redevelopment Plan District #2 Fund 3 76 Fund 3 77 Fund 3 85 Fund 3 86 $755,683 $69,501 $27,898 $1,064 85,275 5,448 476 5,442 6,754 2,800 910 - 3,260 1,310 420 - 850,972 79,059 29,704 6,506 35,766 618 618 264 - 18,579 47,743 - - - 759 - 3 5,766 19,197 49,120 264 815,206 59,862 (19,416) 6,242 (643,800) - - - (643, 800) 0 0 0 171,406 59,862 (19,416) 6,242 193,306 (340,544) 938 (947) $364,712 ($280,682) ($18,478) $5,295 134 Statement 36 Page 2 of 2 Economic Dev. Authority TIF TIF (Component Unit) TIF TIF Transition 4747 Central TIF Revenue Total Nonmajor Medtronic Scattered Site Block Avenue Bonds 2007 Debt Service Fund 378 Fund 370 & 379 Fund 389 Fund 371 Fund 373 Funds $ - $60,018 $56,033 $177,396 $ - $1,147,593 - - - 636 - 97,277 237 4,550 950 5,010 3,700 47,931 - 2,120 440 2,340 1,730 22,350 237 66,688 57,423 185,382 5,430 1,315,151 293,983 1,809 676 - - 333,734 - - - - - 792,273 - - - - - 219,065 - - - - 124,185 124,185 - - 47,008 - - 47,767 293,983 1,809 47,684 0 124,185 1,517,024 (293,746) 64,879 9,739 185,382 (118,755) (201,873) - - - - - 1,416,322 - - - - (2,537,846) (3,181,646) - - - - 2,890,000 2,890,000 - - - - (22,108) (22,108) 0 0 0 0 330,046 1,102,568 (293,746) 64,879 9,739 185,382 211,291 900,695 293,746 91,559 16,751 59,780 - 883,078 $0 $156,438 $26,490 $245,162 $211,291 $1,783,773 135 -This page intentionally left blank - 136 NONMAJOR CAPITAL PROJECT FUNDS The City of Columbia Heights had the following Nonmaj or Capital Project Funds during the year: Capital Improvement Fund 3 90 & 401 -used to account for Capital Project Funds whereby funding is provided by a number of internal and external sources. Downtown Parking Maintenance Fund 290 & 405 -used for maintenance of the West Side Par ing. Capital Sheffield Redevelopment Fund 410 - used to fund redevelopment of the area of the City identified as Sheffield Neighborhood. Capital Improvement General Government Buildings Fund 411 -used to fund building capital assets. Capital Improvement Parks Fund 412 -used to account for improvements in City parks. This includes Park Dedication Fees, the use of which is limited by state statute to park improvements. Capital Improvement PVVS Fund 414 -used to account for improvements to Parkview Villa South building. Infrastructure Replacement Fund 430 - used to fund replacement of City infrastructure. Capital Equipment Fire Fund 439 - used to fund replacement of fire capital assets and limited to that purpose by state statute. The original source of this funding was excess funding in a fire pension p an. Capital Equipment Cable TV Fund 440 - used to fund replacement of cable capital assets. Capital Buildin L.~ ibrary Fund 450 - used to fund replacement of the library building. Anoka Co JLEC Police Computer Equipment Fund 481- used to account for the City's share of a j oint purchasing agreement. Under the terms of certain bonds issued by Anoka County, expenditures from this fund are limited to the costs of information systems used for law enforcement. 137 CITY OF COLUMBIA HEIGHTS, MINNESOTA SUBCOMBINING BALANCE SHEET NONMAJOR CAPITAL PROJECT FUNDS December 31, 2007 Downtown Capital Capital Capital Parking Sheffield Improvement Improvement Maintenance Redevelopment Gen. Govt. Bldgs. Fund 390 & 401 Fund 290 & 405 Fund 410 Fund 411 Assets Cash and investments $45,015 $161,412 $962,253 $845,967 Receivables: Accounts - - - 3,061 Interest 60 2,080 7,700 6,560 Interfund receivable 600,000 - - - Total assets $645,075 $163,492 $969,953 $855,588 Liabilities and Fund Balance Liabilities: Accounts payable $9,577 $ - $ - $102,695 Contracts payable -retained percentage 360 - - - Total liabilities 9,937 0 0 102,695 Fund balance: Reserved for: Capital expenditures - - - - Unreserved: Designated for capital expenditures 635,138 163,492 969,953 752,893 Total fund balance 635,138 163,492 969,953 752,893 Total liabilities and fund balance $645,075 $163,492 $969,953 $855,588 138 Statement 37 Capital Capital Capital Capital Capital Anoka Co JLEC Total Improvement Improvement Infrastructure Equipment Equipment Building Police Computer Nonmajor Parks PVVS Replacement Fire Cable TV Library Equipment Capital Fund 412 Fund 414 Fund 430 Fund 439 Fund 440 Fund 450 Fund 481 Project Funds $795,015 $28,515 $774,467 $241,021 $81,241 $200,000 $ - $4,134,906 - - - - - - - 3,061 6,420 230 4,260 2,170 650 - - 30,130 - - - - - - - 600,000 $801,435 $28,745 $778,727 $243,191 $81,891 $200,000 $0 $4,768,097 $35,510 $ - $ - $64,361 $ - $ - $ - $212,143 - - - - - - - 360 35,510 0 0 64,361 0 0 0 212,503 261,527 - 505,972 - - - - 767,499 504,398 28,745 272,755 178,830 81,891 200,000 - 3,788,095 765,925 28,745 778,727 178,830 81,891 200,000 0 4,555,594 $801,435 $28,745 $778,727 $243,191 $81,891 $200,000 $0 $4,768,097 139 CITY OF COLUMBIA HEIGHTS, MINNESOTA SUBCOMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE NONMAJOR CAPITAL PROJECT FUNDS For The Year Ended December 31, 2007 Downtown Capital Capital Capital Parking Sheffield Improvement Improvement Maintenance Redevelopment Gen. Govt. Bldgs. Fund 390 & 401 Fund 290 & 405 Fund 410 Fund 411 Revenues: Charges for services Park dedication fees Investment income: Interest and dividends Change in fair value Total revenues Expenditures: Other services and charges Capital outlay Debt service: Issuance costs Total expenditures Revenue over (under) expenditures Other financing sources (uses): Transfers in Transfers out Bonds issued Total other financing sources (uses) Net change in fund balance Fund balance -beginning Fund balance -ending $274 $ 280 10,650 130 4,960 684 15,610 9,577 17,719 9,577 (8,893) 0 (8,893) 644,031 $635,138 $ - $ - 39,390 33,540 18,350 15,630 57,740 49,170 - 73,404 0 73,404 57,740 (24,234) - 88,837 0 88,837 57,740 64,603 912,213 688,290 $969,953 $752,893 17,719 (2,109) 0 (2,109) 165,601 $163,492 140 Statement 38 Capital Capital Capital Capital Capital Anoka Co JLEC Total Improvement Improvement Infrastructure Equipment Equipment Building Police Computer Nonmajor Parks PVVS Replacement Fire Cable TV Library Equipment Capital Fund 412 Fund 414 Fund 430 Fund 439 Fund 440 Fund 450 Fund 481 Project Funds $ - $ - $ - $ - $ - $ - $ - $274 46,179 - - - - - - 46,179 32,820 1,170 21,770 11,080 3,330 - 110 154,140 15,300 540 10,150 5,160 1,550 - 50 71,820 94,299 1,710 31,920 16,240 4,880 0 160 272,413 49,798 - 54,276 - 104,074 (9,775) 50,000 302 2,116 - 284,870 109,294 - 0 309,200 111,410 1,710 (277,280) (95,170) - 100,000 - - (185.1301 - 50,000 0 914,870 0 40,225 1,71 U 637,590 (95,170) 0 4,880 0 4,880 - 3,230 82,742 - - 521,844 0 3,230 628,614 0 (3,070) (356,201) - - 238,837 - - (185.1301 0 U $765,925 $28,745 $778,727 $178,830 $81,891 $200,000 0 1,053,707 (3,070) 697,506 $0 $4,555,594 141 -This page intentionally left blank - 42 ENTERPRISE FUNDS The authority for these types of funds is derived from Section 69(b) of the City Charter which allows for Utility or other Public Service Enterprise Funds. The Enterprise Funds are members of the Proprietary Fund Type category, and, as such, are accounted for on the accrual basis of accounting. Revenues in the Enterprise Funds are recognized when they are earned and expenses are recognized when they are incurred. The Enterprise Funds are used to account for operations that are financed and/or operated in a manner similar to private business enterprises or where the governing body has decided that periodic determination of revenues earned, expenses incurred, and/or net income is appropriate for capital maintenance, public policy, management control, accountability, or other purposes. Water Utility -used to account for revenues and expenses associated with services to area rest ents. Sewer Utility -used to account for revenues and expenses associated with sewer disposal within the City. Refuse Utility -used to account for revenues and expenses associated with organized collection of refuse and recycling in the City. Storm Sewer Utility Fund -used to account for revenues and expenses associated with storm water isposa . Liquor Fund -used to account for revenues and expenses associated with the operation of three off sale liquor stores. 143 CITY OF COLUMBIA HEIGHTS, MINNESOTA WATER UTILITY FUND SUBCOMBINING SCHEDULE OF NET ASSETS December 31, 2007 With Comparative Totals For December 31, 2006 Statement 39 Assets Current assets: Cash and cash equivalents Receivables: Accounts (net of allowance for uncollectables) Interest Interfund receivable Inventory - at cost Total current assets Noncurrent assets: Capital assets: Land Buildings Equipment Infrastructure Construction in process Total capital assets Less: Accumulated depreciation Total capital assets (net of accumulated depreciation) Total noncurrent assets Total assets Liabilities Current liabilities: Accounts payable Accrued salaries and withholdings payable Due to other governmental units Interfund payable Accrued interest payable Deposits Compensated absences payable -current Bonds payable -current Total current liabilities Noncurrent liabilities: Compensated absences payable -noncurrent Bonds payable -noncurrent Total noncurrent liabilities Total liabilities Net Assets Invested in capital assets, net of related debt Restricted for debt service Unrestricted Total net assets Capital Equipment Capital Operating Replacement Construction Debt Totals Account Account Account Service 2007 2006 $ - $ - $ - $476,579 $476,579 $359,725 477,747 - - - 477,747 450,052 - 3,140 - 2,730 5,870 5,350 ~ 7~1 X99 RR~ - - 4~~ hl l ~R7 7~~ 484,049 403,020 0 479,309 1,366,378 1,205,483 45,223 - - - 45,223 45,223 559,826 - - - 559,826 559,826 456,629 - - - 456,629 406,715 6,744,007 - - - 6,744,007 6,458,557 - - 418,310 - 418,310 513,314 7,805,685 0 418,310 0 8,223,995 7,983,635 (3,205,148) - - - (3,205,148) (3,013,614) 4,600,537 0 418,310 0 5,018,847 4,970,021 4,600,537 0 418,310 0 5,018,847 4,970,021 5,084,586 403,020 418,310 479,309 6,385,225 6,175,504 23,819 45,582 1,967 - 71,368 34,695 13,468 - - - 13,468 12,231 77,582 - 78,071 - 155,653 188,742 581,051 - 325,367 - 906,418 658,246 - - - 34,574 34,574 21,833 1,000 - - - 1,000 2,000 1,027 - - - 1,027 1,228 - - - 230,037 230,037 179,697 697,947 45,582 405,405 264,611 1,413,545 1,098,672 18,432 - - - 18,432 16,837 - - - 1,954,729 1,954,729 2,184,774 18,432 0 0 1,954,729 1,973,161 2,201,611 716,379 45,582 405,405 2,219,340 3,386,706 3,300,283 4,600,537 - 418,310 (2,184,766) 2,834,081 2,605,550 - - - 290,186 290,186 241,801 (232,330) 357,438 (405,405) 154,549 (125,748) 27,870 $4,368,207 $357,438 $12,905 ($1,740,031) $2,998,519 $2,875,221 144 CITY OF COLUMBIA HEIGHTS, MINNESOTA WATER UTILITY FUND SUBCOMBINING SCHEDULE OF REVENUES, EXPENSES AND CHANGES IN FUND NET ASSETS For The Year Ended December 31, 2007 With Comparative Totals For The Year Ended December 3 1, 2006 Statement 40 Capital Equipment Capital Operating Replacement Construction Debt Totals Account Account Account Service 2007 2006 Operating revenues: Charges for services: Customer services $104,955 $ - $ - $ - $104,955 $156,272 Penalties 49,107 - - - 49,107 41,574 Charges for sales: - Water 2,031,797 - - - 2,031,797 1,843,528 Meter 19,911 - - 68,210 88,121 99,274 Total operating revenues 2,205,770 0 0 68,210 2,273,980 2,140,648 Operating expenses: Cost of sales and services 1,001,074 - - - 1,001,074 986,580 Distribution 603,848 - 176,894 - 780,742 759,180 Administration 18,472 - - - 18,472 17,263 Depreciation 201,021 - - - 201,021 189,738 Total operating expenses 1,824,415 0 176,894 0 2,001,309 1,952,761 Net income (loss) from operations 381,355 0 (176,894) 68,210 272,671 187,887 Nonoperating revenues (expenses): Investment income: Interest and dividends - 16,060 - 13,940 30,000 22,300 Change in fair value - 7,480 - 6,500 13,980 (390) Intergovernmental - - - - - 22,822 Miscellaneous revenues - 2,892 - - 2,892 1,000 Interest and fiscal charges - - - (84,432) (84,432) (49,400) Total nonoperating revenues (expenses) 0 26,432 0 (63,992) (37,560) (3,668) Net income (loss) before transfers 381,355 26,432 (176,894) 4,218 235,111 184,219 Transfers in 344,853 25,000 171,126 281,992 822,971 1,858,255 Transfers out (589,931) (59,403) (285,450) - (934,784) (1,971,085) Total transfers (245,078) (34,403) (114,324) 281,992 (111,813) (112,830) Change in net assets 136,277 (7,971) (291,218) 286,210 123,298 71,389 Total net assets -beginning 4,231,930 365,409 304,123 (2,026,241) 2,875,221 2,803,832 Total net assets -ending $4,368,207 $357,438 $12,905 ($1,740,031) $2,998,519 $2,875,221 145 CITY OF COLUMBIA HEIGHTS, MINNESOTA WATER UTILITY FUND SUBCOMBINING SCHEDULE OF CASH FLOWS For The Year Ended December 31, 2007 With Comparative Totals For The Year Ended December 31, 2006 Statement 41 2007 2006 Cash flows from operating activities: Cash received from customers $2,245,285 $2,090,336 Cash paid to suppliers for goods and services (1,458,749) (1,438,161) Cash payments to employees for services (380,821) (286,658) Net cash flows from operating activities 405,715 365,517 Cash flows from noncapital financing activities: Transfers in 171,126 231,227 Transfers out (282,939) (344,057) Interfund receivable repaid by (advanced to) other funds (15,911) (10,831) Interfund payable (repaid to) advanced by other funds 248,172 (793,182) Intergovernmental - 22,822 Net cash flows from noncapital financing activities 120,448 (894,021) Cash flows from capital and related financing activities: Acquisition of capital assets (204,265) (271,148) Proceeds from sales of capital assets 2,892 1,000 Transfers in 651,845 1,627,028 Transfers out (651,845) (1,627,028) Principal payments -bonds (179,705) (174,480) Issuance of bonds - 1,077,536 Interest and fiscal charges (71,691) (59,371) Net cash flows from capital and related financing activities (452,769) 573,537 Cash flows from investing activities: Investment income: Interest and dividends 29,480 21,243 Change in fair value 13,980 (390) Net cash flows from investing activities 43,460 20,853 Net increase (decrease) in cash and cash equivalents 116,854 65,886 Cash and cash equivalents -January 1 359,725 293,839 Cash and cash equivalents -December 31 $476,579 $359,725 Reconciliation of operating income (loss) to net cash flows from operating activities Operating income (loss) $272,671 $187,887 Adjustments to reconcile operating income (loss) to net cash flows from operating activities: Depreciation expense 201,021 189,738 Changes in assets and liabilities: (Increase) decrease in accounts receivable (27,695) (52,312) (Increase) decrease in inventory, at cost 85 (1,000) Increase (decrease) in accounts payable 36,673 26,244 Adjustment for nonoperating portion (45,582) (21,923) Increase (decrease) in accrued salaries and withholdings payable 1,237 1,496 Increase (decrease) in due to other governmental units (33,089) 30,924 Increase (decrease) in deposits (1,000) 2,000 Increase (decrease) in compensated absences payable 1,394 2,463 Total adjustments 133,044 177,630 Net cash flows from operating activities $405,715 $365,517 Noncash capital and related financing activities: Capital assets purchased/constructed on account $45,582 $21,923 146 CITY OF COLUMBIA HEIGHTS, MINNESOTA SEWER UTILITY FUND SUBCOMBINING SCHEDULE OF NET ASSETS December 31, 2007 With Comparative Totals For December 3 1, 2006 Statement 42 Capital Equipment Capital Debt Operating Replacement Construction Service Totals Assets Current assets: Cash and cash equivalents Receivables: Accounts (net of allowance for uncollectibles) Interest Due from other governmental units Interfund receivables Prepayments Total current assets Noncurrent assets: Due from other governmental units Capital assets: Land Buildings Equipment Infrastructure Construction in process Total capital assets Less: Accumulated depreciation Total capital assets (net of accumulated depreciation) Total noncurrent assets Total assets Liabilities Current liabilities: Accounts payable Accrued salaries and withholdings payable Contracts payable -retained percentage Accrued interest payable Compensated absences payable -current Bonds payable -current Total current liabilities Noncurrent liabilities: Compensated absences payable -noncurrent Bonds payable -noncurrent Total noncurrent liabilities Total liabilities Net Assets Invested in