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HomeMy WebLinkAboutContract 1790Contract STATE OF MINNESOTA GRANT CONTRACT This grant contract is between the State of Minnesota, acting through its Commissioner of Public Safety, Division of Homeland Security and Emergency Management, 444 Cedar Street, Suite 223, St. Paul, Minnesota 55101-6223 ("State") and City of Columbia Heights, 590 - 40th Avenue NE, Columbia Heights, MN 55421 ("Grantee"). Recitals 1. Under Minn. Stat. §§ 12.22 and 299A.01 Subd 2 (4) the State is empowered to allocate and disburse federal aid made available through the Department of Homeland Security and is empowered to enter into this grant contract. 2. The State is in need of the distribution of federal funds to eligible grant recipients pertaining to the 2004 Homeland Security Grant Program, Citizen Corps Program, Award Number 2004-GE-T4-0028, for the administration and completion of approved Citizen Corps Programs. 3. The Grantee represents that it is duly qualified and agrees to perform all services described in this grant contract to the satisfaction of the State. 2 Grant Contract Term of Grant Contract 1.1 Effective date: July 1; 2004, or the date the State obtains all required signatures under Minnesota Statutes Section 16C.05, subdivision 2, whichever is later. The Grantee must not begin work under this grant contract until this contract is fully executed and the Grantee has been notified by the State's Authorized Representative to begin the work. 1.2 Expiration date: November 30, 2005, or until all obligations have been satisfactorily fulfilled, whichever occurs first. 1.3 Survival of Terms. The following clauses survive the expiration or cancellation of this grant contract: 8. Liability; 9. State Audits; 10. Government Data Practices; 12. Publicity and Endorsement; 13. Governing Law, Jurisdiction, and Venue; and 15. Data Disclosure. Grantee's Duties The Grantee, who is not a state employee, will: 2.1 Perform the work in the Grantee's 2004 Citizen Corps Program Grant Application, Attachment A, which is attached and incorporated into this grant contract. 2.2 Comply with all program guidelines specified in the Minnesota 2004 Citizen Corps Program Application Packet provided to the Grantee by the State, and will comply with the standards and requirements attached and incorporated into this grant contract. These additional standards and requirements are the following: a. Federal Audit Requirements, labeled Attactnnent B, which is attached and incorporated into this grant contract. b. Federal Assurances, labeled Attachment C, which is attached and incorporated into this grant contract. c. Grantees receiving $100,000.00 or more must complete and return the Certification Regarding Lobbying form, labeled Attaclnnent D, which is attached and incorporated into this grant contract. 2.3 Use this funding to develop and implement or el~hance Citizen Corps Program activities. Funds approved under this grant contract shall be used to supplement and shall not be used to supplant non- federal funds dedicated to this effortl The Grantee may be required to supply documentation certifying that a reduction in non-federal resources occurred for reasons other than the receipt or expected receipt of federal funds. 2004 Citizens Corps Program (05/04) Page 1 Contract # 2000-9675 2.4 Use no more than 3 % of this grant award for management and administrative activities specified in the Minnesota 2004 Citizen Corps Program Application Packet provided to the Grantee by the State. 3 Time The Grantee must comply with all the time requirements described in this grant contract. In the performance of this grant contract, time is of the essence. 4 Consideration and Payment 4.1 Consideration. The State will pay for all services performed by the Grantee under this grant contract as follows: (1) Compensation. The Grantee will be reimbursed an amount not to exceed $13,654.00, according to the breakdown of costs specified in Grantee's 2004 Citizen Corps Program Grant Application, Attachment A, which is attached and incorporated into this grant contract. The Grantee will submit a written change request for any substitution of budget items, or any deviation of more than 15% from a budget category line in the approved breakdown of costs specified in Attachment A. Change requests for substitution of budget items, or any deviation of more than 15% from a budget category line in the approved breakdown of costs must be given in writing to the State's Authorized Representative and at least 60 days prior to the Expiration date of this grant contract. Grantees whose requests have been approved will be notified in writing by the State's Authorized Representative to the Grantee's Authorized Representative. Requests must be approved prior to any expenditure by the Grantee. (2) Matching Requirements. (If Applicable) Grantee certifies that the following matching requirement, for the grant contract, will be inet by the Grantee $0.0Q. (3) Total Obligation. The total obligation of the State for all compensation and reimbursements to the Grantee under this grant contract will not exceed $13,654.00. 4.2 Payment (1) Grant Billing Form. The State will promptly pay the Grantee after the Grantee presents a Grant Billing Form for the services actually performed and the State's Authorized Representative accepts the invoiced services. Grant Billing Form must be submitted timely and according to the following schedule: a. Grantee will submit the Grant Billing Form along with copies of Grantee's itemized invoices for actual costs incurred at least bi-annually due June 3 0 and December 31, for the life of the grant, but not more often than monthly and within 30 days of the period covered by the Grant Billing Form. b. Expenditures for each state fiscal Year (July through June) of this grant contract must be for services Satisfactorily performed within applicable state fiscal year. Final Grant Billing Form p~,-,~;,,;,,,~ ,,. ,h,~ c..o, ~,~, ..... ~ .y,~.~ ,_,~ ,~,~ ~au~ by the State no later than August 15, 2005. Reimbursements from the second state fiscal yem' may commence on or after July 1, 2005. The final Grant Billing Form pertaining to the second state fiscal year of this grant contract must be received by the State within 45 days of the Expiration date of this grant contract. c. Grantee will submit financial mad narrative performance reports at least bi-annually due June 30 and December 31, for the life of the grant, but not more often than monthly. The narrative performance report shall consist of a comparison of actual accomplislnnents to the approved work plan in Attaclnnent A. These reports must be submitted before reimbursement will be paid. (2) Federal funds. (Where applicable, if blank this section does not apply) Payments under this grant contract will be made from federal funds obtained by the State through CFDA # 97.004, Public 2004 Citizens Corps Program (05/04) Page 2 Contract # 2000-9675 Law 108-90, the Department of Homeland Security Appropriations Act, 2004. The Grantee is responsible for compliance with all federal requirements imposed on these funds and accepts full financial responsibility for any requirements imposed by the Grantee's failure to comply with federal requirements. Conditions of Payment All services provided by the Grantee under this grant contract must be performed to the State's satisfaction, as determined at the sole discretion of the State's Authorized Representative and in accordance with all applicable federal, state, and local laws, ordinances, rules, and regulations. The Grantee will not receive payment for work found by the State to be unsatisfactory or performed in violation of federal, state, or local law. 6 Authorized Representative The State's Authorized Representative is Kristen Sailer, Grants Specialist, Division of Homeland Security and Emergency Management, 444 Cedar Street, Suite 223, St. Paul, MN 55101-6223, Phone (651) 215-6939, or his/her successor, and has the responsibility to monitor the Grantee's performance and the authority to accept the services provided under this grant contract. If the services are satisfactory, the State's Authorized Representative will certify acceptance on each Grant Billing Form submitted for payment.. The Grantee's Authorized Representative is Thomas Johnson, Chief of Police, City of Columbia Heights, 559 Mill Street NE, Columbia Heights, MN 55421, phone 763-706-3755. If the Grantee's Authorized Representative changes at any time during this grant contract, the Grantee must immediately notify the State. 7 Assignment, Amendments, Waiver, and Grant Contract Complete 7.1 Assignment. The Grantee may neither assign nor transfer any rights or obligations under this grant contract without the prior consent of the State and a fully executed Assignment Agreement, executed and approved by the same parties who executed and approved this grant contract, or their successors in office. 7.2 Amendments. Any amendment to this grant contract must be in writing and will not be effective until it has been executed and approved by the same parties who executed and approved the original grant contract, or their successors in office. 7.3 Waiver. If the State fails to enforce any provision of this grant contract, that failure does not waive the provision or its right to enforce it. 7.4 Grant Contract Complete. This grant contract contains all negotiations and agreements between the State and the Grantee. No other understanding regarding this grant contract, whether written or oral, may be used to bind either party. Liability The Grantee must indemnify, save, and hold the State, its agents, and employees harmless fi'om any claims or causes of action, including attorney's fees incurred by the State, arising from the performance of this grant contract by the Grantee or the Grantee's agents or employees. This clause will not be construed to bar any legal remedies the Grantee may have for the State's failure to fulfill its obligations under this grant contract. 9 State Audits Under Mime. Stat. § 16C.05, subd. 5, the Grantee's books, records, documents, and acc6unting procedures and practices relevant to this grant contract are subject to examination by the State and/or the 2004 Citizens Corps Program (05/04) Page 3 Contract # 2000-9675 State Auditor or Legislative. Auditor, as appropriate, for a minimum of six years from the end of this grant contract. 