capital assets, net of related debt Restricted for debt service Unrestricted Total net assets 2007 2006 $635,676 $438,725 $350,392 $5,772 $1,430,565 $1,545,765 311,781 - - - 311,781 287,590 11,080 3,410 2,630 30 17,150 16,469 7,586 - - - 7,586 - 510,142 - 332,726 - 842,868 841,225 70,075 - - - 70,075 68,308 1,546,340 442,135 685,748 5,802 2,680,025 2,759,357 82,470 - - - 82,470 107,873 36,586 - - - 36,586 36,586 100,426 - - - 100,426 100,426 707,615 - - - 707,615 717,103 4,804,853 - - - 4,804,853 4,726,422 - - 206,467 - 206,467 176,153 5,649,480 0 206,467 0 5,855,947 5,756,690 (3,435,854) - - (3,435,854) (3,276,619) 2,213,626 0 206,467 0 2,420,093 2,480,071 2,296,096 0 206,467 0 2,502,563 2,587,944 3,842,436 442,135 892,215 5,802 5,182,588 5,347,301 4,216 - 8,990 - 13,206 5,242 10,598 - 1,585 - 12,183 10,346 - 11,995 - 11,995 - - - - 235 235 306 1,525 - - - 1,525 1,866 - - - 4,356 4,356 4,158 16,339 0 22,570 4,591 43,500 21,918 27,361 - - - 27,361 25,577 - - - 9,122 9,122 13,482 27,361 0 0 9,122 36,483 39,059 43,700 - 22,570 13,713 79,983 60,977 2,213,626 206,467 (13,478) 2,406,615 2,462,431 - - - 4,839 4,839 4,743 1,585,110 442,135 663,178 728 2,691,151 2,819,150 $3,798,736 $442,135 $869,645 ($7,911) $5,102,605 $5,286,324 147 CITY OF COLUMBIA HEIGHTS, MINNESOTA SEWER UTILITY FUND Statement 43 SUBCOMBINING SCHEDULE OF REVENUES, EXPENSES AND CHANGES IN FUND NET ASSETS For The Year Ended December 31, 2007 With Comparative Totals For The Year Ended December 3 1, 2006 Capital Equipment Capital Debt Operating Replacement Construction Service Totals Account Account Account Account 2007 2006 Operating revenues: Charges for sales and services: Sewer service charges Operating expenses: Cost of sales and services Collection Administration Depreciation Total operating expenses Net income (loss) from operations Nonoperating revenues (expenses) Investment income: Interest and dividends Change in fair value Miscellaneous revenues Interest and fiscal charges Total nonoperating revenues (expenses) Net income (loss) before transfers Transfers in Transfers out Total transfers Change in net assets Net assets -beginning Net assets -ending $1,419,252 $ - $ - $ - $1,419,252 $1,368,925 819,698 - - - 819,698 794,522 296,674 - 340,060 - 636,734 387,156 18.124 - - - 18.124 14.256 1,303,219 116,033 0 340,060 U (34U,U6U) 0 1,643,279 1,364,592 0 (224,027) 4,333 60,975 17,460 32,029 150 110,614 94,890 26,400 8,130 6,270 70 40,870 (1,220) - 1,226 - - 1,226 - - - - (590) (590) (757) 87,375 26,816 38,299 (370) 152,120 92,913 203,408 26,816 (301,761) (370) (71,907) 97,246 78,430 25,000 339,584 4,800 447,814 213,410 (481,196) - (78,430) - (559,626) (326,240) (402,766) 25,000 261,154 4,800 (111,812) (112,830) (199,358) 51,816 (40,607) 4,430 (183,719) (15,584) 3,998,094 390,319 910,252 (12,341) 5,286,324 5,301,908 148 CITY OF COLUMBIA HEIGHTS, MINNESOTA SEWER UTILITY FUND SUBCOMBINING SCHEDULE OF CASH FLOWS For The Year Ended December 31, 2007 With Comparative Totals For The Year Ended December 3 1, 2006 Statement 44 2007 2006 Cash flows from operating activities: Cash received from customers 51,412,878 51,364,568 Cash paid to suppliers for goods and services (1,220,773) (953,891) Cash payments to employees for services (232,311) (243,794) Net cash flows from operating activities (40,206) 166,883 Cash flows from noncapital financing activities: Transfers in 339,584 56,384 Transfers out (451,396) (169,214) Interfund receivable repaid by (advanced to) other funds (1,643) 858,905 Net cash flows from noncapital financing activities (113,455) 746,075 Cash flows from capital and related financing activities: Acquisition of capital assets (108,745) (113,978) Proceeds of capital asset sales 1,226 - Transfers in 108,230 157,026 Transfers out (108,230) (157,026) Principal payments -bonds (4,162) (3,965) Interest and fiscal charges (661) (824) Net cash flows from capital and related financing activities (112,342) (118,767) Cash flows from investing activities: Investment income: Interest and dividends 109,933 94,535 Change in fair value 40,870 (1,220) Net cash flows from investing activities 150,803 93,315 Net increase (decrease) in cash and cash equivalents (115,200) 887,506 Cash and cash equivalents -January 1 1,545,765 658,259 Cash and cash equivalents -December 31 $1,430,565 51,545,765 Reconciliation of operating income (loss) to net cash flows from operating activities Operating income (loss) ($224,027) 54,333 Adjustments to reconcile operating income (loss) to net cash flows from operating activities: Depreciation expense 168,723 168,658 Changes in assets and liabilities: (Increase) decrease in accounts receivable (24,191) (34,782) (Increase) decrease in due from other governmental units 17,817 30,425 (Increase) decrease in prepayments (1,767) (2,098) Increase (decrease) in accounts payable 7,964 (1,642) Increase (decrease) in accrued salaries and withholdings payable 1,837 774 Increase (decrease) in contracts payable -retained percentage 11,995 - Increase (decrease) compensated absences payable 1,443 1,215 Total adjustments 183,821 162,550 Net cash flows from operating activities (540,206) 5166,883 149 CITY OF COLUMBIA HEIGHTS, MINNESOTA REFUSE UTILITY FUND SUBCOMBINING SCHEDULE OF NET ASSETS December 31, 2007 With Comparative Totals For December 3 1, 2006 Statement 45 Assets Current assets: Cash and cash equivalents Receivables: Accounts (net of allowance for uncollectibles) Interest Due from other governmental units Interfund receivable Total current assets Noncurrent assets: Capital assets: Buildings Equipment Total capital assets Less: Accumulated depreciation Total capital assets (net of accumulated depreciation) Total noncurrent assets Total assets Liabilities Current liabilities: Accounts payable Accrued salaries and withholdings payable Total liabilities Net assets Invested in capital assets, net of related debt Unrestricted Total net assets 2007 2006 $247,872 $244,795 313,040 300,275 2,210 2,270 36,060 - 1,427 1,265 600,609 548,605 6,000 108,690 6,000 108,690 114,690 (96,806) 114,690 (85,637) 17,884 29,053 17,884 29,053 618,493 577,658 91,303 91,147 935 1,021 92,238 92,168 17,884 508,371 29,053 456,437 $526,255 $485,490 150 CITY OF COLUMBIA HEIGHTS, MINNESOTA REFUSE UTILITY FUND SUBCOMBINING SCHEDULE OF REVENUES, EXPENSES AND CHANGES IN FUND NET ASSETS For The Year Ended December 31, 2007 With Comparative Totals For The Year Ended December 3 1, 2006 Statement 46 2007 2006 Operating revenues: Refuse service charges $1,303,472 $1,263,267 Operating expenses: Cost of sales and services 1,068,972 1,060,554 Administration 22,224 15,933 Recycling 27,990 17,731 Hazardous waste 1,800 1,085 Depreciation 11,169 11,169 Total operating expenses 1,132,155 1,106,472 Net income (loss) from operations 171,317 156,795 Nonoperating revenues (expenses): Investment income: Interest and dividends 11,320 9,450 Change in fair value 5,280 (170) Intergovernmental 36,060 47,755 Total nonoperating revenues (expenses) 52,660 57,035 Net income before transfers 223,977 213,830 Transfers out (183,212) (184,858) Change in net assets 40,765 28,972 Total net assets -beginning 485,490 456,518 Total net assets -ending $526,255 $485,490 151 CITY OF COLUMBIA HEIGHTS, MINNESOTA REFUSE UTILITY FUND SUBCOMBINING SCHEDULE OF CASH FLOWS For The Year Ended December 31, 2007 With Comparative Totals For The Year Ended December 3 1, 2006 Statement 47 Cash flows from operating activities: Cash received from customers Cash paid to suppliers for goods and services Cash payments to employees for services Net cash flows from operating activities Cash flows from noncapital financing activities: Transfers out Interfund receivable repaid by (advanced to) other funds Intergovernmental Net cash flows from noncapital financing activities Cash flows from investing activities: Investment income: Interest and dividends Change in fair value Net cash flows from investing activities Net increase (decrease) in cash and cash equivalents Cash and cash equivalents -January 1 Cash and cash equivalents -December 31 Reconciliation of operating income (loss) to net cash flows from operating activities Operating income (loss) Adjustments to reconcile operating income (loss) to net cash flows from operating activities: Depreciation expense Changes in assets and liabilities: (Increase) decrease in accounts receivable Increase (decrease) in accounts payable Increase (decrease) in accrued salaries and withholdings payable Total adjustments Net cash flows from operating activities 2007 2006 $1,290,707 $1,250,090 (1,098,742) (1,261,712) (22,174) (9, 890) 169,791 (21,512) (183,212) (184,858) (162) (1,265) - 47,755 (183,374) (138,368) 11,380 9,296 5,280 (170) 16,660 9,126 3,077 (150,754) 244,795 395,549 $247,872 $244,795 $171,317 $156,795 11,169 11,169 (12,765) (13,177) 156 (177,320) (86) 1,021 (1,526) (178,307) $169,791 ($21,512) 152 CITY OF COLUMBIA HEIGHTS, MINNESOTA STORM SEWER UTILITY FUND SUBCOMBINING SCHEDULE OF NET ASSETS December 31, 2007 With Comparative Totals For December 31, 2006 Statement 48 Capital Equipment Capital Debt Operating Replacement Construction Service Totals Account Account Account Account 2007 2006 Assets Current assets: Cash and cash equivalents $ - $ - $ - $165,885 $165,885 $343,987 Receivables: Accounts (net of allowance for uncollectibles) 68,149 - - - 68,149 63,084 Interest - 350 1,480 741 2,571 470 Interfund receivable - 45,765 139,512 - 185,277 - Total current assets 68,149 46,115 140,992 166,626 421,882 407,541 Noncurrent assets: Capital assets: Land 254,724 - - - 254,724 254,724 Infrastructure 1,321,385 - - - 1,321,385 1,262,115 Construction inprocess - - 156,151 - 156,151 164,691 Total capital assets 1,576,109 0 156,151 0 1,732,260 1,681,530 Less: Accumulated depreciation (333,312) - - - (333,312) (272,834) Total capital assets (net of accumulated depreciation) 1,242,797 0 156,151 0 1,398,948 1,408,696 Total noncurrent assets 1,242,797 0 156,151 0 1,398,948 1,408,696 Total assets 1,310,946 46,115 297,143 166,626 1,820,830 1,816,237 Liabilities Current liabilities: Accounts payable 8,712 - - - 8,712 1,622 Accrued salaries and withholdings payable 854 - - - 854 1,083 Due to other governmental units 1,860 - - - 1,860 1,075 Interfund payable 186,698 - - - 186,698 179,347 Accrued interest payable - - - 12,247 12,247 10,500 Compensated absences payable -current 69 - - - 69 99 Bonds payable -current - - - 125,771 125,771 113,872 Total current liabilities 198,193 0 0 138,018 336,211 307,598 Noncurrent liabilities: Compensated absences payable -noncurrent 1,230 - - - 1,230 1,360 Bonds payable -noncurrent - - - 626,688 626,688 752,447 Total liabilities 199,423 0 0 764,706 964,129 1,061,405 Net Assets Invested in capital assets, net of related debt 1,242,797 - 156,151 (752,459) 646,489 542,377 Restricted for debt service - - - 148,272 148,272 138,682 Unrestricted (131,274) 46,115 140,992 6,107 61,940 73,773 Total net assets $1,111,523 $46,115 $297,143 ($598,080) $856,701 $754,832 153 CITY OF COLUMBIA HEIGHTS, MINNESOTA STORM SEWER UTILITY FUND SUBCOMBINING SCHEDULE OF REVENUES, EXPENSES AND CHANGES IN FUND NET ASSETS For The Year Ended December 31, 2007 With Comparative Totals For The Year Ended December 3 1, 2006 Statement 49 Capital Equipment Capital Debt Operating Replacement Construction Service Totals Account Account Account Account 2007 2006 Operating revenues: Charges for sales and services: Storm sewer service charges $290,419 $ - $ - $ - 5290,419 5270,467 Operating expenses: Collection 115,180 - 750 - 115,930 105,756 Administration 1,240 - - - 1,240 1,230 Depreciation 60,478 - - - 60,478 58,538 Total operating expenses 176,898 0 750 0 177,648 165,524 Net income (loss) from operations 113,521 0 (750) 0 112,771 104,943 Nonoperating revenues (expenses) Investment income: Interest and dividends - 1,780 7,590 3,770 13,140 4,250 Change in fair value - 830 3,540 1,760 6,130 (70) Interest and fiscal charges - - - (30,172) (30,172) (24,908) Total nonoperating revenues (expenses) 0 2,610 11,130 (24,642) (10,902) (20,728) Net income (loss) before transfers 113,521 2,610 10,380 (24,642) 101,869 84,215 Transfers in 59,270 5,000 - 178,616 242,886 508,076 Transfers out (183,616) - (59,270) - (242,886) (508,076) Total transfers (124,346) 5,000 (59,270) 178,616 0 0 Change in net assets (10,825) 7,610 (48,890) 153,974 101,869 84,215 Net assets -beginning 1,122,348 38,505 346,033 (752,054) 754,832 670,617 Net assets -ending $1,111,523 546,115 5297,143 (5598,080) 5856,701 $754,832 154 CITY OF COLUMBIA HEIGHTS, MINNESOTA STORM SEWER UTILITY FUND SUBCOMBINING SCHEDULE OF CASH FLOWS For The Year Ended December 31, 2007 With Comparative Totals For The Year Ended December 3 1, 2006 Statement 50 2007 2006 Cash flows from operating activities: Cash received from customers $285,354 $266,380 Cash paid to suppliers for goods and services (54,690) (52,673) Cash payments to employees for services (54,994) (51,740) Net cash flows from operating activities 175,670 161,967 Cash flows from noncapital financing activities: Interfund receivable repaid by (advanced to) other funds (185,277) - Interfundpayable (repaid to) advanced by other funds 7,351 (17,249) Net cash flows from noncapital financing activities (177,926) (17,249) Cash flows from capital and related financing activities: Acquisition of capital assets (50,730) (72,534) Transfers in 242,886 508,076 Transfers out (242,886) (508,076) Principal payments -bonds (113,860) (109,283) Issuance of bonds - 250,451 Interest and fiscal charges (28,425) (28,380) Net cash flows from capital and related financing activities (193,015) 40,254 Cash flows from investing activities: Investment income: Interest and dividends 11,039 4,997 Change in fair value 6,130 (70) Net cash flows from investing activities 17,169 4,927 Net increase in cash and cash equivalents (178,102) 189,899 Cash and cash equivalents- January 1 343,987 154,088 Cash and cash equivalents -December 31 $165,885 $343,987 Reconciliation of operating income (loss) to net cash flows from operating activities Operating income (loss) $112,771 $104,943 Adjustments to reconcile operating income (loss) to net cash flows from operating activities: Depreciation expense 60,478 58,538 Changes in assets and liabilities: (Increase) decrease in accounts receivable (5,065) (4,087) Increase (decrease) in accounts payable 7,090 1,539 Increase (decrease) in accrued salaries and withholdings payable (229) (267) Increase (decrease) in due to other governmental units 785 1,075 Increase (decrease) compensated absences payable (160) 226 Total adjustments 62,899 57,024 Net cash flows from operating activities $175,670 $161,967 155 -This page intentionally left blank - 156 CITY OF COLUMBIA HEIGHTS, MINNESOTA LIQUOR FUND Statement 51 SUBCOMBINING SCHEDULE OF NET ASSETS December 31, 2007 With Comparative Totals For December 31, 2006 Capital Debt Operating Construction Service Totals Account Account Account 2007 2006 Assets Current assets: Cash and cash equivalents $61,026 $ - $4,420 $65,446 $1,459,078 Cash and cash equivalents with fiscal agent - 2,839,142 402,350 3,241,492 - Receivables: Accounts (net of allowance for uncollectables) 1,177 - - 1,177 93 5 Interest - 8,776 1,132 9,908 8,390 Due from other governmental units 1,182 - - 1,182 944 Prepayments - - 111,480 111,480 17,522 Inventory - at cost 1,467,387 - - 1,467,387 1,726,078 Total current assets 1,530,772 2,847,918 519,382 4,898,072 3,212,947 Noncurrent assets: Capital assets: Land 4,360 - - 4,360 4,360 Buildings 243,437 - - 243,437 243,437 Equipment 343,948 - - 343,948 364,423 Construction inprogress - 5,000,267 - 5,000,267 17,510 Total capital assets 591,745 5,000,267 0 5,592,012 629,730 Less: Accumulated depreciation (564,709) - - (564,709) (554,931) Net capital assets (net of accumulated depreciation) 27,036 5,000,267 0 5,027,303 74,799 Total noncurrent assets 27,036 5,000,267 0 5,027,303 74,799 Total assets 1,557,808 7,848,185 519,382 9,925,375 3,287,746 Liabilities Current liabilities: Accounts payable 346,637 441,625 - 788,262 271,291 Accrued salaries and withholdings payable 35,821 2,096 - 37,917 33,833 Contract payable -retained percentage - 134,864 - 134,864 - Due to other governmental units 66,932 - - 66,932 62,114 Interfund payable - 806,486 - 806,486 - Accruedinterest payable - - 71,743 71,743 - Compensated absences payable -current 3,236 - - 3,236 3,843 Total current liabilities 452,626 1,385,071 71,743 1,909,440 371,081 Noncurrent liabilities: Compensated absences payable -noncurrent 58,047 - - 58,047 52,669 Interfund capital construction lease payable -noncurrent - - 5,040,000 5,040,000 - Totalliabilities 510,673 1,385,071 5,111,743 7,007,487 423,750 Net Assets Invested in capital assets, net of related debt 27,036 5,000,267 (4,928,520) 98,783 74,799 Restricted for debt service - - 331,739 331,739 - Restrictedfor capital asset additions - 1,462,847 4,400 1,467,247 - Unrestricted 1,020,099 - 20 1,020,119 2,789,197 Total net assets $1,047,135 $6,463,114 ($4,592,361) $2,917,888 $2,863,996 157 CITY OF COLUMBIA HEIGHTS, MINNESOTA LIQUOR FUND SUBCOMBINING SCHEDULE OF REVENUES, EXPENSES AND CHANGES IN FUND NET ASSETS For The Year Ended December 31, 2007 With Comparative Totals For The Year Ended December 3 1, 2006 Operating Accounts Top Top Valu Valu II Operating revenues: Charges for sales: Liquor $1,157,914 $882,528 Beer 1,408,038 1,090,042 Wine 378,030 402,595 Other 212,069 135,698 Total operating revenues 3,156,051 2,510,863 Operating expenses: Cost of goods sold 2,422,744 1,921,146 Operating expense 612,818 471,671 Depreciation 5,270 13,597 Total operating expenses 3,040,832 2,406,414 Net income from operations $115,219 $104,449 Nonoperating revenues (expenses): Investment income: Interest and dividends Change in fair value Miscellaneous revenues Miscellaneous expenses Interest and fiscal charges Total nonoperating revenues (expenses) Net income before transfers Transfers in Transfers out Change in net assets Net assets -beginning Net assets -ending 158 Statement 52 Total Capital Debt Heights Operating Construction Service Totals Liquor Accounts Account Account 2007 2006 $355,382 $2,395,824 $ - $ - $2,395,824 $2,313,343 544,952 3,043,032 - - 3,043,032 2,994,162 54,251 834,876 - - 834,876 773,326 100,891 448,658 - - 448,658 465,660 1,055,476 6,722,390 0 0 6,722,390 6,546,491 800,992 5,144,882 - - 5,144,882 5,039,318 202,051 1,286,540 - - 1,286,540 1,282,616 3,537 22,404 - - 22,404 22,405 1,006,580 6,453,826 0 0 6,453,826 6,344,339 $48,896 268,564 0 0 268,564 202,152 - 43,924 4,243 48,167 34,930 - - 10 10 (620) 232 - - 232 488 (7,849) - - (7,849) - - - (40,532) (40,532) - (7,617) 43,924 (36,279) 28 34,798 260,947 43,924 (36,279) 268,592 236,950 - 6,388,875 - 6,388,875 - (2,047,493) - (4,556,082) (6,603,575) (712,361) (1,786,546) 6,432,799 (4,592,361) 53,892 (475,411) 2,833,681 30,315 - 2,863,996 3,339,407 $1,047,135 $6,463,114 ($4,592,361) $2,917,888 $2,863,996 159 CITY OF COLUMBIA HEIGHTS, MINNESOTA LIQUOR FUND SUBCOMBINING SCHEDULE OF CASH FLOWS For The Year Ended December 31, 2007 With Comparative Totals For The Year Ended December 3 1, 2006 Statement 53 Page 1 of 2 Cash flows from operating activities: Cash received from customers Cash paid to suppliers for goods and services Cash payments to employees for services Net cash flows from operating activities Cash flows from noncapital financing activities Transfers out Miscellaneous revenues Net cash flows from noncapital financing activities Cash flows from capital and related financing activities: Acquisition of capital assets Transfers in Transfers out Interfund payable (repaid to) advanced by other funds Advances under interfund capital construction lease Interest and fiscal charges -including capitalized interest Net cash flows from operating activities Cash flows from investing activities: Investment income: Interest and dividends Change in fair value Net cash flows from investing activities Net increase (decrease) in cash and cash equivalents Total cash and cash equivalents -January 1 Total cash and cash equivalents -December 31 (Less) cash and cash equivalents with fiscal agent -December 31 Cash and cash equivalents -December 31 2007 2006 $6,721,910 $6,546,371 (5,244,956) (5,495,365) (823,330) (832,954) 653,624 218,052 (214,700) (712,361) 232 488 (214,468) (711,873) (4,370,677) (17,510) 6,388,875 - (6,388,875) - 806,486 5,040,000 - (ll3,764) - 1,362,045 (17,510) 46,649 36,426 10 (620) 46,659 35,806 1,847,860 (475,525) 1,459,078 1,934,603 3,306,938 1,459,078 (3,241,492) - 565,446 $1,459,078 160 CITY OF COLUMBIA HEIGHTS, MINNESOTA LIQUOR FUND SUBCOMBINING SCHEDULE OF CASH FLOWS For The Year Ended December 31, 2007 With Comparative Totals For The Year Ended December 3 1, 2006 Statement 53 Page 1 of 2 Reconciliation of operating income (loss) to net cash flows from operating activities: Operating income (loss) Adjustments to reconcile operating income (loss) to net cash flows from operating activities: Depreciation expense Changes in assets and liabilities: (Increase) decrease in accounts receivable (Increase) decrease in due from other governmental units (Increase) decrease in prepayments .Adjustment for nonoperating portion (Increase) decrease in inventory, at cost Increase (decrease) in accounts payable .Adjustment for nonoperating portion Increase (decrease) in accrued salaries and withholdings payable Adjustment for nonoperating portion Increase (decrease) in contracts payable -retained percentage Adjustment for nonoperating portion Increase (decrease) in due to other governmental units Increase (decrease) in compensated absences payable Total adjustments 2007 $268,564 2006 Net cash flows from operating activities Noncash capital and related financing activities: Capital assets purchased/constructed on account $202,152 22,404 22,405 (242) (50) (238) (70) (93,958) (96) 111,480 - 258,691 (44,338) 516,971 34,744 (441,625) - 4,084 (6,356) (2,096) - 134,864 - (134,864) - 4,818 (733) 4,771 10,394 385,060 $653,624 $578,585 15,900 $218,052 $ - 161 -This page intentionally left blank - 162 INTERNAL SERVICE FUNDS Internal Service Funds are used to account for the financing on a cost reimbursement basis of goods or services provided by one department or agency to other departments or agencies within the City. Central Gara e.~ Fund -used to account for the costs of operating a maintenance facility for automotive equipment used by other City departments. Such costs are billed to other departments at actual cost plus a fixed overhead factor. The automotive equipment itself is acquired by the various user departments, which are responsible for financing replacement ve is es as necessary. Information Systems Fund -used to account for the costs associated with information systems within the City. All costs are recorded in the fund and are financed by transfers from user departments. Insurance Fund - used to account for certain costs of the City's risk management services and to build a reserve for catastrophic losses. All costs for premiums, claims and claims administration are recorded in the fund and allocated to user funds based on a percentage risk factor. Compensated Absences Fund -used to account for funds that have been set aside by the City Council for compensated absences earned by employees' services to the City's governmental funds. Funds set aside for the compensated absences earned by employees' services to the City's proprietary funds are recorded directly in each particular proprietary fund. 163 CITY OF COLUMBIA HEIGHTS, MINNESOTA INTERNAL SERVICE FUNDS COMBINING STATEMENT OF NET ASSETS December 31, 2007 Statement 54 Central Information Compensated Total Internal Garage Systems Insurance Absences Service Funds Assets Current assets: Cash and cash equivalents Interest receivable Prepayments Inventory - at cost Total current assets Noncurrent assets: Capital assets: Buildings Equipment Total capital assets Less: Accumulated depreciation Total capital assets (net of accumulated depreciation) Total noncurrent assets Total assets Liabilities Current liabilities: Accounts payable Accrued salaries and withholdings payable Compensated absences payable -current Total current liabilities Noncurrent liabilities: Compensated absences payable -noncurrent Total noncurrent liabilities Total liabilities Net Assets Invested in capital assets, net of related debt Unrestricted Total net assets $437,703 $700,390 $621,253 $772,092 $2,531,438 3,300 5,610 5,050 6,120 20,080 - - 58.746 - 58.746 483,403 706,000 685,049 778,212 2,652,664 1,510,174 - - - 1,510,174 1,690,143 95,353 0 0 1,785,496 (538,532) (59,466) - - (597,998) 1,151,611 35,887 - - 1,187,498 1,151,611 35,887 0 0 1,187,498 1,635,014 741,887 685,049 778,212 3,840,162 39,217 2,032 - - 41,249 7,769 6,668 - - 14,437 1,017 477 - 35,817 37,311 48,003 9,177 0 35,817 92,997 18,241 8,548 - 642,543 669,332 18,241 8,548 0 642,543 669,332 66,244 17,725 0 678,360 762,329 1,151,611 35,887 - - 1,187,498 417,159 688,275 685,049 99,852 1,890,335 $1,568,770 $724,162 $685,049 $99,852 $3,077,833 164 CITY OF COLUMBIA HEIGHTS, MINNESOTA INTERNAL SERVICE FUNDS COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND NET ASSETS For The Year Ended December 31, 2007 Central Information Compensated Total Internal Garage Systems Insurance Absences Service Funds $168,880 $ - $428,924 $ - $597,804 254,232 - - - 254,232 - - 1,023 - 1,023 131,716 - - - 131,716 554,828 0 429,947 0 984,775 444.775 219.739 408.479 - 1.072.993 Operating revenues: Charges for services: Services to departments Use of space Recovery of damages Charges for sales: Sales of motor fuel Total operating revenues Operating expenses: Cost of services and space Depreciation Total operating expenses Net income (loss) from operations Nonoperating revenues (expenses): Investment income: Interest and dividends Change in fair value Total nonoperating revenues (expenses) Net income (loss) before capital contributions and transfers Capital contribution -capital asset Transfers in Transfers out Total transfers Change in net assets Net assets -beginning Net assets -ending 476,545 234,185 408,479 78,283 (234,185) 21,468 Statement 55 0 1,119,209 U (134,434) 16,870 28,690 25,850 31,300 102,710 7,860 13,370 12,040 14,590 47,860 24,730 42,060 37,890 45,890 150,570 103,013 (192,125) 59,358 45,890 16,136 1,115,870 - - - 1,115,870 4,000 235,000 - - 239,000 (117,837) - - - (117,837) 1,002,033 235,000 0 0 1,237,033 1,105,046 42,875 59,358 45,890 1,253,169 463,724 681,287 625,691 53,962 1,824,664 $1,568,770 $724,162 $685,049 $99,852 $3,077,833 165 CITY OF COLUMBIA HEIGHTS, MINNESOTA INTERNAL SERVICE FUNDS COMBINING STATEMENT OF CASH FLOWS For The Year Ended December 31, 2007 Statement 56 Central Information Compensated Total Internal Cash flows from operating activities: Cash received from interfund goods and services provided $554,828 $ - $428,924 $363,323 $1,347,075 Cash received for damages - - 1,023 - 1,023 Cash paid to suppliers for goods and services (256,060) (79,604) (428,384) - (764,048) Cash payments to employees for services (160,959) (161,967) - (374,358) (697,284) Net cash flows from operating activities 137,809 (241,571) 1,563 (11,035) (113,234) Cash flows from noncapital financing activities: Transfers in - 235,000 - - 235,000 Transfers out (25,000) - - - (25,000) Net cash flows from noncapital financing activities (25,000) 235,000 0 0 210,000 Cash flows from capital and related financing activities: Acquisition of capital assets - (4,738) - - (4,738) Transfers in 4,000 - - - 4,000 Transfers out (92,837) - - - (92,837) Net cash flows from capital and related financing activities (88,837) (4,738) 0 0 (93,575) Cash flows from investing activities: Investment income: Interest and dividends 17,000 28,860 25,500 31,109 102,469 Change in fair value 7,860 13,370 12,040 14,590 47,860 Net cash flows from investing activities 24,860 42,230 37,540 45,699 150,329 Net increase in cash and cash equivalents 48,832 30,921 39,103 34,664 153,520 Cash and cash equivalents -January 1 388,871 669,469 582,150 737,428 2,377,918 Cash and cash equivalents -December 31 $437,703 $700,390 $621,253 $772,092 $2,531,438 Reconciliation of operating income (loss) to net cash flows from operating activities Operating income (loss) $78,283 ($234,185) $21,468 $ - ($134,434) Adjustments to reconcile operating income (loss) to net cash flows from operating activities: Depreciation expense 31,770 14,446 - - 46,216 Changes in assets and liabilities: (Increase) decrease inprepayments - - (19,905) - (19,905) (Increase) decrease in inventory, at cost 7,979 - - - 7,979 Increase (decrease) in accounts payable 16,454 (18,783) - - (2,329) Increase (decrease) in accrued salaries and withholdings payable 1,993 1,044 - - 3,037 Increase (decrease) in compensated absences payable 1,330 (4,093) - (11,035) (13,798) Total adjustments 59,526 (7,386) (19,905) (11,035) 21,200 Net cash flows from operating activities $137,809 ($241,571) $1,563 ($11,035) ($113,234) Noncash capital and related financing activities: Contribution of capital assets from government $1,115,870 $0 $0 $0 $1,115,870 166 CITY OF COLUMBIA HEIGHTS, MINNESOTA CENTRAL GARAGE FUND SUBCOMBINING SCHEDULE OF NET ASSETS December 31, 2007 With Comparative Totals For December 3 1, 2006 Statement 57 Assets Current assets: Cash and cash equivalents Interest Receivables Inventory - at cost Total current assets Noncurrent assets: Capital assets: Buildings Equipment Total capital assets Less: Accumulated depreciation Total capital assets (net of accumulated depreciation Total noncurrent assets Total assets Liabilities Current liabilities: Accounts payable Accrued salaries and withholdings payable Compensated absences payable -current Total current liabilities Noncurrent liabilities: Compensated absences payable -noncurrent Total noncurrent liabilities Total liabilities Net Assets Invested in capital assets, net of related debt Unrestricted Total net assets Capital Equipment Operating Replacement Totals Account Account 2007 2006 $386,366 $51,337 $437,703 $388,871 2,900 400 3,300 3,430 42,400 - 42,400 50,379 431,666 51,737 483,403 442,680 1,510,174 - 1,510,174 394,304 179,969 - 179,969 179,969 1,690,143 0 1,690,143 574,273 (538,532) - (538,532) (506,762) 1,151,611 0 1,151,611 67,511 1,151,611 0 1,151,611 67,511 1,583,277 51,737 1,635,014 510,191 39,217 - 39,217 22,763 7,769 - 7,769 5,776 1,017 - 1,017 1,219 48,003 0 48,003 29,758 18,241 - 18,241 16,709 18,241 0 18,241 16,709 66,244 0 66,244 46,467 1,151,611 - 1,151,611 67,511 365,422 51,737 417,159 396,213 $1,517,033 $51,737 $1,568,770 $463,724 167 CITY OF COLUMBIA HEIGHTS, MINNESOTA CENTRAL GARAGE FUND SUBCOMBINING SCHEDULE OF REVENUES, EXPENSES AND CHANGES IN FUND NET ASSETS For The Year Ended December 31, 2007 With Comparative Totals For The Year Ended December 3 1, 2006 Statement 58 Capital Equipment Operating Replacement Totals Account Account 2007 2006 Operating revenues: Charges for services: Services to departments $168,880 $ - $168,880 $157,211 Use of space 254,232 - 254,232 260,219 Charges for sales: Sales of motor fuel 131,716 - 131,716 99,341 Total operating revenues 554,828 0 554,828 516,771 Operating expenses: Cost of services and space 444,775 - 444,775 404,872 Depreciation 31,770 - 31,770 14,189 Total operating expenses 476,545 0 476,545 419,061 Net income (loss) from operations 78,283 0 78,283 97,710 Nonoperating revenues (expenses): Investment income: Interest and dividends 14,840 2,030 16,870 14,289 Change in fair value 6,920 940 7,860 (260) Total nonoperating revenues (expenses) 21,760 2,970 24,730 14,029 Net income before capital contributions and transfers 100,043 2,970 103,013 111,739 Capital contribution -capital asset 1,115,870 - 1,115,870 - Transfers in - 4,000 4,000 4,000 Transfers out (117,837) - (117,837) (118,998) Total transfers 998,033 4,000 1,002,033 (114,998) Change in net assets 1,098,076 6,970 1,105,046 (3,259) Total net assets -beginning 418,957 44,767 463,724 466,983 Total net assets -ending $1,517,033 $51,737 $1,568,770 $463,724 168 CITY OF COLUMBIA HEIGHTS, MINNESOTA CENTRAL GARAGE FUND SUBCOMBINING SCHEDULE OF CASH FLOWS For The Year Ended December 31, 2007 With Comparative Totals For The Year Ended December 3 1, 2006 Statement 59 2007 2006 Cash flows from operating activities: Cash received from interfund goods & services provided 5554,828 5519,772 Cash paid to suppliers for goods and services (256,060) (272,396) Cash