10 Government Data Practices The Grantee and State must comply with the Minnesota Govermnent Data Practices Act, Minn. Stat. Ch. 13, as it applies to all data provided by the State under this grant contract, and as it applies to all data created, collected, received, stored, used, maintained, or disseminated by the Grantee under this grant contract. The civil remedies of Minn. Stat. § 13.08 apply to the release of the data referred to in this clause by either the Grantee or the State. If the Grantee receives a request to release the data referred to in this Clause, the Grantee must immediately notify the State. The State will give the Grantee instructions concerning the release of the data to the requesting party before the data is released. 11 Workers' Compensation The Grantee certifies that it is in compliance with Minn. Stat. § 176.181, subd. 2, pertaining to workers' compensation insurance coverage. The Grantee's employees and agents will not be considered State employees. Any claims that may arise under the Mim~esota Workers' Compensation Act on behalf of these employees and any claims made by any third party as a consequence of any act or omission on the part of these employees are in no way the State's obligation or responsibility. 12 Publicity and Endorsement 12.1 Publicity. Any publicity regarding the subject matter of this grant contract must identify the State as the sponsoring agency and must not be released without pr/or written approval fi'om the State's Author/zed Representative. For pm-poses of this provision, publicity includes notices, informational pmx~phlets, press releases, research, reports, signs, and similar public notices prepared by or for the Grantee individually or jointly with others, or any subcontractors, with respect to the program, publications, or services provided resulting from this grant contract. 12.2 Endorsement. The Grantee must not claim that the State endorses its products or services. 13 Governing Law, Jurisdiction, and Venue Minnesota law, without regard to its choice-of-law provisions, governs this grant contract. Venue for all legal proceedings out of this grant contract, or its breach, must be in the appropriate state or federal court with competent jurisdiction in Ramsey County, Minnesota. 14 Termination 14.1 Termination by the State. The State may cancel this grant contract at m~y time, with or without cause, upon 30 days' written notice to the Grantee. Upon termination, the Grantee will be entitled to payment, determined on a pro rata basis, for services satisfactorily performed. 14.2 Termination for Insufficient Funding. The State may immediately terlninate this grant contract if it does not obtain funding from the Milmesota Legislature, or other funding source; or if funding cam~ot be continued at a level sufficient to allow for the payment of the serVices covered here. Termination must be by written or fax notice to the Grantee. The State is not obligated to pay for any services that are provided after notice and effective date of termination. However, the Grantee will be entitled to payment, determined on a pro rata basis, for services satisfactorily performed to the extent that funds are available. The State will not be assessed any penalty if the grant contract is terminated because of the decision of the Milmesota Legislature, or other funding source, not to appropriate funds. The State must provide the Grantee notice of the lack of funding within a 2004 Citizens Corps Program (05/04) Page 4 Contract # 2000-9675 reasonable time of the State receiving that notice. 14.3 Termination for Failure to Comply. The State may cancel this grant contract immediately if the State finds that there has been a failure to comply with the provisions of this grant, that reasonable progress has not been made or that the purpose for which the funds were granted have not been or will not be fulfilled, the State may take action to protect the interests of the State of Minnesota, including the refusal to disburse additional funds and requiring the return of all or part of the funds already disbursed. 15 Data Disclosure Under Minn. Stat.{} 270.66, and other applicable law, the Grantee consents to disclosure of its social security number, federal employer tax identification number, and/or Minnesota tax identification number, already provided to the State, to federal and state tax agencies and state personnel involved in the payment of state obligations. These identification numbers may be used in the enforcement of federal and state tax laws which could result in action requiring the Grantee to file state tax returns and pay delinquent state tax liabilities, if any, or pay other state liabilities. 1. ENCUMBR_ANCE VERIFICATION Individual certifi~t~ ~q~,e _~~ed as required by Min}~[ ~ ~1~ a~ ~. 05. Date: Grant Contract No. 2000-9675 3. STATE AGEN.,kCY ~-~ By: (with dg~egatg~l auth_orhyS' Title: Date: 2. GRANTEE The Grantee certifies that the appropriate person(s) have efc'~ed the grant contract on behalf of the Grantee as requi,~d by~splicable articles, bylaws, ,7olutions ~' ordinances. Title: (- ~' ~fA< Date: 7~ ~¢~ Distribution: DPS - FAS Grantee HSEM 2004 Citizens Corps Program (05/04) Page 5 Minneeota Public Safety~ H -.EM Homeland Security ATTACHMENT A M/~,N. ESOTA ~ c t t t z e n ;lf c o rps MINNESOTA DEPARTMENT OF PUBLIC SAFETY DIVISION OF HOMELAND SECURITY AND EMERGENCY MANAGEMENT 444 CEDAR STREET, SUITE 223 ST. PAUL, MINNESOTA 55101-6223 PHONE: (651) 296-2233 FAX: (651) 296-0459 2004 Citizen Corps Program Grant Application Jurisdiction/Community/Organization Name* ,City of Columbia Heights Federal Employer Identification Number 41-6005069 Organization Address 590 - 40th Avenue NE City Columbia Heights State MN ZIP 55421-3882 * Organization/agency must be eligible to receive federal grant monies. Chief Elected Official Ms. Julienne W¥ckoff Title Mayor Address 590 - 40th Avenue NE City Columbia Heights State MN ZIP 55421-3882 Telephone .763-706-3607 E-Mail iulienne.wvckoff~ci.columbia2heights.mn.us Who is the contact person for ti]is grant? Name Thomas M. Johnson Title Chief of Police Mailing Address 559 Mill Street NE City Columbia Heights State .MN ZIP 55421-3882 Phone 763-706-3755 E-Mail tom.iohnson~ci.columbia.heights.mn.us 2004 Citizen Corps Grant Application February 9, 2004 Page A-1 Who is the local emergency management director? Name Walt Fehst TitleL City Manager Mailing Address 590 40th Ave. NE City Columbia Heights Phone ( 763 ) 706-3608 Is she/he aware of this application? YES State Minnesota ZIP 55421-3882 E-Mail Walt.Fehst~ci.columbia-hei~Ihts-mn.us NO (Please circle one) CITIZEN CORPS COUNCIL DESCRIBE YOUR PLANS FOR FORMING A CITIZEN CORPS COUNCIL IN YOUR COMMUNITY. Include a time line for forming the council and indicate what organization(s) council members will represent. The communities' elected leadership, other community officials, members of local voluntary agencies, community groups and the public should be invited to .join. If you have already established a forum that you wish to also take on Citizen Corps Council responsibilities, indicate how council duties will be incorporated into the existing program. List proposed activities of the Citizen Corps Council List projected costs for forming a Citizen Corps Council program below. NARRATIVE (Attach additional sheets, if necessary) 1'he City of Columbia Heights cun'ently hosts a coalition of community members who represent v~.fious organizations that are active in the city. This council currently meets bi- annually to review programs and resource allocations related to crime prevention and police' ~ervice. ~Continued on Attachment CITIZEN CORPS COUNCIL BUDGET Planning Public Education/Outreach I'raining/Exercise/Equipment Volunteer Program Mm~agement & Admin CITIZEN CORPS COUNCIL TOTAL Page A-2 COMMUNITY EMERGENCY RESPONSE TEAMS (CERT) YOUR PLANS FOR FORMING CERT TEAM(S) IN YOUR COMMUNITY. time line for forming CERT Team(s) of teams you plan to.establish during the performance period. How many members are on each of people from your jurisdiction who will receive training If you have already established a CERT program, indicate how funds requested will improve your existing List projected costs for the CERT program below. (Attach additional sheets, if necessary) city of Columbia Heights proposes to create a CERT program comprised often 3-person teams. The first 3-months (Apr. through Jun) of the program will involve public outreach and education directed towards seeking members of the community interested in joining the CERT This will include seeking public interest articles and public service announcements local publications and on cable TV to educate the community on how they can help as a During this time two officers with the Columbia Heights Police Department will CERT Instructor Training. Between July and August the first group' of Columbia CERT volunteers will be trained by these instructors. on Attachment #2) Education/Outreach :luipment Program & Admin $1,280.70 $1,000.00 $11,373.68 CERT TOTAL $13,654.38 Page A-3 PARTNERSHIPS WITH THE VOLUNTEER COMMUNITY: Describe what roles volunteers and voluntary agencies currently play in your emergency preparedness and response program. Do you have a Volunteer Coordinator in your jurisdiction? Also indicate your plans for increasing opportunities for volunteers and voluntary agencies. The city of Columbia Heights relies on volunteers in the community for a variety of services. The police department utilizes adult volunteers through the Police Reserve Program to assist with vehicle tows, prisoner transport, and a variety of other low risk activities. High school students volunteer through the Police Explorer program and assist with traffic control at parades and other special functions. The Senior Volunteer Program has utilized retired seniors who volunteer their,time at the police department assisting with clerical and other duties. Currently there is no Volunteer Coordinator, as each department within the city has handles personnel assignments related to the various volunteer programs under their control. Future plans include collaborating with adjoining communities to develop a Secondary First Responder Program that will consist of volunteers from the CERT programs of participating communities. Their information will be combined to form a database of CERT personnel with particular training and skills that can be quickly identified and drawn upon by all participating communities in an emergency. This will increase exponentially the available resources from what would otherwise be available if each community were to operate independently. This implementation is currently underway. PROGRAM SUSTAINMENT - Describe how your jurisdiction plans to continue support for the Citizen Corps Council and Citizen Corps programs after the grant program ends. Identify possible sources of alternate funding or donations from local businesses, foundations and other sources. The expansion of the CERT program to serve as a primary entry point for the multi- jurisdictional Secondary First Responder Program ensures that Columbia Heights and other participating agencies