payments to employees for services (160,959) (152,026) Miscellaneous revenues - - Netcash flows from operating activities 137,809 95,350 Cash flows from noncapital financing activities: Transfers out (25,000) (25,000) Cash flows from capital and related financing activities: Transfers in 4,000 4,000 Transfers out (92,837) (93,998) Net cash flows from capital and related financing activities (88,837) (89,998) Cash flows from investing activities: Investment income: Interest and dividends 17,000 11,139 Change in fair value 7,860 (260) Net cash flows from investing activities 24,860 10,879 Net increase in cash and cash equivalents 48,832 (8,769) Cash and cash equivalents -January 1 388,871 397,640 Cash and cash equivalents -December 31 $437,703 5388,871 Reconciliation of operating income (loss) to net cash flows from operating activities Operating income (loss) 578,283 $97,710 Adjustments to reconcile operating income (loss) to net cash flows from operating activities: Depreciation expense 31,770 14,189 Changes in assets and liabilities: (Increase) decrease in accounts receivable - 3,001 (Increase) decrease in inventory, at cost 7,979 (6,984) Increase (decrease) in accounts payable 16,454 (13,208) Increase (decrease) in accrued salaries and withholdings payable 1,993 452 Increase (decrease) in compensated absences payable 1,330 190 Total adjustments 59,526 (2,360) Net cash flows from operating activities 5137,809 $95,350 Noncash capital and related financing activities: Contribution of capital assets from government $1,115,870 SO 169 CITY OF COLUMBIA HEIGHTS, MINNESOTA INFORMATION SYSTEMS FUND SUBCOMBINING SCHEDULE OF NET ASSETS December 31, 2007 With Comparative Totals For December 3 1, 2006 Statement 60 Capital Equipment Operating Replacement Totals Account Account 2007 2006 Assets Current assets: Cash and cash equivalents $667,673 $32,717 $700,390 $669,469 Interest receivable 5,350 260 5,610 5,780 Total current assets 673,023 32,977 706,000 675,249 Noncurrent assets: Capital assets: Equipment 95,353 - 95,353 86,494 Construction in progress - - - 4,121 Total capital assets 95,353 0 95,353 90,615 Less: Accumulated depreciation (59,466) - (59,466) (45,020) Capital assets (net of accumulated depreciation) 35,887 - 35,887 45,595 Total noncurrent assets 35,887 0 35,887 45,595 Total assets 708,910 32,977 741,887 720,844 Liabilities Current liabilities: Accounts payable 2,032 - 2,032 20,815 Accrued salaries and withholdings payable 6,668 - 6,668 5,624 Compensated absences payable -current 477 - 477 892 Total current liabilities 9,177 0 9,177 27,331 Noncurrent liabilities: Compensated absences payable -noncurrent 8,548 - 8,548 12,226 Total noncurrent liabilities 8,548 0 8,548 12,226 Total liabilities 17,725 0 17,725 39,557 Net Assets Invested in capital assets, net of related debt 35,887 - 35,887 45,595 Unrestricted 655,298 32,977 688,275 635,692 Total net assets $691,185 $32,977 $724,162 $681,287 170 CITY OF COLUMBIA HEIGHTS, MINNESOTA INFORMATION SYSTEMS FUND SUBCOMBINING SCHEDULE OF REVENUES, EXPENSES AND CHANGES IN FUND NET ASSETS For The Year Ended December 31, 2007 With Comparative Totals For The Year Ended December 3 1, 2006 Statement 61 Capital Equipment Operating Replacement Totals Account Account 2007 2006 Operating revenues $ - $ - $ - $ - Operating expenses: Cost of services 219,739 - 219,739 241,871 Depreciation 14,446 - 14,446 12,462 Total operating expenses 234,185 0 234,185 254,333 Net income (loss) from operations (234,185) 0 (234,185) (254,333) Nonoperating revenues (expenses): Investment income: Interest and dividends 27,350 1,340 28,690 24,080 Change in fair value 12,750 620 13,370 (430) Total nonoperating revenues (expenses) 40,100 1,960 42,060 23,650 Net income (loss) before transfers (194,085) 1,960 (192,125) (230,683) Transfers in 235,000 - 235,000 235,000 Change in net assets 40,915 1,960 42,875 4,317 Net assets -beginning 650,270 31,017 681,287 676,970 Net assets -ending $691,185 $32,977 $724,162 $681,287 171 CITY OF COLUMBIA HEIGHTS, MINNESOTA INFORMATION SYSTEMS FUND SUBCOMBINING SCHEDULE OF CASH FLOWS For The Year Ended December 31, 2007 With Comparative Totals For The Year Ended December 3 1, 2006 Statement 62 Cash flows from operating activities: Cash paid to suppliers for goods and services Cash payments to employees for services Net cash flows from operating activities Cash flows from noncapital financing activities: Transfers in Cash flows from capital and related financing activities: Acquisition of capital assets Cash flows from investing activities: Investment income: Interest and dividends Change in fair value Net cash flows from investing activities Net increase (decrease) in cash and cash equivalents Cash and cash equivalents -January 1 Cash and cash equivalents -December 31 Reconciliation of operating income (loss) to net cash flows from operating activities Operating income (loss) Adjustments to reconcile operating income (loss) to net cash flows from operating activities: Depreciation expense Changes in assets and liabilities: Increase (decrease) in accounts payable Increase (decrease) in accrued salaries and withholdings payable Increase (decrease) in compensated absences payable Total adjustments Net cash flows from operating activities 2007 (579,604) (161,967) (241,571) 235,000 (4,738) 28,860 13,370 42,230 30,921 669,469 5700,390 ($234,185) (5254,333) 14,446 12,462 (18,783) 9,237 1,044 (29) (4,093) 3,833 (7,3 86) ($241,571) 25,503 ($228,830) 2006 ($67,790) (161,040) (228,830) 235,000 (20,906) 18,525 (430) 18,095 3,359 666,110 5669,469 172 CITY OF COLUMBIA HEIGHTS, MINNESOTA INSURANCE FUND SUBCOMBINING SCHEDULE OF NET ASSETS December 31, 2007 With Comparative Totals For December 3 1, 2006 Statement 63 2007 Assets Current assets: Cash and cash equivalents 5621,253 Interest receivable 5,050 Prepayments 58,746 Total assets 685,049 Liabilities - Net Assets Unrestricted 685,049 Total net assets $685,049 2006 $582,150 4,700 38,841 625,691 625,691 5625,691 173 CITY OF COLUMBIA HEIGHTS, MINNESOTA INSURANCE FUND SUBCOMBINING SCHEDULE OF REVENUES, EXPENSES AND CHANGES IN FUND NET ASSETS For The Year Ended December 31, 2007 With Comparative Totals For The Year Ended December 3 1, 2006 Statement 64 Operating revenues: Insurance allocation Recovery of damages Total operating revenues Operating expenses: Cost of services: Premiums Claims Total operating expenses Net income from operations Nonoperating revenues (expenses): Investment income: Interest and dividends Change in fair value Total nonoperating revenues (expenses) Net income (loss) before transfers Transfers out Change in net assets Net assets -beginning Net assets -ending 2007 2006 $428,924 $429,656 1,023 51,328 429,947 480,984 394,284 341,618 14,195 25,931 408,479 367,549 21,468 113,435 25,850 12,040 37,890 59,358 59,358 625,691 5685,049 19,560 (350) 19,210 132,645 (735,000) (602,355) 1,228,046 $625,691 174 CITY OF COLUMBIA HEIGHTS, MINNESOTA INSURANCE FUND SUBCOMBINING SCHEDULE OF CASH FLOWS For The Year Ended December 31, 2007 With Comparative Totals For The Year Ended December 3 1, 2006 Statement 65 Cash flows from operating activities: Cash received from interfund services provided Cash received for damages Cash paid to suppliers for goods and services Net cash flows from operating activities Cash flows from noncapital financing activities: Transfers out Net cash flows from noncapital financing activities Cash flows from investing activities: Investment income: Interest and dividends Change in fair value Net cash flows from investing activities Net increase in cash and cash equivalents Cash and cash equivalents -January 1 Cash and cash equivalents -December 31 Reconciliation of operating income (loss) to net cash flows from operating activities Operating income (loss) Adjustments to reconcile operating income (loss) to net cash flows from operating activities: Changes in assets and liabilities: (Increase) decrease in prepayments Increase (decrease) in accounts payable Total adjustments Net cash flows from operating activities 2007 $428,924 1,023 (428,384) 1,563 0 25,500 12,040 37,540 39,103 582,150 $621,253 $21,468 (19,905) (19,905) $1,563 2006 $429,656 51,328 (372,034) 108,950 (735,000) (735,000) 23,503 (350) 23,153 (602,897) 1,185,047 $582,150 $113,435 (4,485) (4,485) $108,950 175 CITY OF COLUMBIA HEIGHTS, MINNESOTA COMPENSATED ABSENCES FUND SUBCOMBINING SCHEDULE OF NET ASSETS December 31, 2007 With Comparative Totals For December 3 1, 2006 Statement 66 2007 2006 Assets Current assets: Cash and cash equivalents $772,092 $737,428 Interest receivable 6,120 5,929 Total assets 778,212 743,357 Liabilities Current liabilities: Compensated absences payable -current 35,817 46,879 Noncurrent liabilities: Compensated absences payable -noncurrent 642,543 642,516 Total liabilities 678,360 689,395 Net Assets Unrestricted 99,852 53,962 Total net assets $99,852 $53,962 176 CITY OF COLUMBIA HEIGHTS, MINNESOTA COMPENSATED ABSENCES FUND SUBCOMBINING SCHEDULE OF REVENUES, EXPENSES AND CHANGES IN FUND NET ASSETS For The Year Ended December 31, 2007 With Comparative Totals For The Year Ended December 3 1, 2006 Statement 67 2007 2006 Operating revenues: Charges for services $ - $ - Operating expenses: Cost ofservices - - Net income from operations 0 0 Nonoperating revenues (expenses): Investment income: Interest and dividends 31,300 24,689 Change in fair value 14,590 (440) Total nonoperating revenues (expenses) 45,890 24,249 Change in net assets 45,890 24,249 Net assets -beginning 53,962 29,713 Net assets -ending $99,852 $53,962 177 CITY OF COLUMBIA HEIGHTS, MINNESOTA COMPENSATED ABSENCES FUND SUBCOMBINING SCHEDULE OF CASH FLOWS For The Year Ended December 31, 2007 With Comparative Totals For The Year Ended December 3 1, 2006 Statement 68 2007 2006 Cash flows from operating activities: Cash received from interfund services provided $363,323 $394,205 Cash payments to employees for services (374,358) (348,398) Net cash flows from operating activities (11,035) 45,807 Cash flows from investing activities: Investment income: Interest and dividends 31,109 23,396 Change in fair value 14,590 (440) Net cash flows from investing activities 45,699 22,956 Net increase in cash and cash equivalents 34,664 68,763 Cash and cash equivalents -January 1 737,428 668,665 Cash and cash equivalents -December 31 $772,092 $737,428 Reconciliation of operating income (loss) to net cash flows from operating activities Operating income (loss) $ - $ - Adjustments to reconcile operating income (loss) to net cash flows from operating activities: Changes in assets and liabilities: Increase (decrease) in compensated absences payable (11,035) 45,807 Total adjustments (11,035) 45,807 Net cash flows from operating activities ($11,035) $45,807 178 AGENCY FUNDS Agency Funds are used to account for assets held by a government in a trustee or agent capacity for individuals, private organizations, other governments and the like. The City of Columbia Heights had the following Agency Funds during the year: Permit Surchar e.~ Fund -used to account for SAC charges and surcharges collected for and remitted to the State of Minnesota. Tri-City GIS Fund -used to account for joint purchases of geographic information services by the Cities of Columbia Heights, Fridley and Andover. 179 CITY OF COLUMBIA HEIGHTS, MINNESOTA COMBINING STATEMENT OF CHANGES IN ASSETS AND LIABILITIES AGENCY FUNDS For the Year Ended December 3 1, 2007 Statement 69 Balance Balance Tanuarv 1 _ December 31. Permit Surchar e. Assets Cash and investments Total assets Liabilities Due to other governmental units Total liabilities Tri-Ci GIS Fund Assets Cash and investments Due from other governmental units Total assets Liabilities Accounts payable Due to other governmental units Total liabilities Total Assets Cash and investments Due from other governmental units Total assets Liabilities Accounts payable Due to other governmental units Total liabilities $14,142 $32,086 $41,493 $4,735 $14,142 $32,086 $41,493 $4,735 $14,142 $32,086 $41,493 $4,735 $14,142 $32,086 $41,493 $4,735 $7,823 $56,995 $64,818 $ - - 28,055 15,537 12,518 $7,823 $56,995 $64,818 $0 $4,277 $70,13 8 $74,415 $ - 3,546 51,306 42,334 12,518 $7, 823 $121,444 $116,749 $12,518 $21,965 $89,081 $106,311 $4,735 - 28,055 15,537 12,518 $21,965 $117,136 $121,848 $17,253 X4.277 ~7(l_ 13 R X74.415 ~ - $21,965 $153,530 $158,242 $17,253 180 III. STATISTICAL SECTION (UNAUDITED 181 STATISTICAL SECTION The following detailed statistical tables are presented to provide a context for understanding and evaluating the information presented in the other parts of this report. Unless otherwise noted, the information in these statistical tables is derived from the city of Columbia Heights' Comprehensive Annual Reports for the relevant years. These tables address the five categories of information listed below. Financial Trends -Tables 1 through 4 These tables contain trend information to help the reader understand how the City's financial performance has changed over time. Revenue Capacity -Tables 5 through 8 These tables contain information to help the reader assess the factors affecting the City's ability to generate property taxes. Debt Capacity -Tables 9 through 13 These tables contain present information to help the reader assess the affordability of the City's current levels of outstanding debt and the City's ability to issue additional debt in the future. Demo . raphic and Economic Information -Tables 14 throu .. h~155 These tables offer demographic and economic indicators to help the reader understand the environment within which the city's financial activities take place and to help make comparisons over time and with other governments. Operating Information -Tables 16 through 18 These tables contain information about the City's operations and resources to help the reader understand the relationship between the City's financial activities and the services the City prove es. 182 CITY OF COLUMBIA HEIGHTS, MINNESOTA NET ASSETS BY COMPONENT Last Six Fiscal Years (A) (Accrual Basis of Accounting) Table 1 Fiscal Year Governmental activities: Invested in capital assets, net of related debt Restricted Unrestricted Total governmental activities net assets Business-type activities: Invested in capital assets, net of related debt Restricted Unrestricted Total business-type activities net assets Primary government: Invested in capital assets, net of related debt Restricted Unrestricted Total primary government net assets 2002 2003 2004 2005 2006 2007 ~1b,yJ~,JyJ ~14,J~J,J~y ~14,~L~,ylb alb,/L/,/L4 ~1~,U4S,Lll ~l~,~Jy,U~U 1 ~nz S~Z 1 11 d R7n ~ SRS Zn5 ~ ~m n5h ~ ~Ad 2Rd ~ nnn RRR $34,966,842 $33,719,592 $36,981,059 $37,610,761 $43,296,635 $43,573,864 $5,473,625 $5,432,788 $6,175,547 $6,732,499 $5,759,805 $6,039,739 X75 7QZ ion ~7s z~7 zQa ~7s hs~ ~QS ~~7 ~ ~a~ ~Q~ $13,408,031 $13,148,191 $13,520,824 $13,684,352 $13,514,606 $13,792,301 $22,432,220 $19,968,377 $20,504,463 $23,460,223 $23,803,082 $24,898,769 1 ~7A ~nh 1 dn5 nd5 ~ h77 hAd ~ h77 7nR 7 h7A hl l 5 7d~ 171 $48,374,873 $46,867,783 $50,501,883 $51,295,113 $56,811,241 $57,366,165 (A) Net asset information is not available for years prior to 2002; the year the City implemented GASB Statement 34. 183 CITY OF COLUMBIA HEIGHTS, MINNESOTA CHANGES IN NET ASSETS Last Six Fiscal Years (A) (Accrual Basis of Accounting) Table 2 Page 1 of 2 Fiscal Year 2002 2003 2004 2005 2006 Expenses Governmental activities: General government $1,915,920 $1,756,434 $1,669,721 $1,681,229 $1,689,675 Public safety 3,920,746 3,630,535 3,640,970 4,052,905 3,992,930 Public works 1,659,152 2,646,859 2,109,060 2,391,726 2,353,032 Culture and recreation 2,018,571 1,909,831 1,904,848 2,017,816 2,135,633 Community development 1,679,107 1,239,030 2,171,407 5,360,442 2,579,084 Interest on long-term debt 575,712 414,297 387,544 288,532 118,760 Total governmental activities expenses 11,769,208 11,596,986 11,883,550 15,792,650 12,869,114 Business-type activities: Water 1,561,071 1,903,331 1,637,316 1,717,445 2,026,603 Sewer 1,058,721 1,231,594 1,219,200 1,333,420 1,393,679 Refuse 1,271,961 1,330,272 1,321,730 1,147,313 1,147,879 Storm Sewer 162,499 204,895 158,374 162,915 184,764 Liquor 6,343,775 6,619,942 6,593,578 6,544,175 6,377,805 Total business-type activities expenses 10,398,027 11,290,034 10,930,198 10,905,268 11,130,730 2007 $1,732,111 4,380,363 2,506,913 2,313,750 5,918,257 17,348,082 2,113,121 1,675,738 1,170,707 204,221 11,703,144 Total primary government expenses $22,167,235 $22,887,020 $22,813,748 $26,697,918 $23,999,844 $29,051,226 Program revenues Governmental activities: Charges for services: General government $594,983 $724,331 $203,344 $228,740 $171,146 Public safety 290,465 330,768 488,216 423,450 528,752 Public works 168,608 306,193 48,253 81,607 267,960 Culture and recreation 233,498 107,318 239,352 250,380 263,565 Community development 501,288 510,620 1,313,912 2,748,542 1,461,497 Operating grants and contributions: General government 2,688 - - 79 2,769 Public safety 387,828 405,098 436,460 557,983 355,356 Public works 161,384 194,987 213,801 178,311 161,176 Culture and recreation 140,938 41,492 72,269 76,405 79,371 Community development 525,821 304,669 955,213 144,121 160,017 Capital grants and contributions: Public safety - 225,000 225,000 599,917 52,463 Public works 613,304 1,315,007 46,052 3,896,862 Culture and recreation 4,043,856 - 50,250 1,702,543 141,738 Community development - 56,805 177,737 - 682,872 Total governmental activities program revenues 7,051,357 3,820,585 5,738,814 7,038,130 8,225,544 Business-type activities: Charges for services: Water - 1,548,505 1,771,153 1,887,990 2,141,648 Sewer 1,391,669 1,240,882 1,019,532 1,145,810 1,374,217 Refuse 1,220,936 1,248,346 1,255,011 1,256,180 1,263,267 Storm sewer 1,248,982 184,712 284,223 274,907 270,467 Liquor 172,975 6,960,916 6,975,756 6,714,575 6,546,979 Operating grants and contributions: 6,883,344 - - - - Sewer - 1,865 - - - Refuse - 53,411 46,635 46,170 47,755 Storm sewer 198 52,499 - - - Capital grants and contributions: Water - - - - 22,822 Storm sewer (4,251,478) - 113,407 - - Total business-type activities program revenues 6,666,626 11,291,136 11,465,717 11,325,632 11,667,155 2,273,980 1,419,252 1,303,472 290,419 6,722,622 36,060 12,045,805 Total primary government program revenues $13,717,983 $15,111,721 $17,204,531 $18,363,762 $19,892,699 $18,511,808 $177,378 670,017 130,351 297,341 1,504,679 389,325 154,309 47,784 159,624 103,974 1,448,180 71,516 1,311,525 6,466,003 184 CITY OF COLUMBIA HEIGHTS, MINNESOTA CHANGES IN NET ASSETS Last Six Fiscal Years (A) (Accrual Basis of Accounting) Table 2 Page 2 of 2 Fiscal Year 2002 2003 2004 2005 2006 2007 Net (expense) revenue: Governmental activities ($4,717 851) > ($7 776 401) > > ($6144 736) > > ($8 754 520) > > ($4 643 570) > > ($10 882 079) > > Business-type activities (3,731,401) 1,102 535,519 420,364 536,425 342,661 Total primary government net (expense) revenue (8,449,252) (7,775,299) (5,609,217) (8,334,156) (4,107,145) (10,539,418) General revenues and other changes in net assets Governmental activities: Taxes: Property taxes 2,002 4,306,036 4,989,205 5,662,368 5,953,722 6,321,467 Tax increment collections - 781,439 972,208 1,088,267 1,086,298 1,183,062 Unrestricted grants and contributions - 2,712,408 2,337,386 1,768,216 1,679,384 1,844,516 Investment earnings - 408,208 729,456 471,142 706,231 1,379,726 Miscellaneous 4,341,972 103,524 - 18,980 15,930 44,000 Transfers 798,446 387,613 377,948 375,249 887,879 386,537 Total governmental activities 5,142,420 8,699,228 9,406,203 9,384,222 10,329,444 11,159,308 Business-type activities: 1,201,447 Investment earnings 6,454 126,671 215,062 118,413 181,708 321,571 Transfers 634,236 (387,613) (377,948) (375,249) (887,879) (386,537) Total business-type activities 1,842,137 (260,942) (162,886) (256,836) (706,171) (64,966) Total primary government $6,984,557 $8,438,286 $9,243,317 $9,127,386 $9,623,273 $11,094,342 Change in net assets: Governmental activities ($258,612) $922,827 $3,261,467 $629,702 $5,685,874 $277,229 Business-type activities (259,840) 372,633 163,528 (169,746) 277,695 Total primary government ($258,612) $662,987 $3,634,100 $793,230 $5,516,128 $554,924 (A) Changes in net assets are not available for years prior to 2002; the year the City implemented GASB Statement 34 Certain information from prior years' presentation has been reclassified in this table to conform to the current year presentation 185 CITY OF COLUMBIA HEIGHTS, MINNESOTA FUND BALANCES, GOVERNMENTAL FUNDS Last Ten Fiscal Years (Modified Accrual Basis of Accounting) Fiscal Year 1998 1999 2000 2001 General Fund: Reserved $11,632 $6,654 $6,858 $7,003 Unreserved 4,732,599 5,009,311 4,794,560 3,890,373 Total general fund $4,744,231 $5,015,965 $4,801,418 $3,897,376 All other governmental funds: Reserved $675,622 $805,801 $986,662 $951,121 Unreserved, reported in: Special revenue funds 3,026,391 3,308,874 3,272,268 3,190,810 Debt service funds 644,112 809,379 1,546,331 1,710,716 Capital projects funds 3,457,655 4,021,482 4,729,255 7,688,865 Total all other governmental funds $7,803,780 $8,945,536 $10,534,516 $13,541,512 186 Table 3 Fiscal Year 2002 2003 2004 2005 2006 $14,657 $14,727 $23,302 $10,484 $35,323 3,500,949 3,408,505 4,116,808 3,339,644 3,560,525 $3,515,606 $3,423,232 $4,140,110 $3,350,128 $3,595,848 $950,813 $976,139 $5,273,705 $2,187,884 $2,668,322 355,626 610,804 (652,449) (612,434) (506,084) 1,187,646 841,666 1,044,647 621,250 809,062 11,938,611 13,633,284 12,367,589 12,784,744 15,034,968 $14,432,696 $16,061,893 $18,033,492 $14,981,444 $18,006,268 2007 $35,710 3,943,436 $3,979,146 $7,422,354 411,090 1,745,447 15,918,048 $25,496,939 187 CITY OF COLUMBIA HEIGHTS, MINNESOTA CHANGES IN FUND BALANCES, GOVERNMENTAL FUNDS Last Ten Fiscal Years Fiscal Year Revenues: Taxes Licenses, fees and permits Fines and penalties Charges for services Special assessments Intergovernmental Investment earnings Other revenues Total revenues Expenditures: Current: General government Public safety Public works Culture and recreation Community development Capital outlay: General government Public safety Public works Culture and recreation Community development Debt service: Principal retirement Interest and fiscal charges Issuance costs Developer incentives Total expenditures Revenues over (under) expenditures 1998 1999 2000 2001 $4,449,833 $4,413,680 $4,809,958 $4,878,197 289,411 401,158 268,014 292,744 121,858 100,161 90,218 87,760 1,167,676 1,029,899 1,102,249 1,191,165 543,108 399,300 448,199 628,222 5,389,060 5,282,867 6,094,806 6,597,650 767,127 204,141 1,191,174 987,643 927,358 1,171,309 1,187,989 1,469,836 13,655,431 13,002,515 15,192,607 16,133,217 Note (A) 13,359,744 12,721,113 14,038,385 14,148,923 295,687 281,402 1,154,222 1,984,294 188 Table 4 Page 1 of 2 Fiscal Year 2002 2003 2004 2005 2006 2007 $5,143,733 $5,076,498 $5,937,431 $6,702,610 $6,977,604 $7,444,199 277,924 281,480 586,957 382,339 597,557 444,833 84,346 140,378 140,282 127,555 129,400 160,383 1,166,876 1,125,431 1,442,438 3,197,360 1,887,314 1,995,859 597,380 564,351 671,357 520,031 1,011,553 1,137,576 7,996,992 3,844,988 4,687,866 4,878,487 4,228,308 4,229,414 1,201,447 392,995 695,275 432,959 648,744 1,271,216 327,771 435,829 176,575 90,956 251,414 170,344 16,796,469 11,861,950 14,338,181 16,332,297 15,731,894 16,853,824 1,876,996 1,663,801 1,576,233 1,575,863 1,577,484 1,616,374 3,829,178 3,590,525 3,615,200 3,954,019 3,887,884 4,122,411 1,162,996 1,208,055 1,311,390 1,558,987 1,523,170 1,640,713 1,897,690 1,862,777 1,872,178 1,977,798 2,074,835 2,238,793 1,545,405 1,622,468 1,576,161 4,511,338 2,256,122 3,077,310 20,778 16,037 - 11,022 4,512 - 124,648 348,221 476,511 95,125 82,986 254,728 5,296,201 1,273,747 1,637,559 1,912,738 4,202,665 1,303,297 26,610 71,700 83,955 62,700 117,909 274,896 257,425 55,824 682,939 1,436,724 266,144 306,332 716,515 477,918 514,789 1,449,035 782,273 792,273 561,222 602,592 652,518 2,478,205 119,544 219,065 - 10,330 29,918 - 25,114 148,972 104,258 85,211 67,866 252,176 142,451 2,584,854 17,419,922 12,889,206 14,097,217 21,275,730 17,063,093 18,580,018 (623,453) (1,027,256) 240,964 (4,943,433) (1,331,199) (1,726,194) 189 CITY OF COLUMBIA HEIGHTS, MINNESOTA CHANGES IN FUND BALANCES, GOVERNMENTAL FUNDS Last Ten Fiscal Years Fiscal Year Other financing sources (uses): Bonds issued Bond premium (discount) Transfers in Transfers out Sale of capital assets Total other fmancing sources (uses) Net change in fund balance Debt service as a percentage of noncapital expenditures -Note (B) Debt service as a percentage of total expenditures -Note (B) 1998 $ - 2,441,327 (2,044,346) 396,981 $692,668 1999 $853,120 3,430,710 (3,151,742) 1,132,088 $1,413,490 2000 $ - 2,923,188 (2,702,977) 220,211 $1,374,433 2001 $ - 4,940,560 (4,821,900) 118,660 $2,102,954 Note (A) (A) Information necessary to present expenditures by the classifications used in this table is not available for years prior to 2002; the year the City implemented GASB Statement 34. 190 Table 4 Page 2 of 2 Fiscal Year 2002 2003 2004 2005 2006 2007 $ - $1,332,828 $1,985,000 $ - $2,759,550 $8,930,000 - (5,998) (5,935) - 26,303 (22,108) 6,857,803 3,849,932 838,937 553,070 1,807,877 570,374 (5,751,430) (2,880,382) (370,489) (80,321) (70,000) (70,000) - 267,699 - 628,654 78,013 191,897 1,106,373 2,564,079 2,447,513 1,101,403 4,601,743 9,600,163 $482,920 $1,536,823 $2,688,477 ($3,842,030) $3,270,544 $7,873,969 11.0% 9.9% 10.7% 22.4% 7.6% 8.4% 7.3% 8.5% 8.5% 18.5% 5.4% 6.2% 191 CITY OF COLUMBIA HEIGHTS, MINNESOTA TAX CAPACITY VALUE AND ESTIMATED MARKET VALUE OF ALL TAXABLE PROPERTY Last Ten Fiscal Years (Unaudited) Table 5 Tax Capacity Value Fiscal Other Captured Tax Year Residential Property (A) Increment Value 1998 1999 2000 Note (E) 2001 2002 Adjusted Taxable Net Total Area Wide Allocation (B) Tax Capacity Direct Tax Subtotal Contribution Distribution Value (C) Rate (D) $8,107,755 ($512,532) $2,540,064 $10,135,287 30.991% 7,846,520 (505,598) 2,527,183 9,868,105 3L925% 8,409,338 (503,'719) 2,7T7,~92 10,682,911 30.147% 9,392,543 (573,922) 3,085,984 11,904,605 30.564% 8,116,453 (385,323) 1,976,846 9,707,976 49.114% 2003 7,852,288 1,731,844 (823,154) 8,760,978 (409,330) 2,111,495 10,463,143 45.272% 2004 8,808,143 1,813,247 (1,010,335) 9,611,055 (379,508) 2,267,401 11,498,948 47.888% 2005 10,170,041 1,874,629 (1,152,643) 10,892,027 (417,605) 2,275,591 12,750,013 47.859% 2006 11,487,424 1,861,133 (1,193,227) 12,155,330 (453,305) 2,324,917 14,026,942 44.736% 2007 12,860,373 1,967,884 (1,389,436) 13,438,821 (443,665) 2,473,140 15,468,296 41.511% Adjusted Tax Estimated Capacity Value Market as a Percent Value of EMV $591,420,800 613,325,300 662,002,000 749,621,700 843,669,700 982,517,600 1,077,714,400 1,203,032,800 1,271,030,500 1,387,050,100 1.714% 1.609% 1.614% 1.588% 1.151% 1.065% 1.067% 1.060% 1.104% 1.115% (A) The category "Other Property" is substantially all commerciallindustrial property, plus nomimal amounts of railroad and personal property, (B) The Metropolitan Fiscal Disparities Act was first implemented for taxes payable in 1975 for the seven Metropolitan counties of Anoka, Carver, Dakota, Hennepin, Ramsey, Scott, and Washington. Forty percent of the increase in commercial-industrial (including public utility) valuation in each assessment district since 1971 is contributed to an area-wide tax base. Using the factors of population and real property market value, a per capita distribution index is calculated. This index is employed in determining what proportion of the valuation shall be distributed back to each assessment district. ( C) The Minnesota Legislature reduced some of the "class rates" used to calculate tax capacity value in fiscal years 1999 and 2001 This reduced the amount of market value that converts to tax capacity value. (D) For fiscal year 2002 and subsequent years, the Minnesota Legislature changed the formula by which state aid to cities was determined, significantly decreasing the annual amount of state aid received by the City of Columbia Heights, Some of this decrease was offset by the relatively higher City direct tax rates after 2001 (E) Certain information on the components of tax capacity prior to 2003 is not available. Source: Anoka County Auditor's Tax Certificate 192 CITY OF COLUMBIA HEIGHTS, MINNESOTA DIRECT AND OVERLAPPING PROPERTY TAX RATES (A) Last Ten Fiscal Years Table 6 City Overlapping Rates (B) Fiscal Direct School Special Year Rate District 13 County Districts (C) Total 1998 30.991% 68.491% 27.845% 7.470% 134.797% 1999 31.925% 68.837% 27.845% 8.460% 137.067% 2000 30.147% 66.465% 29.426% 8.799% 134.837% 2001 30.564% 47.452% (D) 28.125% 8.741% 114.882% 2002 49.114% (E) 38.614% 26.432% 7.098% 121.258% 2003 45.272% 20.303% 34.761% 8.203% 108.539% 2004 47.888% 22.833% 37.617% 7.689% 116.027% 2005 47.859% 19.918% 32.722% 8.048% 108.547% 2006 44.736% 19.505% 29.875% 7.679% 101.795% 2007 41.511% 17.338% 28.626% 7.901% 95.376% (A) These property tax rates are stated as a percentage of tax capacity value. See Table 5. (B) Overlapping rates are those of local and county governments that apply to property owners within the City. Most, but not all, overlapping rates apply to all City property owners. For example, although the school and county property tax rates apply to all City property owners, special district rates apply only to the City property owners whose property is located within each special district's geographic boundaries. (C) Special districts include Metropolitan Council, Metropolitan Transit District, Metropolitan Mosquito Control District, N.E. Metro School District 916, Rice Creek Watershed District, Anoka County Housing and Redevelopment Authority, Anoka County Regional Rail Authority, CountylCity Radio, and the Columbia Heights Housing and Redevelopment Authority. (D) For fiscal year 2001 and subsequent years, the Minnesota Legislature enacted several provisions which substantially reduced school district property tax levies, replacing the tax levy funds with state aid. (E) For fiscal year 2002 and subsequent years, the Minnesota Legislature changed the formula by which state aid to cities was determined, significantly decreasing the annual amount of state aid received by the City of Columbia Heights. Some of this decrease was offset by the increase in the City direct tax rate shown above for 2002 and subsequent years. Source: Anoka County Auditor's Tax Certificate 193 -This page intentionally left blank - 194 CITY OF COLUMBIA HEIGHTS, MINNESOTA PRINCIPAL PROPERTY TAXPAYERS Current Year and Nine Years Ago Table 7 2007 1998 Tax Capacity Taxpayer Value (A) Medtronic Inc $202,052 Centro Bradley SPE 5 LLC 148,752 New Heights Development LLC 147,934 Consolidated Realty of Mpls 112,560 Columbia Park Properties 99,068 Equity Partners LLC 87,868 Lynde Investment Co MN Partnership 81,885 Crestview Corporation 74,615 Columbia Heights Center LLC 72,368 Jeffs Bobby & Steve's Auto World 62,618 Northern States Power Co - Kraus-Anderson Inc - Maylan Construction Co - Americana Bank - Minnegasco - Total $1,089,720 Total All Property $14,828,257 Rank 1 2 3 4 5 6 7 8 9 10 N/A N/A N/A N/A N/A Percentage of Total City Taxable Tax Capacity Capacity Value Value (A) 1.36% $138,000 1.00% - 1.00% - 0.76% 118,432 0.67% 154,482 0.59% - 0.55% 82,765 0.50% 88,061 0.49% - 0.42% - 0.00% 116,748 0.00% 214,600 0.00% 166,686 0.00% 154,800 7.34% $1,338,654 X9,034,181 (A) Tax Capacity values in this table are before adjustments for captured tax increment value and area-wide allocations. See Table 5. Source: Anoka County Auditor's Tax Certificate Percentage of Total City Tax Capacity Rank Value 5 1.53% N/A 0.00% N/A 0.00% 7 1.31% 4 1.71% N/A 0.00% 10 0.92% 9 0.97% N/A 0.00% N/A 0.00% 6 1.29% 1 2.38% 2 1.85% 3 1.71% 8 1.15% 14.82% 195 CITY OFCOLUMBIA HEIGHTS, MINNESOTA PROPERTY TAX LEVIES AND COLLECTIONS Last Ten Years County Fiscal Gross Adjustments Adjusted Year Tax Levy (A) to Levy (B) Tax Levy 1998 $4,161,263 $6,114 $4,167,377 1999 4,197,966 13,081 4,211,047 2000 4,300,078 12,925 4,313,003 2001 4,629,920 4,824 4,634,744 2002 4,824,130 10,868 4,834,998 2003 4,817,984 1,805 4,819,789 2004 5,447,260 2,628 5,449,888 2005 6,102,537 152 6,102,689 2006 6,347,537 (160) 6,347,377 2007 6,500,613 (189) 6,500,424 (A) For years after 2001, the gross tax levy is the levy amount approved annually by City Council resolution prior to January 1 of the fiscal year indicated. For the years 1997-2001, the levy amount approved annually by City Council resolution is the gross levy less the amount shown above as state-paid credit. The tax levies included in this table are only for the City of Columbia Heights taxing district. This table does not include levies by the special taxing district of Columbia Heights HRA. (B) Anoka County adjusts the property tax levy adopted by the City Council for certain items. These are primarily excess tax increment reimbursements and rounding. Abatements or increases of tax to individual taxpayers are not included in these adjustments. ( C) A portion of each gross property tax levy is paid to the City by the State of Minnesota, and referred to as a credit. For the years 1997-2001 this is the "Homestead and Agricultural Credit." For the years after 2001, this is the "Market Value Homested Credit." These credits are reported in the City's financial statements as intergovernmental revenue. The remaining levy collections are remitted to the City by Anoka County. The County collections are the only portion of the property tax levy reported as property tax revenue in the City's financial statements. Source: Anoka County Auditor's Tax Certificate. Also Anoka County Tax Settlement Statements for the City of Columbia Heights. 