will have a vested interest in sustaining their CERT programs. The Citizen Corps Council being established includes members of the business commnnity who will assist in seeking private sector funding for the program. Additionally, Columbia Heights and other cities involved will contribute personnel and other resources to maintain required training of CERT personnel. The city has received past contributions from organizations such as Lions, and VFW, and it anticipates this program will qualify for their continued support as well. 2004 Citizen Corps Grant Application February 9, 2004 Page A-4 VULNERABLE POPULATIONS/AREAS PRONE TO DISASTER OR EMERGENCY: From your jurisdiction's hazard analysis, please identify any vulnerable populations (senior citizens, low income, disabled, single parent, those for which English is a second language, etc.), and areas within the jurisdiction that are especially vulnerable to emergencies/disasters (floodplains, near nuclear power plants, major transportation routes, airports, etc.). Estimate how many vulnerable people or people in disaster/emergency prone areas may benefit from your proposed program(s). The City of Columbia Heights, a first ring suburb of Minneapolis, has two major routes into Minneapolis (Hwy 65 and Hwy 47), with Interstate 694 running along the northern border. The primary water reservoir for the City of Minneapolis sits entirely within Columbia Heights, and construction of a new secondary reservoir on the city's eastern border is nearing completion. The city has a number of industrial districts, one of which includes a propane gas storage and processing facility. The city also has a senior residential high-rise. 2004 Citizen Corps Grant Application February 9, 2004 Page A-5 Attachment 1 - Citizen Corps Council Narrative Currently the various organizations represented are as follows: Columbia Heights Police Department Anoka County Sheriff's Office City Attorneys Office Anoka County Corrections Anoka County District Court Columbia Heights Public School District Columbia Heights buSiness community Columbia Heights religious community This coalition has been active in determining the course of public safety initiatives for a number of years and is therefore well positioned to take on the additional duties of Citizen Corps Council. These duties wonld include the following: Review current Citizen Corps programs and proposed changes, and make recommendations. Serve as a conduit through which information on initiatives for volunteer recruitment, education for disaster preparedness, and related issues can be quickly dispersed' throughout the community. Identify and explore .options for on-going fnnding necessary to maintain or increase programs as needed. · ,cv,~w p~upusa,s ~or ne~v programs and initiatives developed to meet the changing security and public safety needs of the community. Page A~6 Offer a diverse perspective on current issues facing the community and identify potential threats and targets that might need attention. The coalition will increase its number of meetings from bi-annually to quarterly so as to allow adequate time to discuss and act upon the various issues that come before it. Since the duties of the Citizen Corps Council are being absorbed by an active coalition that was previously established, and since this Coalition is comprised of volunteers from throughout the community, there are no significant costs projected at this time. The time line for the Citizen Corps Council to be established as an adjunct of the Columbia Heights Juvenile Crime Enforcement Coalition is projected to be one month. Starting in March, 2004 coalition members will receive information related the proposed expansion to include the additional duties. This will include an overview of the Citizen Corps programs and their respective go.als. It will also include the current status of these programs in the city, and current proposals that are planned. Starting in April, 2004, the coalition will have its first official quarterly meeting to assess current and future programs in accordance with its duties as Citizen Corps Council. Attachment #2 - CERT Program Narrative Proposed Additional Duties As Auxiliary First Responders While CERT training will be beneficial to all members of the community in assisting their families and their neighbors in an emergency, interested members meeting certain minimal requirements will be included in an additional database so that they may be called upon to assist public safety departments in the event of a nearby large scale event that may not directly affect them. Currently all local municipahties like Columbia Heights operate at minimal staffing levels adequate to handle routine call loads, while utilizing mutual aid for Occasional serious incidents of short duration that may occur. For small-scale, long-term incidents greater than 8 hours, volunteer groups such as Police Reserve Units are often activated to assist with such things as perimeter securityl In the event of an incident occurring on a much larger scale, both in area affected and/or time involved to control, contain and resolute, the available resources would be quickly depleted, even if initi'ally sufficient for first response. In such an event, the value of even moderately trained Police Reserve and Volunteer CERT units would increase significantly as they are employed to assist full-time