196 Table 8 Collected Within The Fiscal Year For Which Levied Collections in Total Collections to Date State-Paid Collections % of Adjusted Subsequent Credits (C) by County Tax Levy Years Amount $959,795 $3,163,132 98.93% $31,563 $4,154,490 959,341 3,186,708 98.46% 38,806 4,184,855 1,004,122 3,271,435 99.13% 62,167 4,337,724 1,004,368 3,577,110 98.85% 34,028 4,615,506 570,151 4,192,056 98.49% 32,498 4,794,705 607,323 4,115,967 98.00% 64,941 4,788,231 588,271 4,760,788 98.15% 50,908 5,399,967 568,479 5,412,178 98.00% 77,914 6,058,571 517,322 5,672,909 97.52% 92,471 6,190,231 471,660 5,842,540 97.13% NIA 6,314,200 of Adjusted Tax Levy 99.69% 99.38% 100.57% 99.58% 99.17% 99.35% 99.08% 99.28% 97.52% 97.14% 197 CITY OF COLUMBIA HEIGHTS, MINNESOTA RATIOS OF OUTSTANDING DEBT BY TYPE Last Ten Fiscal Years Governmental Activities General General General Obligation Obligation Obligation Bonds Repaid Bonds Bonds With Tax Increment Total Fiscal Only With With Pledged Pledged Special Revenue Capital Governmental Year General Taxes Tax Increment Assessments Bonds Leases Activities 1998 $ - $5,324,721 $ - $ - $172,822 $5,497,543 1999 - 4,379,721 860,000 - 58,907 5,298,628 2000 - 3,479,721 860,000 - - 4,339,721 2001 - 2,619,721 810,000 - - 3,429,721 2002 - 2,008,206 705,000 - - 2,713,206 2003 - 1,630,288 1,937,828 - - 3,568,116 2004 - 3,264,704 1,773,623 - - 5,038,327 2005 - 1,985,000 1,604,292 - - 3,589,292 2006 - 1,385,000 4,181,569 - - 5,566,569 2007 1,000,000 775,000 3,999,296 2,890,000 - 8,664,296 (A) Based on population and income data in Table 13. (B) This is the percentage of tax capacity value before adjustments for captured tax increment value and area-wide allocations. See Table 5. (C) Net general bonded debt is calculated above as all general obligation bonded debt, plus tax increment revenue bonded debt. (D) Based on population data in Table 13. 198 Table 9 Business-Type Activities General Liquor Obligation Facility Bonds With Lease Total Pledged Utility Revenue Business-Type Revenues Bonds Activities All Activities Total All Debt Percentage of Personal Income (A) Per Capita (A) $ - $ - $ - $5,497,543 1.4% $294 1,935,000 - 1,935,000 7,233,628 1.8% 387 1,935,000 - 1,935,000 6,274,721 1.6% 339 1,825,000 - 1,825,000 5,254,721 1.3% 284 1,650,000 - 1,650,000 4,363,206 l.l% 233 $2,737,172 - 2,737,172 6,305,288 1.6% 337 2,486,377 - 2,486,377 7,524,704 1.9% 405 2,220,708 - 2,220,708 5,810,000 1.5% 318 3,248,431 - 3,248,431 8,815,000 2.3% 482 2,950,704 5,040,000 7,990,704 16,655,000 4.3% 911 199 CITY OF COLUMBIA HEIGHTS, MINNESOTA RATIOS OF OUTSTANDING NET GENERAL BONDED DEBT BY TYPE Last Ten Fiscal Years Governmental Activities Subtotal of General General Net General Obligation Bonds Obligation Bonds Bonded Debt Fiscal Repaid Only With With Pledged Repaid With Year General Taxes Tax Increment Taxes 1998 $ - $5,324,721 $5,324,721 1999 - 4,379,721 4,379,721 2000 - 3,479,721 3,479,721 2001 - 2,619,721 2,619,721 2002 - 2,008,206 2,008,206 2003 - 1,630,288 1,630,288 2004 - 3,264,704 3,264,704 2005 - 1,985,000 1,985,000 2006 - 1,385,000 1,385,000 2007 1,000,000 775,000 1,775,000 Percentage General of Estimated Obligation Bonds Property With Pledged Value (B) Special Assessments 0.90% $ - 0.71% 860,000 0.53% 860,000 0.35% 810,000 0.24% 705,000 0.17% 1,937,828 0.30% 1,773,623 0.16% 1,604,292 0.11% 4,181,569 0.13% 3,999,296 (A) Based on population and income data in Table 13. (B) Based on the estimated market value of property in Table 5. The estimated market value of property bears a stong relationship to the debt capacity of the City. It should be noted however, that in the State of Minnesota, property tax revenue is dependent on the tax capacity value of property. Tax capacity value is derived from estimated market value by a set of class rates and other adjustments as determined by the State legislature. The historical relationship between estimated market value and tax capacity value for property in the City is shown in table 5. 200 Table 10 Business-Type Activities All Activities Subtotal of General Net General Obligation Bonds Bonded Debt With Pledged Repaid With Utility Revenues Non-Tax Sources $ - $ - 1,935,000 2,795,000 1,935,000 2,795,000 1,825,000 2,635,000 1,650,000 2,355,000 2,737,172 4,675,000 2,486,377 4,260,000 2,220,708 3,825,000 3,248,431 7,430,000 2,950,704 6,950,000 Percentage of Personal Income (A) $ - 149 151 142 126 250 229 209 406 380 Total Net General Per Bonded Debt Capita (A) $ - $ - 2,795,000 149 2,795,000 151 2,635,000 142 2,355,000 126 4,675,000 250 4,260,000 229 3,825,000 209 7,430,000 406 7,950,000 435 201 CITY OF COLUMBIA HEIGHTS, MINNESOTA DIRECT AND OVERLAPPING GOVERNMENTAL ACTIVITIES DEBT December 31, 2007 Table 11 Governmental Unit (A) Debt repaid with property taxes: Anoka County Anoka County RR Authority Independent School District 13 Metropolitan Council Subtotal -overlapping debt City direct debt -governmental activities Total direct and overlapping debt $36,625,177 (A) Overlapping governments are those that coincide, at least in part, with the geographic boundaries of the City. This schedule estimates the portion of the outstanding debt of those overlapping governments that is borne by the taxpayers of the City. This process recognizes that, when considering the City's ability to issue and repay long-term debt, the entire debt burden borne by the taxpayers should be taken into account. (B) The percentage of overlapping debt applicable is estimated using adjusted taxable net tax capacity values of property, which is the tax capacity value after adjustments for captured tax increment value and area-wide allocations (see Table 5.) Applicable percentages were estimated by determining the portion of each governmental unit's tax capacity value that is within the City's boundaries and dividing it by each unit's total tax capacity value. Source: Anoka County Auditor's Tax Certificate and Metropolitan Council Report of Outstanding Indebtedness. Estimated Estimated Share of Debt Percentage Overlapping Outstanding Applicable (B) Debt $124,025,000 4.67% $5,791,968 39,710,000 4.67% 1,854,457 27,580,000 70.24% 19,372,192 204,840,000 0.46% 942,264 27,960,881 8,664,296 100.00% 8,664,296 202 CITY OF COLUMBIA HEIGHTS, MINNESOTA LEGAL DEBT MARGIN INFORMATION Last Ten Fiscal Years Table 12 Legal Debt Margin Calculation for Fiscal Year 2007 Taxable market value of property Debt limitation percentage (A) Debt Limit Net debt applicable to limit (B) Legal debt margin Legal debt margin as a percentage of limit Legal Debt Margin Calculation for Fiscal Years 1998 Through 2006 $1,362,783,000 2% $27,255,660 1,000,000 $26,255,660 96.33% Net Debt Fiscal Debt Applicable to Year Limit Limit Legal Debt Margin Legal Debt Margin as a Percentage of Debt Limit 1998 $11,817,120 $ - $11,817,120 100.00% 1999 12,257,130 - 12,257,130 100.00% 2000 13,156,094 - 13,156,094 100.00% 2001 14,386,974 - 14,386,974 100.00% 2002 15,506,730 - 15,506,730 100.00% 2003 17,102,916 - 17,102,916 100.00% 2004 19,133,440 - 19,133,440 100.00% 2005 21,831,836 - 21,831,836 100.00% 2006 24,490,232 - 24,490,232 100.00% (A) M.S.A. Section 475.53 (Limit on Debt) Subdivision 1. Generally, except as otherwise provided in Sections 475.51 to 475.75, "no municipality, except a school district or a city of the first class, shall incur or be subject to a net debt in excess of 2% of the market value of taxable property in the municipality." (B) M.S.A. Section 475.51 (definitions) Subdivision 4. "Net debt" means the amount remaining after deducting from its gross debt the amount of current revenues which are applicable within the current fiscal year to the payment of any debt and the aggregate of the principal of the following: 1. Obligations issued for improvements which are payable wholly or partly from the proceeds of special assessments levied upon property specially benefited thereby, including those which are general obligations of the municipality issuing them, if the municipality is entitled to reimbursement in whole or in part from the proceeds of the special assessments. 2. Warrants or orders having no defmite or fixed maturity. 3. Obligations payable wholly from the income from revenue producing conveniences. 4. Obligations issued to create or maintain a Permanent Improvement Revolving Fund. 5. Obligations issued for the acquisition and betterment of public water works systems and public lighting, heating or power systems, and of any combination thereof or for any other public convenience from which a revenue is or may be derived. 6. Not applicable. 7. Amount of all money and face value of all securities held as a Debt Service Fund for the extinguishment of obligations other than those deductible under this subdivision. 8. All other obligations which under the provisions of law authorizing their issuance are not to be included in computing the net debt of the municipality. 203 CITY OF COLUMBIA HEIGHTS, MINNESOTA PLEDGED-REVENUE COVERAGE Last Ten Fiscal Years Table 13 Fiscal Non-General Obligation debt for Which Year Specific Revenues are Pledged 1998-2006 None 2007 Economic Development Authority: Tax Increment Revenue Bonds Series 2007, debt service begins 2008 Lease Revenue Bonds Series 2007B, debt service begins 2008 Note: Details regarding the City's outstanding debt can be found in the notes to the financial statements. 204 CITY OF COLUMBIA HEIGHTS, MINNESOTA DEMOGRAPHIC AND ECONOMIC STATISTICS Last Ten Fiscal Years Table 14 Per Capita Fiscal Personal Personal Unemployment Year Population Income Income Rate 1998 18,699 $399,560,232 $21,368 2.10% 1999 18,699 399,560,232 21,368 2.20% 2000 18,520 395,735,360 21,368 2.70% 2001 18,529 395,927,672 21,368 3.60% 2002 18,698 399,538,864 21,368 4.50% 2003 18,698 399,538,864 21,368 4.70% 2004 18,600 397,444,800 21,368 4.40% 2005 18,261 390,201,048 21,368 3.80% 2006 18,288 390,777,984 21,368 3.90% 2007 18,288 390,777,984 21,368 4.60% Sources are as follows: Population: Data for the years 2000-2002, 2004-2006 provided by the Metropolitan Council. Data for the years 1998,1999, 2003, and 2007 are not available. These years are estimated as equal to next available prior year. Per Capita Income: All years estimated as equal toper capita income reported in the 2000 U.S. Census. Total Personal Income: Estimated as per capita income for the year 2000 multiplied by population figure for each year. Unemployment Rate: Provided by MN Department of Employment and Economic Development. 205 -This page intentionally left blank - 206 CITY OF COLUMBIA HEIGHTS, MINNESOTA PRINCIPAL EMPLOYERS Current Year and Nine Years Ago Table 15 2007 1998 Percentage of Percentage of Total Anoka Total Anoka County (A) County (A) Principal Employers Within City Employees Rank Employment Employees Rank Employment Medtronic Inc 619 1 0.33% 275 2 0.16% Independent School District 13 (B) 435 2 0.23% 530 1 0.30% Crestview Corporation 231 3 0.12% 170 4 0.10% City of Columbia Heights 203 4 0.11% 189 3 0.11% Columbia Park Clinic 108 5 0.06% - - 0.00% Rainbow Foods 78 6 0.04% 130 5 0.07% Invest Cast 70 7 0.04% 50 9 0.03% Unique Thrift Store 65 8 0.04% unavailable unavailable unavailable La Casita Mexican Restaurant 62 9 0.03% - - - US Post Office 49 10 0.03% unavailable unavailable unavailable SIS Enterprises Inc - - - 90 6 0.05% K-Mart - - - 80 7 0.05% LTA Corporation - - - 60 8 0.03% Total 1.920 1.04% 1.574 0.90% ~- ,~ ~~ ~~ (A) Employment data is not compiled for individual cities within Minnesota counties. (B) Data shown for Independent School District 13 represents only those employed within the City of Coumbia Heights. Sources: 2007 data estimates from May 2007 written and telephone survey, the 2007 Minnesota State Business Directory and the 2007 Minnesota Manufacturers Register, with data for the City of Columbia Heights employees adjusted to actual data in Table 15. 1998 data estimates from Minnesota Manufacturers Register, 1998 edition, and phone survey of individual employers listed March 1999, with data for the City of Columbia Heights employees adjusted to actual data in Table 15. 207 CITY OF COLUMBIA HEIGHTS, MINNESOTA CITY GOVERNMENT EMPLOYEES BYFUNCTION/PROGRAM Last Ten Fiscal Years Function/Program General government Mayor/Council Administration Finance Public Safety: Police Fire Public Works Culture and Recreation: Library Parks Recreation Community Development Water Sewer Refuse Storm Sewer Liquor Total Employees as of December 31, 1998 1999 2000 2001 189 5 5 5 5 7 7 7 7 14 13 13 13 35 35 37 35 34 34 34 34 18 18 20 20 20 20 21 19 5 5 5 5 11 12 11 13 8 8 10 7 4 4 4 4 4 4 4 4 24 24 27 28 189 Source: Organizational Chart in the City of Columbia Heights CAFR. 198 Note: The above table shows the distribution of all employees by head count (including full-time, part-time and paid on-call), by function. This bears a strong relationship to the distribution of employee costs across functions. However, many employees provide services to more than one function, and employee costs are charged to each function based on the services received by each function. 194 208 Table 16 Employees as of December 3 1, 2002 2003 2004 2005 2006 2007 5 5 5 5 5 5 7 5 5 5 4 4 13 13 12 12 12 13 35 31 30 30 31 31 34 40 39 35 36 33 20 17 18 16 17 16 19 19 19 21 22 22 5 5 5 5 5 5 13 13 13 15 16 16 7 7 6 7 7 7 4 4 4 4 4 5 4 4 4 4 4 4 28 35 37 37 37 42 194 198 197 196 200 203 209 CITY OF COLUMBIA HEIGHTS, MINNESOTA OPERATING INDICATORS BY FUNCTION/PROGRAM Last Ten Fiscal Years Fiscal Year Function/Program 1998 1999 General government Resolutions approved by City Council 119 97 Ordinances adopted by City Council 13 19 Public Safety: Police: Part I crimes (B) 986 1,065 Part II crimes (B) 2,212 2,367 Fire: Emergency medical calls (B) 1,468 1,539 Fire calls (B) 436 419 Inspections (B) 2,320 1,957 Public Works Street paving and patching (tons of asphalt) not avail not avail Street sweeping (tons of debris) 929 808 Trees removed 129 190 Culture and Recreation: Library: Items in collection 71,227 69,628 Circulation 136,943 130,810 Reference inquiries 24,071 16,899 Parks and recreation: Athletics participants (C) 2,503 2,790 Other programs, estimated attendance (D) 8,000 8,000 Number of paid room rentals 99 90 Community Development: Number of business licenses issued 428 403 Number of building permits issued (E) 1,466 1,895 Construction value of permits issued $16,991,747 $24,018,811 Water Consumption (thousands of gallons) 627,908 639,632 Sewer (sanitary) Wastewater (thousands of gallons) 576,900 578,000 Miles of line cleaned/rodded/root-sawed 26 14 Refuse Refuse (tons) 7,746 7,388 Recycling (tons) 1,878 1,878 Yardwaste (tons) 772 803 Storm Sewer No operating indicators available not avail not avail Liquor Number of units sold not avail not avail (A) In 2006, the City significantly increased enforcement of ordinances concerning nuisancelhazardous conditions of properties within the City. The number of resolutions for 2006 sharply increased because one resolution was approved for each enforcement action. (B) Public safety operating indicators include services provided to the City of Hilltop under contractual agreements. The City of Hilltop is completely encircled by the City of Columbia Heights and has a population of 766 (based on 2000 census information). (C) This operating indicator includes duplicate counts for particpation in more than one team/league by some persons. (D) This operating indicator includes duplicate counts for attendance at more than one program b y some persons. It is rounded to the nearest thousand attendees based on review of attendance data. (E) This operating indicator includes inspection permits issued for new construction, building alterationladdition, plumbing, heating, street excavation and sign installation. (F) The construction value of building permits issued in 2004 includes $30,573,000 for a water filtration plant owned and operated by the City of Minneapolis within the City of Columbia H eights. Sources: Various City departments. 