first responders with such things as evacuation of i~ured, decontamination stations~ locating and securing e¥idence, perimeter maintenance and myriad other assignments. While many good Samaritans show up on the' scene of such incidents, there is a risk in utilizing them as a resource since it is not possible to verify their fitness for any assignment they might be given, nor is it possible to ensure adequate numbers will respond to meet the need. This and other ancillary assig~unents would be a primary responsibility of CERT persormel, a volunteer force of minimally trained citizens from the community. Training and Certification Page A-7 CERT members wising to assist with these additional duties will have background investigations in advance. They will be required to meet pre-defined minimal physical requirements. In addition to the standard 7-Hour annual training and participating in the annual exercise to practice their skills along side fitll-time public safety personnel, they may be offered additional training related to these additional duties. Upon completion of the training, those certified will receive an official photographed certification / identification card. Equipment Equipment other than personal CERT kits would be maintained and stored by the city, and would distributed to CERT teams when they report to a predetermined location after being summoned to assist when an actual incident occurs. All non-personal equipment will be collected upon completion of the CERT member's tour of duty, or transferred to another CERT member who will be relieving them. Such equipment might include hm~dheld radios, and first-aid equipment. CERT members would use their personal vehicles to assist with transportation around an incident site, to assist with blocking intersections, or as a place of shelter while maintaining a perimeter. In such cases additional equipment would include magnetic door signage displaying official insignia and amber dash-mounted strobe. This vehicle equipment would also be retained by the government agency until needed, and transferred between CERT members during an incident. Summary In addition to providing for an educated and self sufficient community in the event of a disaster that overwhelms regular public safety services, the ability to mobilize a significant number of minimally trained personnel will greatly improve the ability of Columbia Heights to better handle large-scale events at a minimal cost. This relatively minor investment at this time will greatly enhance the city's preparedness and security for years to come. Additional expansion of this enhanced CERT program to include surrounding .communities, forming a much larger support network of CERT personnel that participating communities can call upon, is one of the future goals of this program. Page A-8 CERT Program Budget Planning Cost of 1 Sgt. For 40 Hrs. * Est. Wage increase ap $1,28O.7O 0.03 Public Education and Outreach Misc. Advertising and recruitment Training/Exercise/Equipment Training: 2 officers for 60 hrs training pay (CERT Inst. training) 2 officers for 20 Hrs. at OT pay (CERT Training) Equipment: Qty Unit Cost CERT kits 30 $42.00 Barricade tape 10 $18.07 Halogen Dash strobe 10 $69.00 Suction cup mounts 10 $14.50 Magnetic signs 20 $42.95 ID cards 3'0 $8.00 Exercise: · 2 officers at 40 Hrs. OT (Setup/Conduct/TakeDwn) $1,000.00 $3,203.30 $1,598.56 $1,260.00 $18O.7O $69O.OO $145.00 $859.OO $240.00 $3,197.12 Sub Ttl. Sub Ttl. $1,280.70 $1,000.00 Management / Admin. Costs Misc. Mgt. And Admin Costs if any Sub Ttl. 0 $11,373.68 Total Proposed Costs Sub Ttl. $!3 654.38 0 $13,654.38 page A-9 Contract # 2000-9675 ATTACHMENT B FEDERAL AUDIT REQUIREMENTS 1. For subrecipients that are state or local governments, non-profit organizations, or Indian tribes If the grantee expends total federal assistance of $300,000 or more per year, the grantee agrees to obtain either a single audit or a program-specific audit made for the fiscal year in accordance with the terms of the Single Audit Act Amendments of 1996. Audits shall be made annually unless the state or local govermnent has, by January 1, 1987, a constitutional or statutory requirement for less frequent audits. For those governments, the federal cognizant agency shall permit biennial audits, covering both years, if the government so requests. It shall also honor requests for biennial audits by governments that have an administrative policy calling for audits less frequent than annual, but only audits prior to 1987 or administrative policies in place prior to January 1, 1987. For subrecipients that are institutions of higher education or hospitals If the grantee expends total direct and indirect federal assistance of $300,000 or more per year, the grantee agrees to obtain a financial and compliance audit made in accordance with OMB Circular A-110 "Requirements for Grants and Agreements with Universities, Hospitals and Other Nonprofit Organizations" as applicable. The audit shall cover either the entire organization or all federal funds of the organization. The audit must determine whether the subrecipient spent federal assistance funds in accordance with applicable laws and regulations. The audit shall be made by an independent auditor. An independent auditor is a state or local government auditor or a public accountant who meets the independence standards specified in the General Accounting Office's "Standards for Audit of Governmental Organizations, Programs, Activities, and Functions." 