2000 94 21 1,068 2,406 1,595 472 3,999 not avail 840 157 70,449 125,098 16,472 2,306 10,000 236 399 1,340 $6,767,183 558,355 559,300 9 8,069 1,967 741 not avail not avail 210 Table 17 Fiscal Year 2001 2002 2003 2004 2005 2006 2007 77 70 57 87 92 234 (A) 198 13 4 19 7 20 14 12 971 992 1,056 1,229 1,280 1,167 1,246 2,670 3,142 3,225 3,435 3,496 3,184 3,144 1,607 1,660 1,702 1,653 1,873 1,806 1,888 422 4,777 380 483 581 387 445 3,495 3,562 4,616 2,077 2,379 3,709 4,603 not avail not avail 1,220 1,271 409 710 1,910 708 990 640 1,064 658 637 648 159 175 143 261 296 188 357 72,324 71,439 71,409 73,105 68,226 70,354 71,594 119,555 119,082 116,917 116,533 115,598 119,593 125,222 14,447 14,383 18,427 14,670 17,225 15,106 13,715 2,792 3,015 2,558 2,139 1,988 1,654 1,537 10,000 9,000 9,000 9,000 9,000 9,000 8,000 238 223 132 134 164 191 185 378 313 295 307 327 342 306 1,235 1,216 1,176 1,159 1,304 1,701 1,313 $12,547,885 $8,362,360 $11,056,530 $50,322,414 (F) $13,041,878 $26,798,827 $22,230,118 557,934 566,169 579,322 538,358 527,621 529,581 538,844 584,100 598,074 553,955 552,427 547,303 531,054 526,100 6 7 17 28 28 39 27 8,202 8,241 7,670 8,348 8,863 8,397 6,587 2,045 1,915 1,873 1,783 1,863 1,721 1,522 794 824 809 862 892 645 654 not avail not avail not avail not avail not avail not avail not avail not avail not avail not avail not avail 798,900 758,000 768,000 211 CITY OF COLUMBIA HEIGHTS, MINNESOTA CAPITAL ASSET STATISTICS BYFUNCTION/PROGRAM Last Ten Fiscal Years Function/Program General government: City hall square footage (A) Public Safety: Police Stations (A) Fire Stations (A) Public Works: Trunk highway miles County road miles City street miles Alley miles Culture and Recreation: Libraries Parks and recreation: Parks Playgrounds Murzyn Hall square footage Community Development: Senior high-rise apartments Water: Watermain miles Sewer Sanitary sewer miles Refuse Recycling centers Storm sewer Storm sewer miles Liquor Stores owned Stores leased Fiscal Year 1998 1999 2000 2001 28,530 28,530 28,530 28,530 1 1 1 1 1 1 1 1 3 3 3 3 6 6 6 6 62 62 62 62 19 19 19 19 1 1 1 1 13 13 13 13 11 11 11 11 22,000 22,000 22,000 22,000 145 145 145 145 66 66 66 66 59 59 59 59 1 1 1 1 34 34 34 34 1 1 1 1 2 2 2 2 (A) Square footage reported for City hall includes the City's police and fire stations. (B) Murzyn Hall is a banquest facility and community center located in the City's largest park. Sources: Various City departments. 212 Table 18 Fiscal Year 2002 2003 2004 2005 2006 2007 28,530 28,530 28,530 28,530 28,530 28,530 1 1 1 1 1 1 1 1 1 1 1 1 3 3 3 3 3 3 6 6 6 6 6 6 62 62 62 62 62 62 19 19 19 19 19 19 1 1 1 1 1 1 13 13 13 13 13 13 11 11 ll 11 11 ll 22,000 22,000 22,000 22,000 22,000 22,000 145 145 145 145 145 145 66 66 66 66 66 66 59 59 59 59 59 59 1 1 1 1 1 1 34 34 34 34 34 34 1 1 1 1 1 1 2 2 2 2 2 2 213 -This page intentionally left blank - 214 IV. SINGLE AUDIT AND OTHER REQUIRED REPORTS SECTION 215 -This page intentionally left blank - 216 Tautges Redpath, Ltd. Certified Public Accountants and Consultants REPORT DN CGMPLIANCE WITH MINNESOTA LEGAL CGMPLIANCE AUDIT GUIDE F4R LOCAL GGVERNMENT To The Honorable Mayor and Members of the City Council City of Columbia Heights, Minnesota We have audited the basic financial statements of the City of Columbia Heights, Minnesota, as of and for the year ended December 31, 2007, and have issued our report thereon dated dune 19, 2008. '~Ne conducted our audit in accordance with auditing standards generally accepted in the United States of America, and the provisions of the Minnesota Legal Compliance Audit Guide foY Local Government promulgated by the State Auditor pursuant to Minnesota Statutes Section 6.65. Accordingly, the audit included such tests of the accounting records and such other auditing procedures as we considered necessary in the circumstances. The Minnesota .Legal Compliance Audit. Guide forLocal Government covers seven main categories of .compliance to be tested: contracting and bidding, deposits and investments, conflicts of interest, public indebtedness, claims and disbursements, miscellaneous provisions and tax increment financing. our study included all of the above listed categories. The results of our tests indicate that for the items tested, the City of Columbia Heights, Minnesota complied with the material terms and conditions of applicable legal provisions, except as described in this report. This report is intended solely for the information and use of the City of Columbia Heights, Minnesota's City council and management and is not intended to be, and should not be, used by anyone other than these specif ed parties. ~~~ ~ r ~ ~r~~ HLB TAUTGES REDPATH, LTD. White Bear Lake, Minnesota 3une 19, 2005 4810 White Bear Parkway White Bear Lake, Minnesota 55110 ~ 651 426 7000 651 426 5004 Fax I www.hlbtr.c0m HL6 Tautges Retlpat~, Ltd, is a member of InternationaF, a world-wide organization of accounting firms and business advisors. Equal Opportunity Employer ZI7 -This page intentionally left blank - ~1S Tautges Redpath, Ltd. Certified Public Accountants and Gansu Cants REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT O.F FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH Gd YER~.~VIE~T A U~l~I~'G STA~DAR.DS To The Honorable Mayor and Members of the City Council City of Columbia Heights, Minnesota We have audited the financial statements of the governmental activities, the business-type activities, each major fund and the aggregate. remaining fund information of the City of Columbia Heights, Minnesota, as of and'for the year ended December 31, 2007 which collectively comprise the City of Columbia Heights, Minnesota's basic financial statements, and have issued our report therein, dated dune 19, 2008. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to f nancial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Internal Control Uver Financial Reporting In planning and performing our audit, we considered the City of Columbia Heights, Minnesota's internal control over f nancial reporting as a basis for designing our auditing procedures for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the City of Columbia Heights, Minnesota's internal control over fnancial reporting. Accordingly, we do not express an opinion on the effectiveness of the City of Columbia Heights, Minnesota's internal control over financial reporting. Our consideration of internal control over financial reporting was for the limited purpose described in the preceding paragraph and would not necessarily identify all deficiencies in internal control over f nancial reporting that.might be significant def ciencies or material weaknesses. However, as discussed below, we identified certain deficiencies in internal control over fnancial reporting that we consider to be significant deficiencies. A control deficiency exists when the design or operation of a control does not allow management or employees, in the normal course. of performing their assigned functions, to prevent or detect misstatements on a timely basis. A significant deficiency is a control deficiency, or combination of control def~eiencies, that adversely affects the entity's ability to initiate, authorize, record, process, or report f nancial data reliably in accordance with generally accepted accounting principles such that there is more than a remote likelihood that a misstatement of the entity's financial statements that is more. than inconse~,uential will not be prevented or detected by the entity's internal control over financial reporting. We consider the deficiencies 2Q07-1 through 2007-2 described in the accompanying schedule of 4810 White Bear Parkway White Bear Lake, Minnesota 55110 1651 426 7000 651 4Z6 5004 Fax I www.hlbtr.com HLB Tautges Redpath, Ltd, is a member of ~ International, a world-wide organization of accounting firms antl business advisors. Equal Opportunity Employer 219 - Thls page Intentionally left blank - Z20 findings and questioned costs to be significant deficiencies in internal control over f nancial reporting. A material weakness is a signif cant deficiency, or combination of significant def ciencies, that results in more than a remote likelihood that a material misstatement of the f nancial statements will not be prevented or detected by the entity's internal control. our consideration of the internal control over f nancial reporting was for the limited purpose described in the first paragraph of this section and would not necessarily identify all def ciencies in the internal control that might be significant def ciencies and, accordingly, would not necessarily disclose all significant def ciencies that are also considered to be material weaknesses. However, we believe that the significant deficiencies described above are not a material weakness. Compliance and ether Matters As part of obtaining reasonable assurance about whether the City of Columbia Heights, Minnesota's f nancial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit and, accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under government Auditing Standards. The City of Columbia Heights, Minnesota's response to findings identified in our audit are described in the accompanying schedule of findings and questioned costs. Vie did not audit the City of Columbia Heights, Minnesota's response and, accordingly, we express no opinion on it. This report is intended solely for the information and use of the City of Columbia Heights., Minnesota's City Council and management and federal awarding agencies and pass-through entities and is not intended to be, and should not be, used by anyone other than these specified parties. HLB TAUTGES REDPATH, LTD. White Bear Lake, Minnesota June 19, 2008 221 -This page intentionally left blank - 222 Tautges Redpath. Ltd. Certified Public Accountants and Consultants REPORT ON COMPLIANCE WITH REQUIREMENTS APPLICABLE TO EACH MAJOR PROGRAM AND ON INTERNAL CONTROL OVER COMPLIANCE IN ACCORDANCE WITH OMB CIRCULAR A-133 To The Honorable Mayor and Members of the City Council City of Columbia Heights, Minnesota Compliance Vie have audited the compliance of the City of Columbia Heights, Minnesota, with the types of compliance requirements described in the U S. ~f~ce of Management and Budget (~~~) Circular A-133 Compliance SuBplement that are applicable to each of its major federal programs for the year ended December 3 1, 2007. The City of Columbia Heights, Minnesota's major federal programs are identified in the summary of auditor's. results section of the accompanying schedule of findings and questioned costs. Compliance with the requirements of laws, regulations, contracts and grants applicable to each of its major federal programs is the responsibility of the City of Columbia Heights, Minnesota's management. fur responsibility is to express an opinion on the City of Columbia Heights, Minnesota's compliance based on our audit. We conducted our audit of compliance in accordance with auditing standards generally accepted in the United States of America; the standards applicable to f nancial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and FMB Circular A-133, Audits of States, Local Governments, and l~on- Pro~t organizations. Those standards and FMB Circular A-133 require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect an a major federal program occurred. An audit includes examining, on a test basis, evidence about the City of Columbia Heights, Minnesota's compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. ~e belie~ie that our audit provides a reasonable basis for our, opinion. Dur audit does not provide ~a legal. determination on the City of Columbia Heights, Minnesota's compliance with those requirements. In our opinion, the City of Columbia Heights, Minnesota, complied, in all material respects, with the requirements referred to above that are applicable to each of its major federal programs for the year ended December 3I, 2007. 4$10 White Bear Parkway White Bear Lake, Minnesota 55110 1551 426 7000 651 426 5004 Fax E www.hEbtr.com HLB Tautges Redpalh, Ltd. is a member of International, a world-wide organization of accounting firms and business advisors. Equal Opportunity Employer 223 This page intentionally left blank - X24 Internal Control goer Compliance Management of the City of Columbia Heights, Minnesota ~is responsible for establishing and maintaining effective internal control over compliance with requirements of laws, regulations, contracts and grants applicable to federal programs. In planning and performing our audit, we considered the City of Columbia Heights, Minnesota's internal control over compliance with requireme~ats that could have a direct and material effect on a major federal pragram in order to determine our auditing procedures for the purpose of expressing our opinion on compliance, but not for the purpose of expressing an opinion on the effectiveness of internal control over compliance. Accordingly, we do not express an opinion on the effectiveness of the City of Columbia Heights, Minnesota's internal control over compliance. A control def ciency in an entity's internal control aver compliance exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect noncompliance with a type of compliance requirement of a federal program on a timely basis. A significant deficiency is a control deficiency, or combination of control def ciencies, that adversely affects the entity's ability to administer a federal program such that there is mare than a remote likelihood that noncompliance with a type of compliance requirement of a federal program will not be prevented or detected by the entity's internal control. We consider the deficiencies 2047-3 through 2407-4 described in Section lil of the accompanying schedule of findings and questioned costs to be signif cant deficiencies in internal control over compliance. A material weakness is a significant def ciency, or combination of significant deficiencies, that results in more than a remote likelihood that material noncompliance with a type of compliance requirement of a federal program will not be prevented ar detected by the entity's internal control. Our consideration of internal control over compliance was for the limited purpose described in the first paragraph of this section and would not necessarily identify all deficiencies in internal control. that might be significant deficiencies or material weaknesses_ We did not identify any deficiencies in internal control over compliance that we consider to be material weaknesses, as defined above. Schedule of Expenditures of Federal Awards We have audited the financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Columbia Heights, Minnesota as of and far the year ended December 31, 2007, and have issued our report thereon dated dune ~ 9; 2048. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City of Columbia Heights, Minnesota's basic f nancial statements. The accompanying schedule of expenditures of federal awards is presented for purposes of additional analysis as required by OMB Circular A-133, and is not a required part of the basic f nancial statements. Such 225 -This page intentionally left blank 226 information has been subjected to the auditing. procedures applied in the audit of the basic f nancial statements and, in our opinion, is fairly stated, in all material respects, in relation to the basic financial statements taken as a whole. This report is intended solely for the information and use of management, the City of Columbia Heights, Minnesota's City Council and management and federal awarding agencies and pass-through entities and is not intended to be, and should not be, used by anyone other than these specified parties. f ~~ /~ , ~ HLB TAUTGES REDPATH, LTD. White Bear Lake, Minnesota dune 19, 2005 227 -This page intentiana~iy left biank - 228 CITY 4F COLUMBIA HEIGHTS, MINNESOTA SCHEDULE OF E~PEND~TURES OF FEDERAL AWARDS For The Year Ended December 3 1, 2007 Federal Funding Source) Pass Through Agency) CFDA Federal Program Title Number Expenditures U.S. Department of Housing and Urban Development: Passed-through Anoka County: Community Development Block Grant - (CDBG} 14.215 $296,240 Direct: Low Rent Public Housing. (Operating Fund Subsidy} 14.550 159,624 Public Hauling Capital Fund Program (CFP} 14.872 185,2$7 Total U.S. Department of Housing and Urban Development 641,15 ~ U.S. Department of Justice: Direct: BulletpraofVest Partnership Program !6.607 2,000 Public Safety Partnership and Community Policing Grants: Secure Our Schools 2006 16.710 44,504 Secure Qur Schools 2007 16.710 5,4$3 Total ll.S. Department of Justice 53,957 U.S. Department of Homeland Security: Passed-through Anoka County: Civil Defense Grant 97.042 2,252 U.S. Department of Transportation: Passed-through Anoka County:. Safe and Sober Grant ~ 20.601 7,652 Passed-through State of Minnesota Department of Public Safety: Safe and Sober Grant 20.601 3,000 operation Night Cap 20.605 17,4$5 Total U.S. Department of Transportation 28,137 Total Federal Expenditures $725,527 229 CITY OF COLUMBIA HEIGHTS, MINNESOTA SCHEDULE ~F E~PEND~TURES OF FEDERAL AWARDS For The Year Ended December 3 ~ , 2007 Notes to the schedule of expenditures of federal awards Note 1. Basis of Presentatiolr The above schedule of expenditures of federal awards includes the federal grant activity of the City of Columbia Heights, Minnesota (including its component units) and is presented on the accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of OMB Circular A-133, Audits of States. Local Governments, and Non-Profit Organirations_ Therefore, some amounts presented in this schedule may differ from amounts presented in, or used in the preparation of, the basic financial statements. Nate ?. Suhreripients During 24147, the City of Columbia Heights did not pass federal money to subrecipients. Nate 3. Repa•ti~ig Entity The City of Columbia Heights, Minnesota, for purposes of this schedule includes all funds of the primary government as def ned by GASB Statement No. l4, The Financial Reporting Entity. This schedule also includes the Housing and Redevelopment Authority (HRA},and the Economic Development Authority (EDA}which are the sole component units of the City. Nate 4; Sc•Jredule of Statement and Cerli~cation of Actual Moderrrizatian Costs: A. The actual mopdernization costs areas follows: Funds approved Funds (expended} Excess of funds approved (expended} FY 2045 FY 2006 1=Y 2007 MN 46P14550145 MN 46P10550106 MN 46P14554147 $1 l 4,226 $144,026 $106,482 (l 14,226) (83,933} (50,377) . $0 ~ 10,093 $56, l05 Funds advanced - HUD CFP Grants $62,405 $22,863 $0 Funds (expended}: In prior years (62,405) (3 0,840} - lncurrent year (51,82I } (83,fl93} (50,377} Excess of funds advanced (expended) ($51,821} ($71,410} ($50,377) B. The distribution of costs by project as shown on the Final Statement of Development Cast budget, accompanying the Actual Development cost Certificate submitted to HUD for approval, is in agreement with the Gity's records. C. All modernization costs have been paid and ail related liabilities have been discharged through payment. 230 CITY OF CQLUMBI~A HEIGHTS, MINNESOTA SCHEDULE aF FINDINGS AND QUESTIONED CASTS For The Year Ended December 3I, 2007 SECTION I -SUMMARY OF AUDIT RESULTS Financial Statements A. Type of auditors' report issued: Unqualified B_ Internal control over financial reporting: • Material weakness(es)- identified? Yes. X No • Significant deficiencies identified that are not X Yes None considered to be material weaknesses? reported C. Noncompliance material to financial statements Yes X No noted? Federal Awards D. Internal control over major programs: • ,Material weakness(es) identified? Yes X No Significant deficiencies identified that are not X Yes None considered to be material weaknesses? reported E. Type of auditors' report issued on compliance for Unqualified major progams: F_ Any audit findings disclosed that are required to be Yes X None reported in accordance with section 510(a) of reported Circular A-133? G. Identification of major programs. . Name of Federal Program CFDA Number Community Development Block Grants/Entitlement 14.218 Grants Public Housing Capital Fund (CFP) 14.872 H. Dollar threshold used to distinguish between Type A ~ $3OO,Q~~ 1 and Type B programs: I. Auditee qualified as a low-risk auditee Yes ~ No 231 CITY OF CULUMBIA HEIGHTS, MINNESOTA SCHEDULE DF FINDINGS AND QUESTIONED COSTS For The Year Ended December 31, 2407 SECTION II -FINANCIAL STATEMENT FINDINGS 2007-1 Adopting Special Assessment Rolls Condition and Criteria: The City adopts new special assessment rolls by council resolution. The City council Resolution 200617 adopted the special assessments for Huset Parkway project x444. The resolution did not include the dollar amount of the assessment roll. Information included in the council packet indicated the amount of the assessment roll to be $1,677,464. The amount actually levied was $1,667,460, or $10,044 less than the amount disclosed in the council packet information. Additionally, the list of amounts by parcel does not include a total for all parcels, which does not allow for ven~catian by total. Cause: See condition. Effect: The City may not collect the full amount of the assessments intended to be adopted. ~ecomrnendation: we recommend the resolution adopting assessments include the total dollar amount of the assessment. we further recommend the body of the resolution include a list of each parcel and the dollar amount of the assessment related to each parcel. Views of Responsible Officials and Corrective Action Plan: This matter has been communicated to the director of the City Department (Public Works) responsible for the assessment roll for Huset Parkway Project Q404. 232 CITY 4F COLUMBIA HEIGHTS, MINNESOTA SCHEDULE OF FINDINGS AND QUESTIQNED CGSTS For The Year Ended December 31, 2007 2007-2 Timely Billing of Services Condition and Criteria: Certain costs incurred on City projects are to be reimbursed by the developers. The invoicing of these costs are coordinated and prepared by the department providing the service. At December 31, 2006, the City recorded a receivable from various developers as reimbursement for certain costs totaling $23,235.50. As of March I7,~ 2005, these costs had not been billed to the developer. Cause: Unknown. Effect: The ability to collect amounts due from developers maybe diminished by not billing in a rimely manner. Recommendation: we recommend the City review its controls in this area and make the appropriate changes to ensure billings are made in a timely manner and coordinated with the City's f Hance department. Views of Responsible Officials and Connective Action Plan: This matter has been communicated to the directors of the City Departments (Public Works and Community Development) responsible for initiating billing services provided under development agreements, and they have expressed their intent to bill these services. 233 CITY OF COLUMBIA HEIGHTS, MINNESOTA SCHEDULE 4F FINDINGS AND QUESTIGNED COSTS For The Year Ended December 3 1, 2007 SEeTION III -FEDERAL AWARD FINDINGS AND QUESTIONED COSTS 2047-3 Public Housing Capital Fund, 14.872 Condition and Criteria: The HRA has not requested reimbursement of CFP expenditures in a timely manner. During the fiscal year 2007, the HRA expended $185,287 relating to the CFP program. As of December 3I, 2007, the HRA had requested reimbursement far $ 12,023 of the 2007 expenditures. The following schedule presents expenditures by month and the amount reimbursed: Month Amount Amount _ Expended __ _ Expended Reimbursed .April $S,b45 X5,645 May 6,375 6,375 June 109,551 - July 41,b56 - August 425 - September 18,072 - 4etober 3,ZG0 - Total $185,2 $7 $12,023 Cause: The ~ HRA contracts with an outside management company to provide these services. The HRA has not diligently monitored the management company to ensure that reimbursement requests are handled in a.timely manner. Effect: The risk of non compliance is higher in this regard, as lost. funding could be a factor if submission to HUD does not occur until after the period of availability. Recommendation: ~U'e recomrnend the HRA take measures to ensure that the submission of reimbursements to HUD is completed on a timely basis. Views of Responsible Officials and Con-ective Action Plan: Subsequent to December 31, 2007 but prior to the date of this report, the HRA contracted with a new housing management company to perform this reimbursement function. The new housing management company has substantial experience in this area. The HRA Executive Director has assigned to the Community Development Director the responsibility to review that the new housing management company timely performs this function. 234 CITY GF CaLUMB~A HEIGHTS, MINNESGTA SCHEDULE DF FINDINGS AND QUESTIONED COSTS For The Year Ended December 3 1, 2007 2007-4 Public Housing Capital Fund,14~.872; CDBG 14.218 Criteria: Non-federal entities are prohibited from contracting with or making sub-awards under covered transactions fuse of federal awards) to parties that are suspended or debarred. The HRA/EDA is responsible for ensuring these companies are not being used. Condition: The HR.AJEDA does not have documentation that includes a verification check was made to ensure the Contractor was not suspended or debarred, Cause: The HR.AIEDA did not properly implement controls.to check for the suspension or debarment of the contractor used. Effect: The risk ofnon-compliance is higher as the HRA/EDA does not have proper controls in place to check for suspended or debarred contractors. Recommendation: VVe recommend the HRAIEDA take measures to ensure that they are checking for suspended or debarred contractor and retaining that information. Views of Responsible Officials and Corrective Action Plan: A procedure to document a timely search of the federal excluded parties list will be added by the Community Development Director to the City/EDA/HRA contracting process for these two federal programs. IV -PRIOR YEAR FINDINGS No federal award f ndings for 200. 235 -This page intentionally left blank - 236 Tautges Redpath, Ltd. Certified Pub is Accountants and Consultants REPORT ON SUPPLEMENTARY INFDRMATI4N - FINANCIALDATA SCHEDULE To the Honorable Mayor and Members of the City Council City of Columbia Heights, Minnesota we have audited the financial statements of the governmental activities; the business-type activities, each mayor fund, and the aggregate remaining fund information of the City of Columbia Heights, Minnesota as of and for the year ended December 31, 2007, and have issued our report thereon dated June 19, 2oa$. our audit was performed for the purpose of forming opinions on the financial statements that collectively comprise the City of Columbia Heights, Minnesota's basic financial statements. The accompanying Financial Data Schedule is presented for purposes of additional analysis as required by the U.S. Department of. Housing and Urban Development and is not a required part of the basic f nancial statements. Such information has been subj ected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, is fairly stated, in all material respects, in relation to the basic financial statements taken as a whole. This report is intended solely for the information and use of the City of Columbia Heights, Minnesota and federal awarding agencies and pass-through entities and is not intended to be, and should not be, used by anyone other than those specif ed parties. HLB TAUTGES REDPATH, LTD. White Bear Lake, Minnesota June 1 ~, 2oas 4810 White Bear Parkway White Bear Lake, Minnesota 55110 ~ 651 426 7000 651 426 5004 Fax I www.hlbtr.cOm Hl6 Tautges Retlpath, Lttl. is a member of • International, a world-wide organization of accounting firms and business advisors. Equal Opportunity Employer 237 w This page intentionally left blank 23$ C1TY OF CULUMBIA HEIGHTS, MINNESOTA U.S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT FINANCIAL DATA SCHEDULE As of And For The Year Ended December 31, 2007 Line Item Account Description Current Assets: Current assets: 111 Cash -unrestricted 100 Total cash Accounts and notes receivable: 122 Accounts receivable -HUD other projects 125 Accounts receivable -miscellaneous 126 Accounts receivable - tenants ~ dwelling rents 129 Accrued interest receivable 120 Total receivables, net of allowance 144 Interprogram -due from 150 Total current~assets Noncurrent assets: Capital assets: 161 Land 1 b2 Buildings 163 Furniture, equipment and machinery -dwellings 164 Furniture, equipment and machinery -administration 160 Total capital assets 166 Less: accumulated depreciation Total capital assets, net of accumulated depreciation i $0 Total noncurrent assets 190 Total assets Liabilities: Content liabilities: 3 l Z Accounts payable ~~ 90days 321 Accrued wageslpayroll taxes payable 333 Accounts payable -other governments 341 Tenant security deposits 345 tither current liabilities 347 Inteirpragram - due to 310 Total current liabilities 350 Total noncurrent liabilities 300 Total liabilities Net Assets: 508.1 Investment in capital assets, net of related debt S 12.1 Unrestricted 513 Total net assets Public Housing Public Housing Operating Capital Fund Subsidy Program 14.850 14.$72 $553,596 $ - 553,596 0 - 173,268 6,202 - 3,429 - 4,250 - 13,881 173,26$ 173,268 - 740,745 173,2b8 177,375 - 2,794,74$ - 292,253 5,144 - 3,269,520 0 (2,044,827) - 1,224;693 0 1,224,693 0 1,965,438 173,268 $31,947 - 1$,222 - I4,2I2 - 26,$58 - - 173,268 91,239 173,268 a o 91,239 173,26$ 1,324,693 - 549,506 - $1,574,199 ~~ 239 CITY OF COLUMBIA HEXGHTS, MINNESOTA U.S. DEPARTIVIENT OF HOUSING AND URBAN DE'~ELOPNIENT FINANCIAL DATA SCHEDULE As of And For The Year Ended December 31, 2007 Page 2,of 2 Public Housing Public Housing Operating Capital Fund Line Subsidy Program Item Account Description 14.850 14.872 Revenue: 703 Net tenant rental revenue ~ $307,493 $ - 704 Tenant revenue -other 9,795 - 706 HUD PHA grants 159,b20 185,29-1 711 ~lnvestment income -unrestricted 31,870 - 715 Other revenue 6,202 - 700 Total revenue 514,980 185,291 Expenses: 911 Administrative salaries 22,463 - 912 Auditing fees 1,665 - 913 Outside management fees 140,160 916 Other operating -administrative 12,139 - 924 Tenant services -other 556 - 931 V~ater 11,804 - 932 Electricity 45,246 - 933 Gas 60,212 - 938 Other utilities expense 11,998 - 942 Ordinary maintenance and operations -materials and other 6$,625 - 943 Ordinary maintenance and operations -contract costs 45,220 - 961 Insurance premiums 14,233 - 962 Otlier general expenses 2,705 - 963 Payrnents~ in lieu of taxes 18,222 - 969 Tatal operating expenses 461,245 0 974 Depreciation 112,357 - 900 Total expenses 573,635 0 1001 Operating transfers in 155,291 ~ - 1~02 operating transfers out - X185,291} 1010 Total other f nancing sources fuses} ~ 1$5',291 (185.,291 IODD Excess ~def ciency} of total revenue over sunder} total expenses 126,b36 0 Memo aceount~ information: 1103 Beginning equity 1,747,563 - 1104 Prior period adjustments, equity transfers and correction of errors - - 1113 Maximum annual contributions commitment (per ACC} NIA NIA 1115 Contingency reserve, ACC program reserve NIA NIA 1116 Total annual contributions available NIA NIA 1120 Unit months available 1,200 NIA 1121 Number of unit months leased 1,195 NIA 24O