3. The audit report shall state that the audit was performed in accordance with the provisions of OMB Circular A- 133 (or A-110 as applicable). The reporting requirements for audit reports shall be in accordance with the American Institute of Certified Public Accounts' (AICPA) audit guide, "Audits of State and Local Govermnental Units," issued in 1986. The federal government has approved the use of the audit guide. In addition to the audit report, the recipient shall provide colmnents on the findings mad reco~mnendations in the report, including a plan for corrective action taken or p!a_.nned and COlm_n_ents on the sta_nns of co~_~_'ective action taken on prior findings. If corrective action is not necessary, a statement describing the reason it is not should accompany the audit report. The grantee agrees that the grantor, the Legislative Auditor, the State Auditor, and any independent auditor designated by the grantor shall have such access to grantee's records and financial statements as may be necessary for the grantor to comply with the Single Audit Act Amendments of 1996 mad OMB Circular A-133. 5. Grantees of federal financial assistance from.subrecipients are also required to comply with the Single Audit Act and OMB Circular A-133. 6. The Statement of Expenditures form cma be used for the schedule of federal assistance. 7. The grantee agrees to retain documentation to support the schedule of federal assistance for at least four years. 2004 Citizens Corps Program (05/04) Page B-1 Contract # 2000-9675 8. Required audit reports must be filed with the State Auditor's Office, Single Audit Division, and with federal and state agencies providing federal assistance, within six months of the grantee's fiscal year end. OMB Circular A- 133 requires recipients of more than $300,000 in federal funds to submit one copy of the audit report within 30 days after issuance to the central clearinghouse at the following address: Bureau of the Census Data Preparation Division 1201 East 10th Street Jeffersonville, Indiana 47132 Attn: Single Audit Clearinghouse The Department of Public Safety's audit report should be addressed to: Minnesota Department of Public Safety Office of Fiscal and Administrative Services 444 Cedar Street Suite 126, Town Square St. Paul, MN 55101-5126 2004 Citizens Corps Program (05/04) Page B-2 Contract # 2000-9675 ATTACHMENT C FEDERAL ASSURANCES The Applicant hereby assures and certifies compliance with all Federal statutes, regulations, policies, guidelines and requirements, including OMB Circulars No. A-21, A-110, A-122, A-128, A-87; E.O. 12372 and Uniform Administrative Requirements for Grants and Cooperative Agreements 28 CFR, Part 66, Common rule, that govern the application, acceptance and use of Federal funds for this federally-assisted project. Also the Applicant assures and certifies that: 1. It possesses legal authority to apply for the grant; that a resolution, motion or similar action has been duly adopted or passed as an official act of the applicant's governing body, authorizing the filing of the application, including all understandings and assurances contained therein, and directing and authorizing the person identified as the official representative of the applicant to act in connection with the application and to provide such additional information may be required. 2. It will comply with requirements of the provisions of the Uniform Relocation Assistance and Real Property Acquisitions Act of 1970 (P.L. 91-646) which provides for fair and equitable treatment of persons displaced as a result of Federal and federally-assisted programs. 3. It will comply with provisions of Federal law which limit certain political activities of employees of a State or local unit of govermnent whose principal employment is in colmection with an activity financed in whole or in part by Federal grants (5 USC 1501, et seq.). 4. It will comply with the minimum wage and maximum hours provisions of the Federal Fair Labor Standards Act. o It will establish safeguards to prohibit employees from using their positions for a purpose that is or gives the appearance of being motivated by a desire for private gain for themselves or others, particularly those with whom they have family, business, or other ties. 6. It will give the sponsoring agency or the Comptroller General, through any authorized representative, access to and the right to examine all records, books, papers, or documents related to the grant. 7. It will comply with all requirements imposed by the Federal sponsoring agency concerning special requirements of law, program requirements, and other administrative requirements. 8. It will insure that the facilities under its ownership, lease or supervision which shall be utilized in the accomplishment of the project are not listed on the Enviromnental Protection Agency's (EPA) list of Violating Facilities and that it will notify the Federal grantor agency of the receipt of any communication from the Director of the EPA Office of Federal Activities indicating that a facility to be used in the project is under consideration for listing by the EPA. It will comply with the flood insurance purchase requirements of Section 102(a) of the Flood Disaster Protection Act of 1973, Public Law 93-234, 87 Stat. 975, approved December 31, 1976, Section 102(a) requires, on and after March 2, 1975, the purchase of flood insurance in communities where such insurance is available as a condition for the receipt of any Federal financial assistance for construction or acquisition purposes for use in any area that has been identified by the Secretary of the Department of Housing and Urban Development as an area having special flood hazards. The phrase "Federal financial assistance" 2004 Citizens Corps Program (05/04) Page C-1 Contract # 2000-9675 includes any form of loan, grant, guaranty, insurance payment, rebate, subsidy, disaster assistance loan or grant, or any other form of direct or indirect Federal assistance. 10. It will assist the Federal grantor agency in its compliance with Section 106 of the National Historic Preservation Act of 1966 as amended (16 USC 470), Executive Order 11593, and the Archeological and Historical Preservation Act of 1966 (16 USC 569a~ 1 et seq.) by (a) consulting with the State Historic Preservation Officer on the conduct of Investigations, as necessary, to identify properties listed in or eligible for inclusion in the National Register of Historic Places that are subject to adverse effects (see 36 CFR Part 800.8) by the activity, and notifying the Federal grantor agency of the existence of any such properties and by (b) complying with all requirements established by the Federal grantor agency to avoid or mitigate adverse effects upon such properties. 11. 12. 13. 14. 15. 16. It will comply, and assure the compliance of all its sub-grantees and contractors, with the applicable provisions of Title I of the Omnibus Crime Control and Safe Streets Act of 1968, as amended, the Juvenile Justice and Delinquency Prevention Act, or the Victims of Crime Act, as appropriate; the provisions of the current edition of the Office of Justice Programs Financial and Administrative Guide for Grants, M7100.1; and all other applicable Federal laws, orders, circulars, or regulations. It will comply with the provisions of 28 CFR applicable to grants and cooperative agreements including Part 18, Administrative Review Procedure; Part 20, Criminal Justice Information Systems; Part 22, Confidentiality of Identifiable Research and Statistical Information; Part 23, Criminal Intelligence Systems Operating Policies; Part 30, Intergovernmental Review of Department of Justice Programs and Activities; Part 42, Nondiscrimination/Equal Employment Opportunity Policies and Procedures; Part 61, Procedures for Implementing the National Enviromnental Policy Act; Part 63, Floodplain Management and Wetland Protection Procedures; and Federal laws or regulations applicable to Federal Assistance Programs. It will comply, and all its contractors will comply, with the non-discrimination requirements of the Omnibus Crime Control and Safe Streets Act of 1968, as amended, 42 USC 3789(d), or Victims of Crime Act (as appropriate); Title VI of the Civil Rights Act of 1964, as amended; Section 504 of the Rehabilitation Act of 1973, as amended; Subtitle A, Title II of the Americans with Disabilities Act (ADA) (1990); Title IX of the Education Amendments of 1972; the Age Discrimination Act of 1975; Department of Justice Non-Discrimination Regulations, 28 CFR Part 42, Subparts C,D,E, and G; and Department of Justice regulations on disability discrimination, 28 CFR Part 35 and Part 39. In the event a Federal or State court or Federal or State administrative agency makes a finding of discrimination after a due process hearing on the grounds of race, color, religion, national origin, sex, or disability against a recipient of funds, the recipient will forward a copy of the finding to the Office for Civil It will provide an Equal Employment Opportunity Progrmn if required to maintain one, where the application is for $500,000 or more. It will comply with the provisions of the Coastal BanSer Resources Act (P.L. 97-348) dated October 19, 1982 (16 USC 3501 et seq.) which Prohibits the expenditure of most new Federal funds within the units of the Coastal Barrier Resources System. 2004 Citizens Corps Program (05/04) Page C-2 Contract # 2000-9675 ATTACHMENT D CERTIFICATION REGARDING LOBBYING For State of Minnesota Contracts and Grants over $100,000 The undersigned certifies, to the best of his or her kmowledge and belief that: (1) No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any agency, a member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, mnendment, or modification of any Federal contract, grant, loan, or cooperative agreement. (2) If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, A Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant; loan, or cooperative agreement, the undersigned shall complete and submit Standard Forrn-LLL, Disclosure Form to Report Lobbying in accordance with its instructions. (3) The undersigned shall require that the language of this certification be included in the award documents for all subawards at all tiers (including subcontracts, subgrants, and contracts under grants, loans and cooperative agreements) and that all subrecipients shall certify and disclose accordingly. This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by 31 U.S.C. 1352. Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. Organization Name Name and Title of Official Signing for Organization By: Signature of Official Date 2004 Citizens Corps Program (05/04) Page D-1